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    Aethlon Medical Inc. filed SEC Form 8-K: Regulation FD Disclosure, Financial Statements and Exhibits

    8/21/25 2:34:05 PM ET
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    Get the next $AEMD alert in real time by email
    AETHLON MEDICAL, INC. 8-K
    false 0000882291 0000882291 2025-08-21 2025-08-21 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

    FORM 8-K

    CURRENT REPORT

    Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

     

    Date of Report (Date of earliest event reported): August 21, 2025

     

    Aethlon Medical, Inc.

    (Exact name of registrant as specified in its charter)

     

    Nevada 001-37487 13-3632859

    (State or other jurisdiction of incorporation)

    (Commission File Number)

    (IRS Employer Identification No.)

     

    11555 Sorrento Valley Road, Suite 203

    San Diego, California

    92121
    (Address of principal executive offices) (Zip Code)

     

    Registrant’s telephone number, including area code: (619) 941-0360

     

    N/A

    (Former name or former address, if changed since last report)

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

     

    ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

     

    ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

     

    ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

     

    ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

     

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of each class  

    Trading Symbol(s)

     

    Name of each exchange on which registered

    Common Stock, $0.001 par value per share

      AEMD   The Nasdaq Capital Market

     

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

     

    Emerging growth company ☐

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

     

     

       

     

     

     

    Item 7.01 Regulation FD Disclosures.

     

    On August 20, 2025, Aethlon Medical, Inc. (the “Company”) made available an updated corporate presentation (the “Presentation”) that may be used by the Company in connection with presentations at conferences and investor meetings.  The Presentation can be found on the Company’s website, www.aethlonmedical.com.  The Presentation is furnished as Exhibit 99.1 hereto.

     

    The information in the Presentation is being furnished, not filed, pursuant to this Item 7.01. Accordingly, the information in the Presentation will not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any other filing under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except as expressly set forth by specific reference in such a filing.  The furnishing of the information in this Current Report on Form 8-K with respect to the Presentation is not intended to, and does not, constitute a determination or admission by the Company that the information in this Current Report on Form 8-K with respect to the Presentation is material or complete, or that investors should consider this information before making an investment decision with respect to any security of the Company.

     

    Item 9.01 Financial Statements and Exhibits. 

     

    (d) Exhibits

     

    Exhibit Number   Description
    99.1   Presentation Materials
    104   Cover Page Interactive Data File (embedded within the inline XBRL Document)

     

     

     

     

     

     

     

     

     

     

     

     2 

     

     

    SIGNATURES

     

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

    Date: August 21, 2025 Aethlon Medical, Inc.
         
      By: /s/ James B. Frakes
     

    Name:

    Title:

    James B. Frakes

    Chief Executive Officer and Chief Financial Officer

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     3 

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