Insiders · GECC

GECC insider transactions

Great Elm Capital Corp. (GECC) Form 4 insider transactions - real-time wire coverage of every officer, director, and 10% owner trade.

Recent Form 3, 4, and 5 filings for GECC

• 95d
  New insider Reese Jason W. claimed ownership of 316,697 shares (SEC Form 3)

  3 - Great Elm Capital Corp. (0001675033) (Issuer)
• 210d
  CEO and President Kaplan Matthew D bought $150,126 worth of shares (19,650 units at $7.64), increasing direct ownership by 16% to 142,400 units (SEC Form 4)

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 255d
  Large owner Great Elm Strategic Partnership I, Llc sold $45,903 worth of shares (4,009 units at $11.45), decreasing direct ownership by 0.26% to 1,558,260 units (SEC Form 4)

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 257d
  CCO and Secretary Kleinman Adam M was granted 5,614 shares and covered exercise/tax liability with 1,361 shares, increasing direct ownership by 11% to 44,597 units (SEC Form 4)

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 257d
  CFO Davis Keri was granted 5,226 shares and covered exercise/tax liability with 2,725 shares, increasing direct ownership by 13% to 21,893 units (SEC Form 4)

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 257d
  CEO and President Kaplan Matthew D was granted 38,172 shares and covered exercise/tax liability with 8,211 shares, increasing direct ownership by 32% to 122,750 units (SEC Form 4)

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 257d
  Large owner Great Elm Strategic Partnership I, Llc sold $569,500 worth of shares (49,738 units at $11.45), decreasing direct ownership by 3% to 1,562,269 units (SEC Form 4)

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 262d
  Large owner Great Elm Strategic Partnership I, Llc sold $169,884 worth of shares (14,837 units at $11.45), decreasing direct ownership by 0.91% to 1,612,007 units (SEC Form 4)

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 264d
  Large owner Great Elm Strategic Partnership I, Llc sold $239,740 worth of shares (20,938 units at $11.45), decreasing direct ownership by 1% to 1,626,844 units (SEC Form 4)

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 284d
  Large owner Great Elm Strategic Partnership I, Llc sold $528,450 worth of shares (47,183 units at $11.20), decreasing direct ownership by 3% to 1,647,782 units (SEC Form 4)

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 289d
  Large owner Great Elm Strategic Partnership I, Llc sold $500,203 worth of shares (44,661 units at $11.20), decreasing direct ownership by 3% to 1,694,965 units (SEC Form 4)

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 292d
  Large owner Great Elm Strategic Partnership I, Llc sold $91,347 worth of shares (8,156 units at $11.20), decreasing direct ownership by 0.47% to 1,739,626 units (SEC Form 4)

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 328d
  Large owner Great Elm Strategic Partnership I, Llc sold $424,783 worth of shares (38,793 units at $10.95), decreasing direct ownership by 2% to 1,747,782 units (SEC Form 4)

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 332d
  Large owner Great Elm Strategic Partnership I, Llc sold $129,100 worth of shares (11,790 units at $10.95), decreasing direct ownership by 0.66% to 1,786,575 units (SEC Form 4)

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 335d
  Large owner Great Elm Strategic Partnership I, Llc sold $165,016 worth of shares (15,070 units at $10.95), decreasing direct ownership by 0.83% to 1,798,365 units (SEC Form 4)

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 339d
  Large owner Great Elm Strategic Partnership I, Llc sold $405,972 worth of shares (36,989 units at $10.98), decreasing direct ownership by 2% to 1,813,435 units (SEC Form 4)

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 360d
  Director Cohen Richard M bought $396 worth of shares (36 units at $11.01), increasing direct ownership by 0.20% to 18,136 units (SEC Form 4)

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 360d
  Director Cohen Richard M bought $89,854 worth of shares (8,100 units at $11.09), increasing direct ownership by 81% to 18,100 units (SEC Form 4)

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 361d
  Director Cohen Richard M bought $109,749 worth of shares (10,000 units at $10.97) (SEC Form 4)

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 367d
  Director Perry Chad bought $19,573 worth of shares (1,850 units at $10.58) (SEC Form 4)

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 618d
  Amendment: CCO and Secretary Kleinman Adam M acquired 8,287 shares, increasing direct ownership by 26% to 40,344 units (SEC Form 4)

  4/A - Great Elm Capital Corp. (0001675033) (Issuer)
• 618d
  Amendment: CFO Davis Keri acquired 860 shares, increasing direct ownership by 5% to 19,392 units (SEC Form 4)

  4/A - Great Elm Capital Corp. (0001675033) (Issuer)
• 621d
  CEO and President Kaplan Matthew D acquired 42,121 shares, increasing direct ownership by 83% to 92,789 units (SEC Form 4)

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 621d
  CCO and Secretary Kleinman Adam M acquired 8,287 shares, increasing direct ownership by 28% to 28,326 units (SEC Form 4)

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 621d
  CFO Davis Keri acquired 4,498 shares, increasing direct ownership by 30% to 19,313 units (SEC Form 4)

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 629d
  Director Drapkin Matthew A bought $95,236 worth of shares (9,600 units at $9.92), increasing direct ownership by 15% to 75,716 units (SEC Form 4)

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 655d
  Director Drapkin Matthew A bought $45,179 worth of shares (4,499 units at $10.04), increasing direct ownership by 7% to 66,116 units (SEC Form 4)

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 846d
  New insider Great Elm Strategic Partnership I, Llc claimed ownership of 1,850,424 shares (SEC Form 3)

  3 - Great Elm Capital Corp. (0001675033) (Issuer)
• 970d
  Kaplan Matthew D acquired 38,668 shares, increasing direct ownership by 322% to 50,668 units (SEC Form 4)

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 989d
  SEC Form 4: Davis Keri acquired 5,781 shares, increasing direct ownership by 64% to 14,815 units

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 1026d
  SEC Form 4: Cohen Richard M bought $24,748 worth of shares (2,612 units at $9.47)

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 1118d
  SEC Form 4 filed by Kuperschmid Mark

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 1164d
  SEC Form 4 filed by Davis Keri

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 1181d
  SEC Form 4: Kaplan Matthew D bought $10,219 worth of shares (1,100 units at $9.29), increasing direct ownership by 10% to 12,000 units

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 1186d
  SEC Form 4: Kaplan Matthew D bought $82,453 worth of shares (8,900 units at $9.26), increasing direct ownership by 445% to 10,900 units

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 1442d
  SEC Form 3: New insider Northern Right Capital Management, L.P. claimed ownership of 798,471 shares

  3 - Great Elm Capital Corp. (0001675033) (Issuer)
• 1452d
  SEC Form 4: Drapkin Matthew A exercised 584,000 shares at a strike of $12.50 and acquired $500,000 worth of shares (40,000 units at $12.50), increasing direct ownership by 1,529% to 21,308 units

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 1452d
  SEC Form 4: Kaplan Matthew D exercised 1,000 shares at a strike of $12.50, increasing direct ownership by 100% to 2,000 units

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 1452d
  SEC Form 4: Kuperschmid Mark exercised 5,986 shares at a strike of $12.50

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 1452d
  SEC Form 4: Kleinman Adam M exercised 4,000 shares at a strike of $12.50, increasing direct ownership by 24% to 20,558 units

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 1473d
  SEC Form 4: Drapkin Matthew A bought $91,066 worth of shares (7,336 units at $12.41)

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 1545d
  SEC Form 3 filed by new insider Perry Chad

  3 - Great Elm Capital Corp. (0001675033) (Issuer)
• 1549d
  SEC Form 4: Drapkin Matthew A bought $14,700 worth of shares (1,000 units at $14.70), increasing direct ownership by 162% to 1,617 units

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 1549d
  SEC Form 4: Drapkin Matthew A bought $23,770 worth of shares (1,617 units at $14.70)

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 1549d
  SEC Form 3: New insider Drapkin Matthew A claimed ownership of 226,136 shares

  3 - Great Elm Capital Corp. (0001675033) (Issuer)
• 1549d
  SEC Form 3 filed by new insider Cohen Richard M

  3 - Great Elm Capital Corp. (0001675033) (Issuer)
• 1550d
  SEC Form 4: Kaplan Matthew D bought $14,000 worth of shares (1,000 units at $14.00)

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 1550d
  SEC Form 3 filed by new insider Kaplan Matthew D

  3 - Great Elm Capital Corp. (0001675033) (Issuer)
• 1699d
  SEC Form 3: New insider Lenders Funding Llc /California claimed ownership of 3,397,436 shares

  3 - Great Elm Capital Corp. (0001675033) (Issuer)
• 1713d
  SEC Form 4: Kleinman Adam M increased direct ownership by 100% to 158,907 units

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 1713d
  SEC Form 4: Reed Peter A increased direct ownership by 33% to 351,636 units

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 1713d
  SEC Form 4: Davis Keri increased direct ownership by 38% to 18,699 units

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 1901d
  SEC Form 3 filed by A Erik Falk

  3 - Great Elm Capital Corp. (0001675033) (Issuer)
• 1944d
  SEC Form 4: Keri Davis was granted 11,254 units of Common Stock

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 1959d
  SEC Form 4: Edward John Stuart was granted 485 units of Common Stock, increasing ownership by 2% to 17,202 units

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 1959d
  SEC Form 4: C Michael Speller was granted 614 units of Common Stock, increasing ownership by 2% to 36,559 units

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 1959d
  SEC Form 4: Mark Kuperschmid was granted 603 units of Common Stock

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 1959d
  SEC Form 4: Revell Randall Horsey was granted 572 units of Common Stock, increasing ownership by 2% to 25,279 units

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 1959d
  SEC Form 4: A Peter Reed was granted 5,969 units of Common Stock, increasing ownership by 2% to 264,504 units

  4 - Great Elm Capital Corp. (0001675033) (Issuer)
• 1959d
  SEC Form 4: M Adam Kleinman was granted 1,795 units of Common Stock, increasing ownership by 2% to 79,496 units

  4 - Great Elm Capital Corp. (0001675033) (Issuer)