NEWTG NewtekOne Inc. 8.50% Fixed Rate Senior Notes due 2029

Director Zink Gregory L bought $11,380 worth of shares (1,000 units at $11.38), increasing direct ownership by 3% to 32,017 units (SEC Form 4)

4 - NewtekOne, Inc. (0001587987) (Issuer)

9/18/24 10:05:35 AM ET

$NEWTG

Major Banks

Finance

Director Mulia Salvatore Francis sold $9,384 worth of shares (750 units at $12.51), decreasing direct ownership by 2% to 45,291 units (SEC Form 4)

4 - NewtekOne, Inc. (0001587987) (Issuer)

8/21/24 4:13:16 PM ET

$NEWTG

Major Banks

Finance

Director Mulia Salvatore Francis gifted 200 shares, decreasing direct ownership by 0.43% to 46,041 units (SEC Form 4)

4 - NewtekOne, Inc. (0001587987) (Issuer)

8/16/24 3:52:54 PM ET

$NEWTG

Major Banks

Finance

Chairman & CEO Sloane Barry bought $80,627 worth of shares (6,649 units at $12.13), increasing direct ownership by 0.58% to 1,147,323 units (SEC Form 4)

4 - NewtekOne, Inc. (0001587987) (Issuer)

8/14/24 12:56:11 PM ET

$NEWTG

Major Banks

Finance

Director Mulia Salvatore Francis sold $10,748 worth of shares (750 units at $14.33), decreasing direct ownership by 2% to 46,241 units (SEC Form 4)

4 - NewtekOne, Inc. (0001587987) (Issuer)

7/22/24 4:06:38 PM ET

$NEWTG

Major Banks

Finance

Chief Financial Officer Price Michael Scott was granted 1,989 shares, increasing direct ownership by 9% to 23,670 units (SEC Form 4)

4 - NewtekOne, Inc. (0001587987) (Issuer)

7/2/24 5:09:48 PM ET

$NEWTG

Major Banks

Finance

President, Newtek Bank, N.A. Young Nicolas was granted 7,955 shares, increasing direct ownership by 26% to 38,646 units (SEC Form 4)

4 - NewtekOne, Inc. (0001587987) (Issuer)

7/2/24 1:44:38 PM ET

$NEWTG

Major Banks

Finance

Chief Lending Officer Downs Peter Mathison was granted 9,944 shares, increasing direct ownership by 14% to 81,082 units (SEC Form 4)

4 - NewtekOne, Inc. (0001587987) (Issuer)

7/2/24 12:18:52 PM ET

$NEWTG

Major Banks

Finance

EVP, Chief Accounting Officer Demaria Frank M was granted 19,889 shares, increasing direct ownership by 239% to 28,207 units (SEC Form 4)

4 - NewtekOne, Inc. (0001587987) (Issuer)

7/2/24 11:54:52 AM ET

$NEWTG

Major Banks

Finance

Chief Administrative Officer Razon-Feingold Halli was granted 5,967 shares, increasing direct ownership by 34% to 23,531 units (SEC Form 4)

4 - NewtekOne, Inc. (0001587987) (Issuer)

7/2/24 11:24:57 AM ET

$NEWTG

Major Banks

Finance

NewtekOne Inc. 8.50% Fixed Rate Senior Notes due 2029

Recent Analyst Ratings for NewtekOne Inc. 8.50% Fixed Rate Senior Notes due 2029

NewtekOne Inc. 8.50% Fixed Rate Senior Notes due 2029

Recent Analyst Ratings for NewtekOne Inc. 8.50% Fixed Rate Senior Notes due 2029

NewtekOne Inc. 8.50% Fixed Rate Senior Notes due 2029 SEC Filings

NewtekOne Inc. 8.50% Fixed Rate Senior Notes due 2029 filed SEC Form 8-K: Results of Operations and Financial Condition, Financial Statements and Exhibits

SEC Form CERT filed by NewtekOne Inc. 8.50% Fixed Rate Senior Notes due 2029

NewtekOne Inc. 8.50% Fixed Rate Senior Notes due 2029 filed SEC Form 8-K: Other Events, Financial Statements and Exhibits

SEC Form 8-A12B filed by NewtekOne Inc. 8.50% Fixed Rate Senior Notes due 2029

NewtekOne Inc. 8.50% Fixed Rate Senior Notes due 2029 filed SEC Form 8-K: Other Events, Financial Statements and Exhibits

SEC Form FWP filed by NewtekOne Inc. 8.50% Fixed Rate Senior Notes due 2029

SEC Form 144 filed by NewtekOne Inc. 8.50% Fixed Rate Senior Notes due 2029

NewtekOne Inc. 8.50% Fixed Rate Senior Notes due 2029 filed SEC Form 8-K: Other Events, Financial Statements and Exhibits

SEC Form 10-Q filed by NewtekOne Inc. 8.50% Fixed Rate Senior Notes due 2029

NewtekOne Inc. 8.50% Fixed Rate Senior Notes due 2029 filed SEC Form 8-K: Results of Operations and Financial Condition, Financial Statements and Exhibits

NewtekOne Inc. 8.50% Fixed Rate Senior Notes due 2029 Insider Purchases

Director Zink Gregory L bought $11,380 worth of shares (1,000 units at $11.38), increasing direct ownership by 3% to 32,017 units (SEC Form 4)

Chairman & CEO Sloane Barry bought $80,627 worth of shares (6,649 units at $12.13), increasing direct ownership by 0.58% to 1,147,323 units (SEC Form 4)

Director Salute Richard J bought $8,834 worth of shares (700 units at $12.62) and was granted 1,932 shares, increasing direct ownership by 9% to 32,617 units (SEC Form 4)

Director Zink Gregory L bought $12,920 worth of shares (1,000 units at $12.92), increasing direct ownership by 4% to 29,085 units (SEC Form 4)

Chairman & CEO Sloane Barry bought $64,590 worth of shares (5,000 units at $12.92), increasing direct ownership by 0.44% to 1,140,674 units (SEC Form 4)

Chairman & CEO Sloane Barry bought $62,695 worth of shares (5,000 units at $12.54), increasing direct ownership by 0.44% to 1,135,674 units (SEC Form 4)

Chief Financial Officer Price Michael Scott bought $25,185 worth of shares (2,000 units at $12.59), increasing direct ownership by 5% to 21,681 units (SEC Form 4)

NewtekOne Inc. 8.50% Fixed Rate Senior Notes due 2029 Insider Trading

Director Zink Gregory L bought $11,380 worth of shares (1,000 units at $11.38), increasing direct ownership by 3% to 32,017 units (SEC Form 4)

Director Mulia Salvatore Francis sold $9,384 worth of shares (750 units at $12.51), decreasing direct ownership by 2% to 45,291 units (SEC Form 4)

Director Mulia Salvatore Francis gifted 200 shares, decreasing direct ownership by 0.43% to 46,041 units (SEC Form 4)

Chairman & CEO Sloane Barry bought $80,627 worth of shares (6,649 units at $12.13), increasing direct ownership by 0.58% to 1,147,323 units (SEC Form 4)

Director Mulia Salvatore Francis sold $10,748 worth of shares (750 units at $14.33), decreasing direct ownership by 2% to 46,241 units (SEC Form 4)

Chief Financial Officer Price Michael Scott was granted 1,989 shares, increasing direct ownership by 9% to 23,670 units (SEC Form 4)

President, Newtek Bank, N.A. Young Nicolas was granted 7,955 shares, increasing direct ownership by 26% to 38,646 units (SEC Form 4)

Chief Lending Officer Downs Peter Mathison was granted 9,944 shares, increasing direct ownership by 14% to 81,082 units (SEC Form 4)

EVP, Chief Accounting Officer Demaria Frank M was granted 19,889 shares, increasing direct ownership by 239% to 28,207 units (SEC Form 4)

Chief Administrative Officer Razon-Feingold Halli was granted 5,967 shares, increasing direct ownership by 34% to 23,531 units (SEC Form 4)