New insider Pulliam Viktoryia G. claimed ownership of 845 shares (SEC Form 3)
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 03/21/2025 |
3. Issuer Name and Ticker or Trading Symbol
GOLDEN ENTERTAINMENT, INC. [ GDEN ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock(1) | 845 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units | (2) | (2) | Common Stock | 268 | (3) | D | |
Restricted Stock Units | (2) | (2) | Common Stock | 600 | (4) | D | |
Restricted Stock Units | (2) | (2) | Common Stock | 3,169 | (5) | D |
Explanation of Responses: |
1. In connection with the appointment as Senior Vice President and Chief Accounting Officer, Ms. Pulliam also became a Section 16 Officer, effective March 21, 2025. |
2. Each restricted stock unit represents a contingent right to receive one share of common stock. |
3. Represents time-based RSUs. One-third of the RSUs that were originally granted vested on March 14, 2024 and one-third vested on March 14, 2025. The remaining RSUs that have not been forfeited shall vest on March 14, 2026. |
4. Represents time-based RSUs. One-third of the RSUs that were originally granted vested on March 14, 2025, and the remaining RSUs that have not been forfeited shall vest as to one-third on March 14, 2026 and one-third on March 14, 2027. |
5. Represents time-based RSUs. RSUs that have not been forfeited shall vest as to one-third on March 14, 2026, one-third on March 14, 2027 and one-third on March 14, 2028. |
Remarks: |
Exhibit 24 - Power of Attorney |
/s/ Charles H. Protell, attorney-in-fact | 03/28/2025 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |