Republic of The Marshall Islands
|
4412
|
N/A
|
(State or other jurisdiction of
incorporation or organization)
|
(Primary Standard Industrial Classification Code Number)
|
(I.R.S. Employer
Identification No.)
|
OceanPal Inc.
c/o Steamship Shipbroking Enterprises Inc.
Pendelis 26, 175 64 Palaio Faliro, Athens, Greece
+ 30-210-9485-360
|
Seward & Kissel LLP
Attention: Edward S. Horton, Esq.
One Battery Park Plaza
New York, New York 10004
(212) 574-1265
|
|
(Address and telephone number of
Registrant's principal executive offices)
|
(Name, address and telephone
number of agent for service)
|
Barry I. Grossman, Esq.
|
|
Sarah Williams, Esq.
|
|
Edward S. Horton, Esq.
|
Matthew Bernstein, Esq.
|
Seward & Kissel LLP
|
Ellenoff Grossman & Schole LLP
|
One Battery Park Plaza
|
1345 Avenue of the Americas
|
New York, New York 10004
|
New York, New York 10105
|
(212) 574-1265 (telephone number)
|
(212) 370-1300 (telephone number)
|
(212) 480-8421 (facsimile number)
|
(212) 370-7889 (facsimile number)
|
Exhibit Number
|
Description of Exhibit
|
||
3.1#
|
|
Amended and Restated Articles of Incorporation of the Company
|
|
3.2#
|
|
Amended and Restated Bylaws of the Company
|
|
4.1#
|
|
Form of Common Share Certificate
|
|
4.2#
|
|
Certificate of Designations of the Series A Participating Preferred Stock of the Company
|
|
4.3#
|
|
Statement of Designations of the Series B Preferred Shares of the Company
|
|
4.4#
|
|
Statement of Designations of the 8.0% Series C Preferred Stock of the Company
|
|
4.5#
|
|
Warrant Agency Agreement by and between Computershare Trust Company, N.A. and the registrant
|
|
4.6#
|
|
Form of Class A Warrant
|
|
5.1*
|
|
||
8.1#
|
|
Opinion of Seward & Kissel LLP with respect to certain tax matters
|
|
10.1#
|
|
Stockholders Rights Agreement
|
|
10.2#
|
|
2021 Equity Incentive Plan, as amended and restated
|
|
10.3#
|
|
Form of Management Agreement with Diana Wilhelmsen Management Limited
|
|
10.4#
|
Form of Amendment to the Management Agreement with Diana Wilhelmsen Management Limited
|
||
10.5#
|
|
Non-Competition Agreement by and between the Company and Diana Shipping Inc.
|
|
10.6#
|
|
Right of First Refusal Agreement with Diana Shipping Inc.
|
|
10.7#
|
|
Amended and Restated Contribution and Conveyance Agreement between the Company and Diana Shipping Inc.
|
|
10.8#
|
|
Form of Management Agreement with Steamship Shipbroking Enterprises Inc.
|
|
10.9#
|
|
Administrative Services Agreement with Steamship Shipbroking Enterprises Inc.
|
|
10.10#
|
|
Brokerage Services Agreement with Steamship Shipbroking Enterprises Inc.
|
|
21.1#
|
|
Subsidiaries of the Company
|
|
23.1#
|
|
Consent of Independent Registered Public Accounting Firm (Ernst & Young (Hellas) Certified Auditors Accountants S.A.)
|
|
23.2#
|
|
Consent of Independent Registered Public Accounting Firm (Ernst & Young (Hellas) Certified Auditors Accountants S.A.)
|
|
23.3#
|
|
Consent of Seward & Kissel LLP (included in Exhibit 8.1 hereto)
|
|
24.1#
|
|
Power of Attorney (contained on signature page to the registration statement)
|
|
99.1#
|
Unaudited Pro Forma Financial Information
|
||
107#
|
Filing Fee table
|
||
#
|
Indicates a document previously filed with the Commission
|
||
*
|
Filed herewith.
|
OCEANPAL INC.
|
||||
By:
|
/s/ Eleftherios Papatrifon
|
|||
Name:
|
Eleftherios Papatrifon
|
|||
Title:
|
Chief Executive Officer
|
Signature
|
Title
|
|
/s/ *
|
Chairman and Director
|
|
Semiramis Paliou
|
||
/s/ *
|
Director and Chief Executive Officer
|
|
Eleftherios Papatrifon
|
(Principal Executive Officer)
|
|
/s/ *
|
Interim Chief Financial Officer, Treasurer and Secretary
|
|
Ioannis Zafirakis
|
(Principal Financial Officer and Principal Accounting Officer)
|
|
/s/ *
|
Director
|
|
Styliani Alexandra Sougioultzoglou
|
||
/s/ *
|
Director
|
|
Grigorios-Filippos Psaltis
|
||
/s/ *
|
Director
|
|
Nikolaos Veraros
|
||
/s/ *
|
Director
|
|
Alexios Chrysochoidis
|
*By:
|
/s/ Edward S. Horton
|
|
|
Name: Edward S. Horton
|
|
|
Attorney-in-fact
|
PUGLISI & ASSOCIATES
(Authorized Representative) |
||||
By:
|
/s/ Donald J. Puglisi
|
|||
Name:
|
Donald J. Puglisi
|
|||
Title:
|
Managing Director
|