Affiliate of Investment Adv Franklin Resources Inc sold $78,766 worth of shares (1,747 units at $45.09) (SEC Form 4)

$EMO
Investment Managers
Finance
Get the next $EMO alert in real time by email
SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
FRANKLIN RESOURCES INC

(Last) (First) (Middle)
ONE FRANKLIN PARKWAY

(Street)
SAN MATEO CA 94403-1906

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ClearBridge Energy Midstream Opportunity Fund Inc. [ EMO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Affiliate of Investment Adv
3. Date of Earliest Transaction (Month/Day/Year)
12/20/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(1) 12/20/2024 S V 1,747 D $45.0866 26,253 D(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Franklin Resources, Inc. (FRI) previously owned shares of ClearBridge MLP and Midstream Total Return Fund Inc. (CTR). FRI acquired shares of ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) as a result of the merger of CTR with and into EMO on September 9, 2024.
2. See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.
Remarks:
/s/Thomas C. Mandia, Assistant Secretary of Franklin Resources, Inc., on behalf of Franklin Resources, Inc. and its subsidiaries 12/20/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Get the next $EMO alert in real time by email

Chat with this insight

Save time and jump to the most important pieces.

Recent Analyst Ratings for
$EMO

DatePrice TargetRatingAnalyst
More analyst ratings

$EMO
Press Releases

Fastest customizable press release news feed in the world

See more
  • ClearBridge Energy Midstream Opportunity Fund Inc. Announces Unaudited Balance Sheet Information as of February 28, 2025

    ClearBridge Energy Midstream Opportunity Fund Inc. (NYSE:EMO) announced today the unaudited statement of assets and liabilities, the net asset value and asset coverage ratio of the Fund as of February 28, 2025. As of February 28, 2025, the Fund's net assets were $1,003.6 million, and its net asset value per share was $55.17. The Fund's asset coverage ratio under the Investment Company Act of 1940 (the "1940 Act") with respect to senior indebtedness was 604% and the Fund's asset coverage ratio under the 1940 Act with respect to total leverage was 424%. As of February 28, 2025   Amount (millions) Per Share   Investments $ 1,334.4 $ 73.36 Cash and Cash Equiva

    $EMO
    Investment Managers
    Finance
  • Franklin Templeton Fund Adviser, LLC Announces Distributions for the Months of March, April and May 2025

    Franklin Templeton Fund Adviser, LLC announced today that certain closed end funds have declared their distributions for the months of March, April and May 2025. The following dates apply to the distribution schedule below: Month Record Date Ex-Dividend Date Payable Date March 3/24/2025 3/24/2025 4/1/2025 April 4/23/2025 4/23/2025 5/1/2025 May 5/22/2025 5/22/2025 6/2/2025 Ticker Fund Name Month Amount Change from Previous Distribution EMO ClearBridge Energy Midstream Opportunity Fund Inc.* March $0.36000   $0.03000   April $0.36000         May

    $DMO
    $EHI
    $EMO
    $GDO
    Trusts Except Educational Religious and Charitable
    Finance
    Investment Managers
    Finance Companies
  • ClearBridge Energy Midstream Opportunity Fund Inc. Announces Unaudited Balance Sheet Information as of January 31, 2025

    ClearBridge Energy Midstream Opportunity Fund Inc. (NYSE:EMO) announced today the unaudited statement of assets and liabilities, the net asset value and asset coverage ratio of the Fund as of January 31, 2025. As of January 31, 2025, the Fund's net assets were $983.7 million, and its net asset value per share was $54.08. The Fund's asset coverage ratio under the Investment Company Act of 1940 (the "1940 Act") with respect to senior indebtedness was 573% and the Fund's asset coverage ratio under the 1940 Act with respect to total leverage was 408%. As of January 31, 2025   Amount (millions) Per Share   Investments $ 1,343.2 $ 73.85  

    $EMO
    Investment Managers
    Finance

$EMO
Insider Purchases

Insider purchases reveal critical bullish sentiment about the company from key stakeholders. See them live in this feed.

See more

$EMO
Insider Trading

Insider transactions reveal critical sentiment about the company from key stakeholders. See them live in this feed.

See more

$EMO
SEC Filings

See more

$EMO
Leadership Updates

Live Leadership Updates

See more
  • Certain Closed-end Funds Advised by Franklin Templeton Fund Adviser, LLC Announce Appointment of New Chair and Directors

    BrandywineGLOBAL – Global Income Opportunities Fund Inc. ("BWG") Clarion Partners Real Estate Income Fund Inc. ("CPREIF") ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") LMP Capital and Income Fund Inc. ("SCD") Western Asset Diversified Income Fund ("WDI") Western Asset Emerging Markets Debt Fund Inc. ("EMD") Western Asset Global Corporate Opportunity Fund Inc. ("GDO") Western Asset Global High Income Fund Inc. ("EHI") Western Asset High Income Fund II Inc. ("HIX") Western Asset High Income Opportunity Fund Inc. ("HIO") Western Asset High Yield Defined Opportunity Fund Inc. ("HYI") Western Asset Intermediate Muni Fund Inc. ("SBI") Western Asset Investment

    $BWG
    $DMO
    $EHI
    $EMD
    Finance/Investors Services
    Finance
    Trusts Except Educational Religious and Charitable
    Investment Managers

$EMO
Financials

Live finance-specific insights

See more
  • Franklin Templeton Fund Adviser, LLC Announces Distributions for the Months of March, April and May 2025

    Franklin Templeton Fund Adviser, LLC announced today that certain closed end funds have declared their distributions for the months of March, April and May 2025. The following dates apply to the distribution schedule below: Month Record Date Ex-Dividend Date Payable Date March 3/24/2025 3/24/2025 4/1/2025 April 4/23/2025 4/23/2025 5/1/2025 May 5/22/2025 5/22/2025 6/2/2025 Ticker Fund Name Month Amount Change from Previous Distribution EMO ClearBridge Energy Midstream Opportunity Fund Inc.* March $0.36000   $0.03000   April $0.36000         May

    $DMO
    $EHI
    $EMO
    $GDO
    Trusts Except Educational Religious and Charitable
    Finance
    Investment Managers
    Finance Companies
  • Franklin Templeton Fund Adviser, LLC Announces Distributions for the Months of December 2024, January and February 2025

    Franklin Templeton Fund Adviser, LLC announced today that certain closed end funds have declared their distributions for the months of December 2024, January and February 2025. The following dates apply to the distribution schedule below:   Month Record Date Ex-Dividend Date Payable Date     December 12/23/2024 12/23/2024 12/31/2024     January 1/24/2025 1/24/2025 2/3/2025     February 2/21/2025 2/21/2025 3/3/2025               Ticker Fund Name Month Amount Change from Prev

    $DMO
    $EHI
    $EMO
    $GDO
    Trusts Except Educational Religious and Charitable
    Finance
    Investment Managers
    Finance Companies
  • ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) Announces Increased Distributions and Changes to Monthly Payments

    ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) announced today its distribution payment frequency will change from quarterly to monthly payments beginning in September 2024. Additionally, EMO declared a monthly distribution of $0.33 per share for September, October and November. The new distribution is the equivalent of $0.99 per quarter, representing an increase of 48% from the prior quarter's distribution. The investment manager and the Board of Directors believe higher regular monthly distributions can enhance shareholder total returns and may have a positive impact on the Fund's discount to its net asset value (NAV). The following dates apply to the distribution schedule bel

    $CEM
    $CTR
    $EMO
    Trusts Except Educational Religious and Charitable
    Finance
    Investment Managers

$EMO
Large Ownership Changes

This live feed shows all institutional transactions in real time.

See more