CUBA · Categories · Form 4

CUBA - SEC Form 4 insider transactions

Herzfeld Caribbean Basin Fund Inc. (CUBA) sec form 4 insider transactions - real-time wire coverage filtered to Form 4 only.

Recent Form 4 for CUBA

• 297d
  Director Gondor Cecilia L acquired $5,802 worth of shares (2,357 units at $2.46), increasing direct ownership by 6% to 44,317 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 297d
  Director Lieff Ann S acquired $9,247 worth of shares (3,756 units at $2.46), increasing direct ownership by 9% to 43,533 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 297d
  Portfolio Manager Paylor Ryan M acquired $10,729 worth of shares (4,358 units at $2.46), increasing direct ownership by 9% to 50,502 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 297d
  Director Herzfeld Brigitta Suzanne acquired $17,255 worth of shares (7,009 units at $2.46), increasing direct ownership by 6% to 131,766 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 297d
  Director Gelety John A acquired $1,908 worth of shares (775 units at $2.46), increasing direct ownership by 8% to 10,206 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 297d
  Chairman of the Advisor Herzfeld Thomas J acquired $222,333 worth of shares (90,313 units at $2.46), increasing direct ownership by 6% to 1,664,037 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 297d
  President Herzfeld Erik Mervin acquired $135,992 worth of shares (55,241 units at $2.46), increasing direct ownership by 9% to 640,171 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 297d
  Director Tatum Kay W acquired $694 worth of shares (282 units at $2.46), increasing direct ownership by 6% to 5,309 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 520d
  Amendment: Portfolio Manager Paylor Ryan M returned $5,745 worth of shares to the company (1,780 units at $3.23), decreasing direct ownership by 7% to 23,354 units (SEC Form 4)

  4/A - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 520d
  Amendment: Director Herzfeld Thomas J returned $363,355 worth of shares to the company (112,588 units at $3.23), decreasing direct ownership by 7% to 1,477,523 units (SEC Form 4)

  4/A - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 520d
  Amendment: President Herzfeld Erik Mervin returned $101,063 worth of shares to the company (31,315 units at $3.23), decreasing direct ownership by 7% to 410,955 units (SEC Form 4)

  4/A - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 522d
  Director Herzfeld Thomas J returned $362,813 worth of shares to the company (112,420 units at $3.23), decreasing direct ownership by 7% to 1,477,691 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 522d
  Portfolio Manager Paylor Ryan M returned $5,732 worth of shares to the company (1,776 units at $3.23), decreasing direct ownership by 7% to 23,357 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 522d
  President Herzfeld Erik Mervin returned $100,911 worth of shares to the company (31,268 units at $3.23), decreasing direct ownership by 7% to 411,001 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 647d
  Director Tatum Kay W acquired $481 worth of shares (206 units at $2.33), increasing direct ownership by 4% to 5,027 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 647d
  Director Lieff Ann S acquired $4,652 worth of shares (1,994 units at $2.33), increasing direct ownership by 6% to 36,358 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 647d
  Director Gondor Cecilia L acquired $4,024 worth of shares (1,725 units at $2.33), increasing direct ownership by 4% to 41,960 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 647d
  Director Gelety John A acquired $821 worth of shares (352 units at $2.33), increasing direct ownership by 6% to 6,434 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 647d
  Director Herzfeld Thomas J acquired $169,135 worth of shares (72,500 units at $2.33), increasing direct ownership by 5% to 1,590,111 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 647d
  Portfolio Manager Paylor Ryan M acquired $3,215 worth of shares (1,378 units at $2.33), increasing direct ownership by 6% to 25,134 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 647d
  President Herzfeld Erik Mervin acquired $42,442 worth of shares (18,193 units at $2.33), increasing direct ownership by 4% to 442,270 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 711d
  Paylor Ryan M acquired $2,525 worth of shares (1,049 units at $2.41), increasing direct ownership by 5% to 23,756 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 711d
  Gondor Cecilia L acquired $3,925 worth of shares (1,631 units at $2.41), increasing direct ownership by 4% to 40,235 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 711d
  Gelety John A acquired $777 worth of shares (323 units at $2.41), increasing direct ownership by 6% to 6,082 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 711d
  Herzfeld Erik Mervin acquired $41,386 worth of shares (17,196 units at $2.41), increasing direct ownership by 4% to 424,077 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 711d
  Tatum Kay W acquired $469 worth of shares (195 units at $2.41), increasing direct ownership by 4% to 4,821 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 711d
  Herzfeld Thomas J acquired $148,113 worth of shares (61,542 units at $2.41), increasing direct ownership by 4% to 1,517,611 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 711d
  Lieff Ann S acquired $4,404 worth of shares (1,830 units at $2.41), increasing direct ownership by 6% to 34,364 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 740d
  Paylor Ryan M was granted 4,053 shares, increasing direct ownership by 22% to 22,706 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 760d
  Herzfeld Thomas J returned $776,461 worth of shares to the company (229,498 units at $3.38), decreasing direct ownership by 14% to 1,456,069 units (SEC Form 4) (Amendment)

  4/A - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 760d
  Paylor Ryan M returned $9,944 worth of shares to the company (2,939 units at $3.38), decreasing direct ownership by 14% to 18,653 units (SEC Form 4) (Amendment)

  4/A - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 760d
  Herzfeld Erik Mervin returned $216,974 worth of shares to the company (64,131 units at $3.38), decreasing direct ownership by 14% to 406,881 units (SEC Form 4) (Amendment)

  4/A - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 760d
  Gelety John A returned $3,072 worth of shares to the company (908 units at $3.38), decreasing direct ownership by 14% to 5,759 units (SEC Form 4) (Amendment)

  4/A - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 765d
  Herzfeld Erik Mervin returned $216,565 worth of shares to the company (64,010 units at $3.38), decreasing direct ownership by 14% to 407,002 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 765d
  Gelety John A returned $3,065 worth of shares to the company (906 units at $3.38), decreasing direct ownership by 14% to 5,760 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 765d
  Herzfeld Thomas J returned $775,006 worth of shares to the company (229,068 units at $3.38), decreasing direct ownership by 14% to 1,456,498 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 765d
  Paylor Ryan M returned $9,927 worth of shares to the company (2,934 units at $3.38), decreasing direct ownership by 14% to 18,657 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 813d
  Gelety John A acquired $856 worth of shares (325 units at $2.63), increasing direct ownership by 5% to 6,667 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 813d
  Tatum Kay W acquired $450 worth of shares (171 units at $2.63), increasing direct ownership by 4% to 4,626 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 813d
  Lieff Ann S acquired $4,187 worth of shares (1,590 units at $2.63), increasing direct ownership by 5% to 32,534 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 813d
  Herzfeld Thomas J acquired $173,267 worth of shares (65,791 units at $2.63), increasing direct ownership by 4% to 1,685,567 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 813d
  Herzfeld Erik Mervin acquired $46,006 worth of shares (17,469 units at $2.63), increasing direct ownership by 4% to 471,013 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 813d
  Gondor Cecilia L acquired $3,769 worth of shares (1,431 units at $2.63), increasing direct ownership by 4% to 38,604 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 813d
  Paylor Ryan M acquired $2,778 worth of shares (1,055 units at $2.63), increasing direct ownership by 5% to 21,592 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 848d
  Herzfeld Thomas J exercised 418,114 in-the-money shares at a strike of $2.31, increasing direct ownership by 35% to 1,619,776 units (SEC Form 4) (Amendment)

  4/A - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 857d
  Lieff Ann S exercised 500 in-the-money shares at a strike of $2.31, increasing direct ownership by 2% to 30,944 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 857d
  Herzfeld Thomas J exercised 440,049 in-the-money shares at a strike of $2.31, increasing direct ownership by 37% to 1,641,711 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 857d
  Herzfeld Erik Mervin exercised 114,035 in-the-money shares at a strike of $2.31, increasing direct ownership by 34% to 453,544 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 857d
  Gondor Cecilia L exercised 12,391 in-the-money shares at a strike of $2.31, increasing direct ownership by 50% to 37,173 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 857d
  Paylor Ryan M exercised 12,469 in-the-money shares at a strike of $2.31, increasing direct ownership by 155% to 20,537 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 857d
  Tatum Kay W exercised 1,485 in-the-money shares at a strike of $2.31, increasing direct ownership by 50% to 4,455 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 862d
  Gondor Cecilia L exercised 12,391 in-the-money shares at a strike of $2.31, increasing direct ownership by 100% to 24,782 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 862d
  Herzfeld Thomas J exercised 600,831 in-the-money shares at a strike of $2.31, increasing direct ownership by 100% to 1,202,270 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 862d
  Gelety John A exercised 3,171 in-the-money shares at a strike of $2.31, increasing direct ownership by 100% to 6,342 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 862d
  Tatum Kay W exercised 1,485 in-the-money shares at a strike of $2.31, increasing direct ownership by 100% to 2,970 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 862d
  Lieff Ann S exercised 15,222 in-the-money shares at a strike of $2.31, increasing direct ownership by 100% to 30,444 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 862d
  Paylor Ryan M exercised 4,034 in-the-money shares at a strike of $2.31, increasing direct ownership by 100% to 8,068 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 862d
  Herzfeld Erik Mervin exercised 119,428 in-the-money shares at a strike of $2.31, increasing direct ownership by 54% to 339,508 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 1024d
  SEC Form 4 filed by Herzfeld Thomas J (Amendment)

  4/A - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 1025d
  SEC Form 4 filed by Herzfeld Erik Mervin

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)

Other CUBA categories

• 8-K
• 10-K
• 10-Q
• S-1
• 13D
• 13G
• Form 3
• Form 5
• DEF 14A
• M&A
• Earnings
• Dividends