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    Aptevo Therapeutics Inc. filed SEC Form 8-K: Other Events, Financial Statements and Exhibits

    3/29/22 8:15:33 AM ET
    $APVO
    Biotechnology: Pharmaceutical Preparations
    Health Care
    Get the next $APVO alert in real time by email
    apvo-8k_20220329.htm
    false 0001671584 0001671584 2022-03-29 2022-03-29

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    WASHINGTON, D.C. 20549

     

    FORM 8-K

     

    CURRENT REPORT

    Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

    Date of Report (Date of earliest event reported):  March 29, 2022

     

    APTEVO THERAPEUTICS INC.

    (Exact Name of Registrant as Specified in its Charter)

     

     

    Delaware

    001-37746

    81-1567056

    (State or Other Juris-

    diction of Incorporation)

    (Commission

    File Number)

    (IRS Employer

    Identification No.)

     

    2401 4th Avenue, Suite 1050

    Seattle, Washington

    98121

    (Address of Principal Executive Offices)

    (Zip Code)

     

    Registrant’s telephone number, including area code: (206) 838-0500

    Not Applicable

    (Former Name or Former Address, if Changed Since Last Report)

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

     

    ☐

     

    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

    ☐

     

    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

    ☐

     

    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

    ☐

     

    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of each class

     

    Trading Symbol(s)

     

    Name of each exchange on which registered

    Common Stock, $0.001 par value

     

    APVO

     

    The Nasdaq Stock Market LLC

    Emerging growth company ☐

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

     


     

    Item 8.01 Other Events.

     

    On March 29, 2022, Aptevo Therapeutics Inc. issued a press release providing a clinical update for its Phase 1b multi-center, multi-cohort expansion trial in the treatment of acute myeloid leukemia (“AML”), including one patient with relapsed/refractory AML in a monotherapy arm of its on-going Phase 1b trial evaluating adult patients with AML, has received an allogeneic stem cell transplant subsequent to receiving APVO436 and experienced significant reduction in bone marrow blasts. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated by reference herein.

     

    Item 9.01. Financial Statements and Exhibits.

     

    (d) Exhibits

     

    Exhibit No.

     

    Description

     

     

     

    99.1

     

    Press Release dated March 29, 2022.

    104

     

    Cover Page Interactive Data File (embedded within the Inline XBRL document)

     

     

     


     

    SIGNATURE

     

    Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

     

    APTEVO THERAPEUTICS INC.

     

     

     

    Date:  March 29, 2022

    By:

    /s/ Marvin L. White

     

     

     

    Marvin L. White

     

     

    President and Chief Executive Officer

     

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