JFR · Categories · Form 4

JFR - SEC Form 4 insider transactions

Nuveen Floating Rate Income Fund (JFR) sec form 4 insider transactions - real-time wire coverage filtered to Form 4 only.

Recent Form 4 for JFR

• 115d
  Vice President Lamb David J sold $31,360 worth of shares (4,000 units at $7.84), decreasing direct ownership by 18% to 18,338 units (SEC Form 4)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 423d
  Vice President Lamb David J exercised 13,631 in-the-money shares at a strike of $8.20, increasing direct ownership by 157% to 22,338 units (SEC Form 4)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 423d
  Vice President and Treasurer Jones Nathaniel T. exercised 454 in-the-money shares at a strike of $8.20, increasing direct ownership by 145% to 768 units (SEC Form 4)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 423d
  Portfolio Manager Caraher Scott C. exercised 4,240 in-the-money shares at a strike of $8.20, increasing direct ownership by 20% to 25,440 units (SEC Form 4)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 423d
  Trustee Thornton Matthew Iii exercised 5,800 in-the-money shares at a strike of $8.20, increasing direct ownership by 20% to 34,800 units (SEC Form 4)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 423d
  Trustee Moschner Albin F exercised 6,903 in-the-money shares at a strike of $8.20, increasing direct ownership by 25% to 34,516 units (SEC Form 4)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 423d
  Trustee Toth Terence J exercised 744 in-the-money shares at a strike of $8.20, increasing direct ownership by 20% to 4,464 units (SEC Form 4)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 572d
  Trustee Moschner Albin F sold $175,400 worth of shares (20,000 units at $8.77), decreasing direct ownership by 60% to 13,400 units (SEC Form 4)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 936d
  Caraher Scott C. sold $233,074 worth of shares (29,503 units at $7.90), decreasing direct ownership by 39% to 47,056 units (SEC Form 4)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 941d
  Caraher Scott C. sold $283,934 worth of shares (35,000 units at $8.11), decreasing direct ownership by 31% to 76,559 units (SEC Form 4)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 943d
  Caraher Scott C. sold $203,213 worth of shares (25,000 units at $8.13), decreasing direct ownership by 22% to 89,559 units (SEC Form 4)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 962d
  SEC Form 4: Moschner Albin F bought $18,016 worth of shares (2,200 units at $8.19), increasing direct ownership by 8% to 30,400 units

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 999d
  SEC Form 4: Lamb David J acquired 4,707 shares

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 999d
  SEC Form 4: Moschner Albin F acquired 3,000 shares

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 999d
  SEC Form 4: Jones Nathaniel T. acquired 970 shares

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 999d
  SEC Form 4: Caraher Scott C. acquired 114,559 shares

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 1820d
  SEC Form 4: Saba Capital Management, L.P. sold $88,605 worth of Common Stock (9,317 units at $9.51)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 1824d
  SEC Form 4: Saba Capital Management, L.P. sold $1,926,025 worth of Common Stock (201,467 units at $9.56)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 1826d
  SEC Form 4: Saba Capital Management, L.P. sold $980,408 worth of Common Stock (102,446 units at $9.57)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 1830d
  SEC Form 4: Saba Capital Management, L.P. sold $240,464 worth of Common Stock (25,075 units at $9.59)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 1832d
  SEC Form 4: Saba Capital Management, L.P. sold $489,609 worth of Common Stock (50,834 units at $9.63)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 1837d
  SEC Form 4: Saba Capital Management, L.P. sold $840,488 worth of Common Stock (87,152 units at $9.64)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 1839d
  SEC Form 4: Saba Capital Management, L.P. sold $1,807,062 worth of Common Stock (186,239 units at $9.70)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 1841d
  SEC Form 4: L.P. Management, Capital Saba sold $3,482,304 worth of Common Stock (357,027 units at $9.75)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 1875d
  SEC Form 4: C. Scott Caraher bought $65,974 worth of Common Stock (7,000 units at $9.42), increasing direct ownership by 47% to 22,000 units

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 1882d
  SEC Form 4: C. Scott Caraher bought $79,294 worth of Common Stock (9,000 units at $8.81), increasing ownership by 150% to 15,000 units

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)

Other JFR categories

• 8-K
• 10-K
• 10-Q
• S-1
• 13D
• 13G
• Form 3
• Form 5
• DEF 14A
• M&A
• Earnings
• Dividends