MS - SEC Form 4 insider transactions

SEC Form 4 filed by Grossman Eric F

SEC Form 4 filed by Simkowitz Daniel A

SEC Form 4 filed by Saperstein Andrew M

SEC Form 4 filed by Yeshaya Sharon

SEC Form 4 filed by Crawley Mandell

Chief Financial Officer Yeshaya Sharon was granted 17,399 shares and covered exercise/tax liability with 9,622 shares, increasing direct ownership by 5% to 151,659 units (SEC Form 4)

Co-President Simkowitz Daniel A was granted 32,865 shares and covered exercise/tax liability with 18,175 shares, increasing direct ownership by 4% to 388,492 units (SEC Form 4)

Co-President Saperstein Andrew M was granted 52,777 shares and covered exercise/tax liability with 26,943 shares, increasing direct ownership by 8% to 333,810 units (SEC Form 4)

Head Technology & Operations Pizzi Michael A. was granted 16,432 shares and covered exercise/tax liability with 7,900 shares, increasing direct ownership by 6% to 145,467 units (SEC Form 4)

Chief Legal/Admin Officer Grossman Eric F covered exercise/tax liability with 11,597 shares and was granted 22,715 shares, increasing direct ownership by 6% to 186,080 units (SEC Form 4)

Chief Client Officer Crawley Mandell covered exercise/tax liability with 4,935 shares and was granted 9,666 shares, increasing direct ownership by 6% to 78,658 units (SEC Form 4)

Chairman and CEO Pick Edward was granted 60,897 shares and covered exercise/tax liability with 33,677 shares, increasing direct ownership by 4% to 666,249 units (SEC Form 4)

Chief Financial Officer Yeshaya Sharon was granted 17,399 shares and covered exercise/tax liability with 9,622 shares, increasing direct ownership by 6% to 143,882 units (SEC Form 4)

Co-President Simkowitz Daniel A was granted 32,865 shares and covered exercise/tax liability with 18,175 shares, increasing direct ownership by 4% to 373,802 units (SEC Form 4)

Co-President Saperstein Andrew M was granted 52,777 shares and covered exercise/tax liability with 26,943 shares, increasing direct ownership by 9% to 307,976 units (SEC Form 4)

Head Technology & Operations Pizzi Michael A. was granted 16,432 shares and covered exercise/tax liability with 7,900 shares, increasing direct ownership by 7% to 136,935 units (SEC Form 4)

Chief Legal/Admin Officer Grossman Eric F was granted 22,715 shares and covered exercise/tax liability with 11,597 shares, increasing direct ownership by 7% to 180,428 units (SEC Form 4)

Chief Client Officer Crawley Mandell was granted 9,666 shares and covered exercise/tax liability with 4,935 shares, increasing direct ownership by 7% to 73,927 units (SEC Form 4)

Chairman and CEO Pick Edward was granted 60,897 shares and covered exercise/tax liability with 33,731 shares, increasing direct ownership by 4% to 639,029 units (SEC Form 4)

Co-President Simkowitz Daniel A sold $6,020,313 worth of shares (32,968 units at $182.61), decreasing direct ownership by 8% to 357,342 units (SEC Form 4)

Chief Financial Officer Yeshaya Sharon sold $2,942,176 worth of shares (15,838 units at $185.77), decreasing direct ownership by 10% to 135,304 units (SEC Form 4)

Chief Risk Officer Smith Charles A sold $1,547,686 worth of shares (8,500 units at $182.08), decreasing direct ownership by 7% to 119,128 units (SEC Form 4)

Co-President Saperstein Andrew M sold $5,569,086 worth of shares (30,330 units at $183.62), decreasing direct ownership by 10% to 280,481 units (SEC Form 4)

Head Technology & Operations Pizzi Michael A. sold $3,691,000 worth of shares (20,000 units at $184.55), decreasing direct ownership by 14% to 127,872 units (SEC Form 4)

Amendment: Director James Erika H gifted 542 shares, decreasing direct ownership by 4% to 11,845 units (SEC Form 4)

Chief Legal/Admin Officer Grossman Eric F sold $3,966,137 worth of shares (21,555 units at $184.00) and gifted 2,495 shares, decreasing direct ownership by 12% to 168,510 units (SEC Form 4)

Chief Client Officer Crawley Mandell sold $1,441,879 worth of shares (7,860 units at $183.45), decreasing direct ownership by 10% to 68,788 units (SEC Form 4)

Director James Erika H gifted 522 shares, decreasing direct ownership by 4% to 11,865 units (SEC Form 4)

Chief Accounting Officer Worster Victoria was granted 4,725 shares and covered exercise/tax liability with 320 shares, increasing direct ownership by 50% to 13,165 units (SEC Form 4)

Chief Financial Officer Yeshaya Sharon was granted 36,965 shares and covered exercise/tax liability with 16,159 shares, increasing direct ownership by 16% to 151,142 units (SEC Form 4)

Chief Risk Officer Smith Charles A was granted 24,589 shares and covered exercise/tax liability with 17,401 shares, increasing direct ownership by 6% to 127,611 units (SEC Form 4)

Co-President Simkowitz Daniel A was granted 39,994 shares and covered exercise/tax liability with 35,435 shares, increasing direct ownership by 1% to 390,310 units (SEC Form 4)

Co-President Saperstein Andrew M was granted 39,994 shares and covered exercise/tax liability with 27,265 shares, increasing direct ownership by 4% to 310,811 units (SEC Form 4)

Head Technology & Operations Pizzi Michael A. was granted 23,214 shares and covered exercise/tax liability with 12,218 shares, increasing direct ownership by 8% to 147,872 units (SEC Form 4)

Chief Legal/Admin Officer Grossman Eric F was granted 36,965 shares and covered exercise/tax liability with 20,893 shares, increasing direct ownership by 9% to 204,326 units (SEC Form 4)

Chief Client Officer Crawley Mandell was granted 18,172 shares and covered exercise/tax liability with 5,934 shares, increasing direct ownership by 19% to 76,648 units (SEC Form 4)

Chairman and CEO Pick Edward covered exercise/tax liability with 35,134 shares and gifted 8,149 shares, decreasing direct ownership by 7% to 610,455 units (SEC Form 4)

Director Traquina Perry M was granted 459 shares, increasing direct ownership by 0.52% to 88,666 units (SEC Form 4)

Director Peterson Douglas L. was granted 341 shares, increasing direct ownership by 4% to 10,060 units (SEC Form 4)

Director Nally Dennis M was granted 430 shares, increasing direct ownership by 0.96% to 45,137 units (SEC Form 4)

Director Good Lynn J was granted 227 shares, increasing direct ownership by 14% to 1,896 units (SEC Form 4)

Director Glocer Thomas H was granted 637 shares, increasing direct ownership by 0.53% to 121,423 units (SEC Form 4)

Director Leibowitz Shelley B gifted 1,800 shares, decreasing direct ownership by 4% to 46,883 units (SEC Form 4)

Co-President Simkowitz Daniel A gifted 10,000 shares, decreasing direct ownership by 3% to 383,757 units (SEC Form 4)

Chairman and CEO Pick Edward sold $16,434,440 worth of shares (100,000 units at $164.34) and gifted 123 shares, decreasing direct ownership by 15% to 574,863 units (SEC Form 4)

Chief Accounting Officer Worster Victoria covered exercise/tax liability with 49 shares, decreasing direct ownership by 0.56% to 8,741 units (SEC Form 4)

Director Good Lynn J was granted 1,658 shares (SEC Form 4)

Chief Financial Officer Yeshaya Sharon sold $3,576,706 worth of shares (25,583 units at $139.81) (SEC Form 4)

Chief Risk Officer Smith Charles A sold $2,805,918 worth of shares (20,000 units at $140.30), decreasing direct ownership by 14% to 119,239 units (SEC Form 4)

Co-President Simkowitz Daniel A sold $4,092,628 worth of shares (29,000 units at $141.13) and gifted 7,559 shares, decreasing direct ownership by 9% to 391,546 units (SEC Form 4)

Co-President Saperstein Andrew M sold $6,141,714 worth of shares (43,566 units at $140.97) (SEC Form 4)

Head Technology & Operations Pizzi Michael A. sold $2,531,077 worth of shares (18,000 units at $140.62) and gifted 750 shares, decreasing direct ownership by 12% to 135,657 units (SEC Form 4)

Chief Legal/Admin Officer Grossman Eric F sold $1,693,400 worth of shares (12,000 units at $141.12), decreasing direct ownership by 6% to 186,420 units (SEC Form 4)

Director Leibowitz Shelley B was granted 2,155 shares, increasing direct ownership by 5% to 48,614 units (SEC Form 4)

Director Nally Dennis M was granted 2,155 shares, increasing direct ownership by 5% to 44,385 units (SEC Form 4)

Director Butler Megan was granted 2,155 shares and covered exercise/tax liability with 286 shares, increasing direct ownership by 68% to 4,624 units (SEC Form 4)

Director Peterson Douglas L. was granted 2,155 shares, increasing direct ownership by 29% to 9,655 units (SEC Form 4)

Director James Erika H was granted 2,155 shares, increasing direct ownership by 21% to 12,274 units (SEC Form 4)

Director Glocer Thomas H was granted 2,998 shares, increasing direct ownership by 3% to 119,288 units (SEC Form 4)

Director Herz Robert H was granted 2,155 shares, increasing direct ownership by 2% to 99,432 units (SEC Form 4)