Price$322.48-3.86 (-1.18%)
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News · 26 weeks114-37%
2026-01-252026-07-19
Mix6290d
- Other34(55%)
- Insider21(34%)
- SEC Filings3(5%)
- Earnings2(3%)
- Leadership2(3%)
Latest news
25 items- PRLPL Financial Welcomes Williams Tax & Financial ServicesSAN DIEGO, July 23, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that the advisors of Williams Tax & Financial Services have joined LPL Financial’s broker-dealer and Registered Investment Advisor (RIA) platform. They reported serving approximately $340 million in advisory, brokerage and retirement plan assets* and join LPL from Cetera. Based in Los Alamitos, Calif., Williams Tax & Financial Services is led by Steve Williams, CFP®, Enrolled Agent (EA). Williams is a second-generation financial advisor with nearly four decades of experience helping clients navigate complex financial decisions. He is joined by team members Jobel Rentino, EA, and Kirk Hunter. A defining aspect
- PRLPL Welcomes John and Brian Bizjack to Ascendus Financial AdvisorsSAN DIEGO, July 21, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors John Bizjack and Brian Bizjack have joined LPL Financial’s broker-dealer and Registered Investment Advisor (RIA) platform, aligned with Ascendus Financial Advisors, an existing firm supporting LPL-affiliated advisors. They reported serving approximately $145 million in advisory, brokerage and retirement plan assets* and join LPL from Morgan Stanley. Based in Tulsa, Okla., they operate a family-owned practice, with brothers John and Brian continuing in the path of their father Paul, who served as a financial advisor for 40 years. Their client base consists of families and individuals near
- PRLPL Financial Welcomes Advisor Alan FeutzSAN DIEGO, July 16, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisor Alan Feutz, CFP®, has joined Genesis Wealth, an LPL-aligned wealth management firm, through LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platforms. Feutz reported serving approximately $725 million in advisory, brokerage and retirement plan assets* and joins from J.P. Morgan. Based outside of Chicago in Deerfield, Ill., Feutz brings more than two decades of industry experience and works primarily with individuals and families who are approaching or living in retirement. His practice emphasizes comprehensive wealth management, including retirement planning, tax-awa
- PRLPL Financial Welcomes Buell Wealth ManagementSAN DIEGO, July 15, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that the financial advisors of Buell Wealth Management have joined LPL Financial’s broker-dealer and Registered Investment Advisor (RIA) platform. The team reported serving approximately $370 million in advisory, brokerage and retirement plan assets* and joins from Buell Securities Corporation. Based in Glastonbury, Conn., Buell Wealth Management is led by Chief Executive Officer Chris Berris, who has more than 40 years of industry experience and has served in his leadership role since 1997. His former advisory practice, Buell Securities Corporation, had deep roots dating back to 1921. The five advisors of Buel
- PRLPL Financial Welcomes HighWater Wealth to Quotient Advisor PartnersSAN DIEGO, July 14, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that the advisors of HighWater Wealth have joined LPL Financial’s broker-dealer and Registered Investment Advisor (RIA) platform, aligned with Quotient Advisor Partners, an existing firm supporting LPL-affiliated advisors. The team reported serving approximately $2.4 billion in advisory assets* and joins LPL from U.S. Bank. Based in San Diego, HighWater Wealth provides multi-generational office services for high-net-worth individuals and families. The team consists of Kristian Forster, Mike Rookus, Falko Hörnicke, CFA®, CFP®, Tim Davidson, CFA®, and Brian Rissman. HighWater Wealth takes a planning-first approa
- PRLPL Financial Announces Second Quarter 2026 Earnings Release Date and Conference CallSAN DIEGO, July 09, 2026 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (NASDAQ:LPLA) (the "Company"), the parent corporation of LPL Financial LLC, announced today it will report second quarter financial results after the market closes on Thursday, July 30. The Company will host a conference call to discuss its results at 5 p.m. ET the same day. The conference call will be accessible and available for replay at investor.lpl.com/events. Contacts Investor Relationsinvestor.relations@lplfinancial.com Media Relationsmedia.relations@lplfinancial.com About LPL Financial LPL Financial Holdings Inc. (NASDAQ:LPLA) is among the fastest growing wealth management firms in the U.S. As a leader i
- PRLPL Financial and Commonwealth Recognized as Top-Ranked Firms for Independent Advisor SatisfactionSAN DIEGO, July 09, 2026 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (NASDAQ:LPLA) today announced that its firms earned the #1 and #2 rankings in the JD Power 2026 U.S. Financial Advisor Satisfaction Study in the category of "Independent Advisor Satisfaction Among Financial Investment Firms." Commonwealth Financial Network, acquired by LPL in 2025, secured its 13th consecutive #1 ranking, while LPL Financial LLC rose to #2 overall. The results reflect a system intentionally built around advisor success — one that combines Commonwealth’s long-standing model of deeply personalized service with LPL’s scale, innovation and expanding capabilities. Together, the firms represent the top two
- PRCypress Point Wealth Partners Joins LPL’s Independent Advisor NetworkSAN DIEGO, July 08, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisor Brian Lubel, CFP®, CLU®, ChFC®, has affiliated with LPL Financial’s supported independence model, LPL Independent Advisor Network, to support his existing independent practice, Cypress Point Wealth Partners. He reported serving approximately $175 million in advisory, brokerage and retirement plan assets* and joins LPL from MML Investors Services, a subsidiary of MassMutual. Based outside Orlando, Fla., Lubel founded Cypress Point Wealth Partners to deliver planning-focused, relationship-driven financial guidance. With a client base that includes business owners and driven professionals, h
- PRLPL Research Team Releases Midyear Outlook 2026: Policy-Driven Markets, AI Evolution and the Case for BalanceSAN DIEGO, July 07, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC today released its Midyear Outlook 2026: Policy, Buildouts and Bottlenecks. Setting the tone for the second half of the year, the report provides a comprehensive analysis of the economic and market environment and outlines key considerations for investors navigating an increasingly policy-driven and complex landscape. The Midyear Outlook underscores how markets are being shaped by the interaction of policy decisions, geopolitical developments and the ongoing evolution of artificial intelligence (AI). As the year progresses, the report highlights how resilient corporate earnings, moderating but positive economic growth, and per
- PRLPL Financial Welcomes Advisor David LogsdonSAN DIEGO, July 07, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that David Logsdon has joined LPL Financial’s broker-dealer and Registered Investment Advisor (RIA) platform. Logsdon reported serving approximately $380 million in advisory, brokerage and retirement plan assets* and joins LPL from Wells Fargo Advisors. Based in the Sun Valley, Idaho area, Logsdon is the founder of Summit Ridge Financial Advisors and brings 30 years of industry experience serving individuals, families, nonprofit organizations and small businesses across the country. Throughout his career, he has built his business on the belief that financial advice should be as unique as the families he serves
- PRHaskin Private Wealth Advisors Joins LPL’s Independent Advisor NetworkSAN DIEGO, July 07, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Doug Haskin, CRPS®, CPFA®, and Jenny Haskin have launched a new independent practice, Haskin Private Wealth Advisors, through affiliation with LPL Financial’s supported independence model, LPL Independent Advisor Network. The advisors oversee approximately $170 million in advisory, brokerage and retirement plan assets* and join LPL from Wells Fargo. Based in Sacramento, Calif., Doug and Jenny Haskin bring more than two decades of combined industry experience to their practice. Having worked together for approximately six years, the husband-and-wife team serves a diverse client base that
- PRLPL Welcomes McCormick Private Wealth to LinscoSAN DIEGO, June 30, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisor Wayne McCormick, CFP®, CHFC® has joined Linsco by LPL Financial to launch McCormick Private Wealth. He reported serving approximately $340 million in advisory, brokerage and retirement plan assets* and joins LPL from Steward Partners. Based in Manchester, N.H., the McCormick Private Wealth team also includes Michelle Lauder, CFP® and Bo Denniston. They serve individuals and families navigating some of life’s most important financial decisions, including those approaching or living in retirement. The practice also supports multigenerational relationships, working with clients who are build
- PRLPL Welcomes NorthStar Wealth AdvisorySAN DIEGO, June 25, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisor Ronald White has launched a new independent practice, NorthStar Wealth Advisors, with support from Good Life Companies, an LPL Financial-affiliated firm. The team reported serving approximately $160 million in advisory, brokerage and retirement plan assets* and joins from Raymond James. Based in El Paso, Texas, White brings more than three decades of experience serving retirees, business owners and high-net-worth families. He has built his practice on disciplined investing, tax-efficient strategies and long-term financial planning, with a strong emphasis on personalized service and client
- PRLPL Financial Welcomes Tribute FinancialSAN DIEGO, June 24, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that the financial advisors of Tribute Financial have joined LPL Financial’s broker-dealer and Registered Investment Advisor (RIA) platform. Led by president and chief executive officer, Kevin Daniels, MBAF, the team reported serving over $500 million in advisory, brokerage and retirement plan assets* and joins LPL from United Planners Financial Services. Based across offices in Missouri and Connecticut, Tribute Financial is a family-oriented practice serving a diverse client base that spans generations and financial backgrounds. Daniels and his team focus on building long-standing relationships grounded in tru
- INSIDERGroup Managing Director Jambusaria Aneri sold $94,248 worth of shares (308 units at $306.00) as part of a pre-agreed trading plan, decreasing direct ownership by 5% to 6,415 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- PRLPL Financial Welcomes Daniel Zacharias to Decorum Wealth ManagementSAN DIEGO, June 17, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisor Daniel Zacharias has joined LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platform, aligned with Decorum Wealth Management, an existing LPL Strategic Wealth firm. Zacharias reported serving approximately $250 million in advisory, brokerage and retirement plan assets* and joins from UBS Financial Services. Zacharias has almost 20 years of industry experience and a well-rounded background across multiple areas of financial services. As a second-generation financial advisor, he began his career in national accounts in Silicon Valley before transitioning into the mortg
- PRLPL Financial Reports Monthly Activity for May 2026SAN DIEGO, June 16, 2026 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (NASDAQ:LPLA) (the "Company") today released its monthly activity report for May 2026. Total client assets at the end of May were $2.55 trillion, an increase of $76.9 billion, or 3.1%, compared to the end of April. Advisory assets as a percentage of total assets increased to 60.2%, up from 55.1% a year ago. Total organic net new assets ("NNA") for May were $8.8 billion, translating to a 4.3% annualized growth rate. Total client cash balances at the end of May were $54.8 billion, a decrease of $0.6 billion compared to the end of April. Net buying in May was $13.7 billion. (End of period $ in billions, unless noted)M
- PRLPL Financial Welcomes Spectrum Wealth StrategiesSAN DIEGO, June 16, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that the financial advisors of Spectrum Wealth Strategies have joined LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platform. The team reported serving approximately $1.5 billion in advisory, brokerage and retirement plan assets* and joins LPL from MassMutual. Based in Dallas, Spectrum Wealth Strategies is led by financial advisors Randy Black, CFP®; Jonathan Bomar, CFP®; Truman Blocker, CFP®; Landon Vaughan; Weston Poulos, CFP®; Billy Geiler, CFP®; Jeff Cummins, CFP®, CPA, MBA; and Jaime Galvan, CFP®. The team also includes associate advisors Stephen Luna and Matthew Galvan, with additi
- INSIDERGroup Managing Director Gates Greg covered exercise/tax liability with 232 shares, decreasing direct ownership by 1% to 20,532 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- INSIDERGroup Managing Director Cohen Marc Eliot covered exercise/tax liability with 44 shares, decreasing direct ownership by 1% to 4,356 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- PRLPL Financial Welcomes Fortress Financial PlanningSAN DIEGO, June 15, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that the financial advisors of Fortress Financial Planning have joined LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platform. Advisors Bassem Moez, CRPC® and James Darden, JD, reported serving approximately $150 million in advisory, brokerage and retirement plan assets* and join LPL from MassMutual. Based in the Detroit metro area, Fortress Financial Planning serves a diverse client base that includes pre-retirees, retirees and professionals such as physicians and business owners. The team is focused on delivering personalized financial guidance designed to help clients make informed, c
- PRLPL Financial Welcomes Advisor Les SmithSAN DIEGO, June 11, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that Les Smith, CFP®, has joined LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platform. Smith reported serving approximately $185 million in advisory, brokerage and retirement plan assets* and joins LPL from Edward Jones. Based in Spring Hill, Tenn., Smith is the founder of Smith Complete Wealth and brings more than a decade of experience serving pre- and post-retirement clients, with a focus on blue-collar individuals and families who value hard work, integrity and having a trusted advocate in their corner. Smith built his business organically, developing relationships through direct o
- PRLPL Welcomes Allegia Wealth ManagementSAN DIEGO, June 09, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that Darren Colananni, CFP®, ChFC®, CIMA®, CPWA®, has joined LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platform, launching Allegia Wealth Management. Colananni reported serving approximately $230 million in advisory, brokerage and retirement plan assets* and joins LPL from Centurion Wealth Management. Based outside Washington, D.C., Allegia Wealth Management serves a diverse group of high-net-worth individuals navigating increasingly complex financial situations. Colananni describes his clients as "uniquely successful individuals and families," reflecting the wide range of background
- INSIDERDirector Thomas Corey E. was granted 7 shares, increasing direct ownership by 0.05% to 14,908 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- INSIDERDirector Schifter Richard P was granted 19 shares, increasing direct ownership by 0.05% to 39,178 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
LPLA FAQ
8 questionsWhat does LPL Financial Holdings Inc. do?
LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at financial institutions in the United States. Its brokerage offerings include variable and fixed annuities, mutual funds, equities, retirement and education savings plans, fixed income, and insurance, as well as alternative investments, such as non-traded real estate investment trusts and business development companies. The company also provides advisory platforms that provide access to mutual...Where does LPLA stock trade?
LPL Financial Holdings Inc. (LPLA) is listed on NASDAQ.What sector and industry is LPLA in?
LPL Financial Holdings Inc. operates in the Finance sector, Investment Bankers/Brokers/Service industry.When did LPL Financial Holdings Inc. go public?
LPL Financial Holdings Inc. (LPLA) completed its IPO in 2010.Does LPLA pay a dividend?
LPLA's most recent ex-dividend date was 2026-05-21 with a cash dividend of $0.30 per share. No future ex-date is on file yet.What are analysts saying about LPLA?
LPL Financial Holdings Inc. has had 8 recent analyst actions on file. The most recent action was from Keefe Bruyette: Outperform on 2026-04-08.What companies are similar to LPLA?
Notable peers in the same industry include MS (Morgan Stanley), GS (Goldman Sachs Group Inc.), SCHW (Charles Schwab Corporation), BLK (BlackRock Inc.), IBKR (Interactive Brokers Group Inc.). Compare LPLA side-by-side with any of them on Quantisnow.How can I track LPLA on Quantisnow?
Quantisnow aggregates LPL Financial Holdings Inc.'s SEC filings, analyst ratings, insider transactions, FDA approvals, and press releases the moment they hit the wire (Wall Street's wire, on your screen.). Follow LPLA to receive live email and push alerts on every new disclosure.