Price$295.33-3.71 (-1.24%)
01:30 PM07:45 PM
News · 26 weeks106-43%
2025-12-212026-06-14
Mix6890d
- Other29(43%)
- Insider28(41%)
- SEC Filings7(10%)
- Analyst2(3%)
- Earnings2(3%)
Latest news
25 items- INSIDERGroup Managing Director Gates Greg covered exercise/tax liability with 232 shares, decreasing direct ownership by 1% to 20,532 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- INSIDERGroup Managing Director Cohen Marc Eliot covered exercise/tax liability with 44 shares, decreasing direct ownership by 1% to 4,356 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- PRLPL Financial Welcomes Fortress Financial PlanningSAN DIEGO, June 15, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that the financial advisors of Fortress Financial Planning have joined LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platform. Advisors Bassem Moez, CRPC® and James Darden, JD, reported serving approximately $150 million in advisory, brokerage and retirement plan assets* and join LPL from MassMutual. Based in the Detroit metro area, Fortress Financial Planning serves a diverse client base that includes pre-retirees, retirees and professionals such as physicians and business owners. The team is focused on delivering personalized financial guidance designed to help clients make informed, c
- PRLPL Financial Welcomes Advisor Les SmithSAN DIEGO, June 11, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that Les Smith, CFP®, has joined LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platform. Smith reported serving approximately $185 million in advisory, brokerage and retirement plan assets* and joins LPL from Edward Jones. Based in Spring Hill, Tenn., Smith is the founder of Smith Complete Wealth and brings more than a decade of experience serving pre- and post-retirement clients, with a focus on blue-collar individuals and families who value hard work, integrity and having a trusted advocate in their corner. Smith built his business organically, developing relationships through direct o
- PRLPL Welcomes Allegia Wealth ManagementSAN DIEGO, June 09, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that Darren Colananni, CFP®, ChFC®, CIMA®, CPWA®, has joined LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platform, launching Allegia Wealth Management. Colananni reported serving approximately $230 million in advisory, brokerage and retirement plan assets* and joins LPL from Centurion Wealth Management. Based outside Washington, D.C., Allegia Wealth Management serves a diverse group of high-net-worth individuals navigating increasingly complex financial situations. Colananni describes his clients as "uniquely successful individuals and families," reflecting the wide range of background
- INSIDERDirector Thomas Corey E. was granted 7 shares, increasing direct ownership by 0.05% to 14,908 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- INSIDERDirector Schifter Richard P was granted 19 shares, increasing direct ownership by 0.05% to 39,178 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- INSIDERDirector Putnam James S was granted 10 shares, increasing direct ownership by 0.01% to 137,290 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- INSIDERDirector Mnookin Allison was granted 3 shares, increasing direct ownership by 0.03% to 11,761 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- INSIDERDirector Glavin William Francis Jr was granted 15 shares, increasing direct ownership by 0.06% to 24,064 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- INSIDERDirector Eberhart Paulett was granted 5 shares, increasing direct ownership by 0.03% to 17,760 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- INSIDERDirector Bernard Edward C was granted 4 shares, increasing direct ownership by 0.02% to 16,259 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- PRLPL Financial Welcomes Align Private WealthSAN DIEGO, June 04, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Scott Gilliam, CFP® and Travis Blessing, AIF®, have launched a new independent practice, Align Private Wealth, through affiliation with LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platform. The team reported serving approximately $2 billion in advisory plan assets* and joins LPL from PNC Private Bank. Based in Greenwood, Ind., just outside of Indianapolis, Gilliam and Blessing bring a combined 40 years of industry experience to the new endeavor. Align Private Wealth serves high-net-worth and ultra-high-net-worth families, as well as individuals, business owners
- PRLPL Welcomes Schott Financial ManagementSAN DIEGO, May 28, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisor Steve Schott, MBA, has joined LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platform. Schott reported serving approximately $240 million in advisory, brokerage and retirement plan assets* and joins LPL from Cambridge Investment. Based in Prescott, Ariz., Steve Schott is the owner and CEO of Schott Financial Management, a third-generation business celebrating its 40th year serving clients. Schott has been with the firm since 2012 and purchased the business six years ago, continuing its longstanding tradition of helping individuals and families navigate their financia
- PRLPL Financial to Present at the William Blair Growth Stock ConferenceSAN DIEGO, May 27, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC today announced that Rich Steinmeier, Chief Executive Officer, will present at the William Blair Growth Stock Conference on June 3.The presentation takes place at 9:40 a.m. ET. A live audio webcast of the presentation will be accessible at investor.lpl.com, with a replay available on the website after the presentation. Contacts Investor Relationsinvestor.relations@lplfinancial.com Media Relationsmedia.relations@lplfinancial.com About LPL Financial LPL Financial Holdings Inc. (NASDAQ:LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace, LPL supports
- PRLPL Financial Welcomes Soundview Wealth Management, LLCSAN DIEGO, May 27, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Michael Stevenson, David Johnson and Nikko Gronhovd, CFP® of Soundview Wealth Management, LLC, have joined LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platform. They reported serving approximately $600 million in advisory, brokerage and retirement plan assets* and join LPL from D.A. Davidson. The team serves a diverse client base that spans multiple generations, working with individuals and families at all stages of their financial lives. From helping families navigate wealth transitions to guiding younger clients as they begin investing, the team is committed to
- PRLPL Financial Reports Monthly Activity for April 2026SAN DIEGO, May 21, 2026 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (NASDAQ:LPLA) (the "Company") today released its monthly activity report for April 2026. Total client assets at the end of April were $2.48 trillion, an increase of $141.4 billion, or 6.1%, compared to the end of March. Advisory assets as a percentage of total assets increased to 59.8%, up from 54.7% a year ago. Total organic net new assets ("NNA") for April were $3.1 billion, translating to a 1.6% annualized growth rate. Total client cash balances at the end of April were $55.5 billion, a decrease of $3.6 billion compared to the end of March. Net buying in April was $12.9 billion. (End of period $ in billions, unle
- PRLPL Financial Welcomes True Compass AdvisorsSAN DIEGO, May 21, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that the financial advisors of True Compass Advisors have joined LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platform. The team was previously affiliated with Kestra, where they serviced approximately $870 million in advisory, brokerage and retirement plan assets.* Based outside of New Haven in Southbury, Conn., True Compass Advisors is led by Jared White who has 20 years of industry experience. White is supported by Chief Operating Officer Karin Hubbard and advisors Harrison Graham, CFP® and Laura Maguire. The practice is rooted in relationship-driven planning, designed to help clients
- PRLPL Financial Welcomes Emerald Wealth ManagementSAN DIEGO, May 21, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that the financial advisors of Emerald Wealth Management have joined LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platform. The team reports serving approximately $815 million in advisory, brokerage, insurance and retirement plan assets* and joins LPL from Northwestern Mutual. Emerald Wealth is led by Darren Trautmann, founder and private wealth advisor and Brendan Foor, private wealth advisor. The advisory team also includes Carson Hill, CFP®, ChFC®, Ben Pawlak, RICP® and Ben Chen. Based in Seattle, the team serves a diverse client base that includes professionals in the technology sect
- PRLPL Financial Welcomes Cebert Wealth AdvisorsSAN DIEGO, May 20, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that the financial advisors of Cebert Wealth Advisors have joined LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platform. The team reported serving approximately $1 billion in advisory, brokerage and retirement plan assets* and joins LPL from Ameriprise. Based in Central Florida, Cebert Wealth Advisors focuses on serving the specialized financial needs of individuals and families living in The Villages, one of the nation's largest and fastest-growing retirement communities. The firm works primarily with retirees, pre-retirees and multigenerational families seeking guidance on managing, pr
- INSIDERDirector Thomas Corey E. was granted 1,060 shares, increasing direct ownership by 8% to 14,901 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- INSIDERDirector Schifter Richard P was granted 1,060 shares, increasing direct ownership by 3% to 39,159 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- INSIDERDirector Putnam James S was granted 712 shares, increasing direct ownership by 0.52% to 137,280 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- INSIDERDirector Mulcahy Anne M was granted 1,060 shares, increasing direct ownership by 3% to 37,431 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- INSIDERDirector Mnookin Allison was granted 712 shares, increasing direct ownership by 6% to 11,758 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
LPLA FAQ
8 questionsWhat does LPL Financial Holdings Inc. do?
LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at financial institutions in the United States. Its brokerage offerings include variable and fixed annuities, mutual funds, equities, retirement and education savings plans, fixed income, and insurance, as well as alternative investments, such as non-traded real estate investment trusts and business development companies. The company also provides advisory platforms that provide access to mutual...Where does LPLA stock trade?
LPL Financial Holdings Inc. (LPLA) is listed on NASDAQ.What sector and industry is LPLA in?
LPL Financial Holdings Inc. operates in the Finance sector, Investment Bankers/Brokers/Service industry.When did LPL Financial Holdings Inc. go public?
LPL Financial Holdings Inc. (LPLA) completed its IPO in 2010.Does LPLA pay a dividend?
LPLA's most recent ex-dividend date was 2026-05-21 with a cash dividend of $0.30 per share. No future ex-date is on file yet.What are analysts saying about LPLA?
LPL Financial Holdings Inc. has had 8 recent analyst actions on file. The most recent action was from Keefe Bruyette: Outperform on 2026-04-08.What companies are similar to LPLA?
Notable peers in the same industry include MS (Morgan Stanley), GS (Goldman Sachs Group Inc.), BLK (BlackRock Inc.), SCHW (Charles Schwab Corporation), IBKR (Interactive Brokers Group Inc.). Compare LPLA side-by-side with any of them on Quantisnow.How can I track LPLA on Quantisnow?
Quantisnow aggregates LPL Financial Holdings Inc.'s SEC filings, analyst ratings, insider transactions, FDA approvals, and press releases the moment they hit the wire (Wall Street's wire, on your screen.). Follow LPLA to receive live email and push alerts on every new disclosure.