SNEX - SEC Form 4 insider transactions

Chief Risk Officer Maurer Mark Lowry sold $1,279,374 worth of shares (11,398 units at $112.25), decreasing direct ownership by 8% to 135,496 units (SEC Form 4)

Chief Executive Officer Smith Philip Andrew sold $962,094 worth of shares (8,535 units at $112.72), decreasing direct ownership by 2% to 506,184 units (SEC Form 4)

Amendment: Chief Governance/Legal Officer Rotsztain Diego exercised 33,750 shares at a strike of $18.39 and sold $3,780,412 worth of shares (33,750 units at $112.01) (SEC Form 4)

Chief Governance/Legal Officer Rotsztain Diego exercised 33,750 shares at a strike of $18.39 and sold $3,780,412 worth of shares (33,750 units at $112.01) (SEC Form 4)

Executive Vice-Chairman-Board Oconnor Sean Michael sold $33,166,803 worth of shares (300,000 units at $110.56) and exercised 300,000 shares at a strike of $13.34 (SEC Form 4)

Chief Financial Officer Dunaway William J exercised 84,375 shares at a strike of $13.34 and sold $7,071,209 worth of shares (64,017 units at $110.46), increasing direct ownership by 8% to 273,586 units (SEC Form 4)

Director Bexiga Annabelle G sold $169,230 worth of shares (1,500 units at $112.82), decreasing direct ownership by 6% to 21,688 units (SEC Form 4)

Chief Risk Officer Maurer Mark Lowry exercised 46,260 shares at a strike of $13.34 and sold $4,054,248 worth of shares (34,862 units at $116.29), increasing direct ownership by 8% to 146,894 units (SEC Form 4)

Chief Accounting Officer Schroeder Aaron sold $429,272 worth of shares (3,500 units at $122.65), decreasing direct ownership by 6% to 51,481 units (SEC Form 4)

Director Parthemore Eric sold $308,249 worth of shares (2,500 units at $123.30), decreasing direct ownership by 5% to 43,874 units (SEC Form 4)

Director Kass Steven A sold $246,519 worth of shares (2,000 units at $123.26), decreasing direct ownership by 4% to 53,266 units (SEC Form 4)

Director Fowler John Moore sold $111,562 worth of shares (1,050 units at $106.25), decreasing direct ownership by 0.61% to 171,246 units (SEC Form 4)

Director Fowler John Moore was granted 131 units of Restricted Shares of Common Stock and covered exercise/tax liability with 82 shares, increasing direct ownership by 0.03% to 172,296 units (SEC Form 4) (withholding obligation)

Director Kass Steven A was granted 131 units of Restricted Shares of Common Stock, increasing direct ownership by 0.24% to 55,266 units (SEC Form 4)

Chairman of the Board Radziwill John was granted 165 units of Restricted Shares of Common Stock, increasing direct ownership by 0.11% to 154,438 units (SEC Form 4)

Director Thamodaran Dhamu R. was granted 107 units of Restricted Shares of Common Stock, increasing direct ownership by 3% to 3,671 units (SEC Form 4)

Director Cooper Diane L. was granted 87 units of Restricted Shares of Common Stock, increasing direct ownership by 0.23% to 37,324 units (SEC Form 4)

Director Fowler John Moore covered exercise/tax liability with 52 units of Common, decreasing direct ownership by 0.03% to 172,247 units (SEC Form 4) to satisfy tax liability

SEC Form 4 filed by Bexiga Annabelle G

SEC Form 4 filed by Smith Philip Andrew

SEC Form 4 filed by Oconnor Sean Michael

Director Bexiga Annabelle G sold $106,540 worth of shares (1,000 units at $106.54), decreasing direct ownership by 6% to 16,459 units (SEC Form 4)

Director Cooper Diane L. was granted 1,101 units of Restricted Shares of Common Stock, increasing direct ownership by 5% to 24,825 units (SEC Form 4)

Director Thamodaran Dhamu R. was granted 1,101 units of Restricted Shares of Common Stock, increasing direct ownership by 3% to 34,936 units (SEC Form 4)

Chairman of the Board Radziwill John was granted 1,101 units of Restricted Shares of Common Stock, increasing direct ownership by 1% to 102,849 units (SEC Form 4)

Director Parthemore Eric was granted 1,101 units of Restricted Shares of Common Stock, increasing direct ownership by 4% to 30,916 units (SEC Form 4)

Director Fowler John Moore was granted 1,101 units of Restricted Shares of Common Stock, increasing direct ownership by 0.97% to 114,866 units (SEC Form 4)

Director Kass Steven A was granted 1,101 units of Restricted Shares of Common Stock, increasing direct ownership by 3% to 36,757 units (SEC Form 4)

Director Bexiga Annabelle G was granted 1,101 units of Restricted Shares of Common Stock, increasing direct ownership by 7% to 17,459 units (SEC Form 4)

Chief Information Officer Perkins Abigail H exercised 8,000 shares at a strike of $27.58 and sold $1,013,729 worth of shares (8,000 units at $126.72) (SEC Form 4)

Executive Vice-Chairman-Board Oconnor Sean Michael exercised 80,000 shares at a strike of $20.00 and sold $9,980,360 worth of shares (80,000 units at $124.75) (SEC Form 4)

Chief Risk Officer Maurer Mark Lowry exercised 40,000 shares at a strike of $20.00 and sold $4,995,120 worth of shares (40,000 units at $124.88) (SEC Form 4)

President Lyon Charles M exercised 45,000 shares at a strike of $20.00 and sold $3,743,271 worth of shares (30,000 units at $124.78), increasing direct ownership by 11% to 150,330 units (SEC Form 4)

Director Fowler John Moore sold $126,788 worth of shares (1,125 units at $112.70), decreasing direct ownership by 0.98% to 113,765 units (SEC Form 4)

Director Thamodaran Dhamu R. was granted 99 units of Restricted Shares of Common Stock, increasing direct ownership by 0.29% to 33,835 units (SEC Form 4)

Chairman of the Board Radziwill John was granted 152 units of Restricted Shares of Common Stock, increasing direct ownership by 0.15% to 101,748 units (SEC Form 4)

Director Kass Steven A was granted 121 units of Restricted Shares of Common Stock, increasing direct ownership by 0.34% to 35,656 units (SEC Form 4)

Director Fowler John Moore was granted 121 units of Restricted Shares of Common Stock, increasing direct ownership by 0.11% to 114,890 units (SEC Form 4)

Director Cooper Diane L. was granted 81 units of Restricted Shares of Common Stock, increasing direct ownership by 0.34% to 23,724 units (SEC Form 4)

Chief Governance/Legal Officer Rotsztain Diego sold $191,731 worth of shares (2,029 units at $94.50), decreasing direct ownership by 12% to 15,498 units (SEC Form 4)

Chief Governance/Legal Officer Rotsztain Diego sold $364,740 worth of shares (3,825 units at $95.36), decreasing direct ownership by 18% to 17,527 units (SEC Form 4)

Executive Vice-Chairman-Board Oconnor Sean Michael gifted 15,540 shares, decreasing direct ownership by 2% to 854,127 units (SEC Form 4)

Chief Information Officer Perkins Abigail H was granted 4,346 units of Restricted Shares of Common Stock, increasing direct ownership by 10% to 48,259 units (SEC Form 4)

Chief Governance/Legal Officer Rotsztain Diego covered exercise/tax liability with 6,132 shares and was granted 5,821 units of Restricted Shares of Common Stock, decreasing direct ownership by 1% to 21,352 units (SEC Form 4)

Chief Operating Officer Davison Stuart was granted 8,091 units of Restricted Shares of Common Stock and covered exercise/tax liability with 1,410 shares, increasing direct ownership by 87% to 14,400 units (SEC Form 4)

Chief Risk Officer Maurer Mark Lowry was granted 7,300 units of Restricted Shares of Common Stock, increasing direct ownership by 9% to 90,331 units (SEC Form 4)

Chief Executive Officer Smith Philip Andrew was granted 24,682 units of Restricted Shares of Common Stock and covered exercise/tax liability with 7,166 shares, increasing direct ownership by 5% to 345,270 units (SEC Form 4)

President Lyon Charles M was granted 13,400 units of Restricted Shares of Common Stock, increasing direct ownership by 11% to 135,330 units (SEC Form 4)

Chief Financial Officer Dunaway William J was granted 7,300 units of Restricted Shares of Common Stock and covered exercise/tax liability with 7,279 shares, increasing direct ownership by 0.01% to 168,819 units (SEC Form 4)

Chief Accounting Officer Schroeder Aaron was granted 977 units of Restricted Shares of Common Stock, increasing direct ownership by 3% to 36,654 units (SEC Form 4)

Director Thamodaran Dhamu R. gifted 2,951 shares, decreasing direct ownership by 8% to 33,736 units (SEC Form 4)

Director Fowler John Moore sold $102,600 worth of shares (1,125 units at $91.20), decreasing direct ownership by 0.97% to 114,769 units (SEC Form 4)

Director Cooper Diane L. was granted 97 units of Restricted Shares of Common Stock, increasing direct ownership by 0.41% to 23,643 units (SEC Form 4)

Director Fowler John Moore was granted 145 units of Restricted Shares of Common Stock, increasing direct ownership by 0.13% to 115,894 units (SEC Form 4)

Director Kass Steven A was granted 145 units of Restricted Shares of Common Stock, increasing direct ownership by 0.41% to 35,535 units (SEC Form 4)

Director Thamodaran Dhamu R. was granted 118 units of Restricted Shares of Common Stock, increasing direct ownership by 0.32% to 36,687 units (SEC Form 4)

Chairman of the Board Radziwill John was granted 182 units of Restricted Shares of Common Stock, increasing direct ownership by 0.18% to 100,596 units (SEC Form 4)

Executive Vice-Chairman-Board Oconnor Sean Michael sold $478,000 worth of shares (5,000 units at $95.60) (SEC Form 4)

Director Fowler John Moore sold $108,000 worth of shares (1,125 units at $96.00), decreasing direct ownership by 0.96% to 115,749 units (SEC Form 4)

Director Kass Steven A was granted 139 units of Restricted Shares of Common Stock, increasing direct ownership by 0.39% to 35,390 units (SEC Form 4)