AGBA Group Holding Limited filed SEC Form 8-K: Leadership Update, Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits
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Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On August 29, 2024, the shareholders of AGBA Group Holding Limited (“AGBA” or the “Company”) approved and adopted the AGBA Group Holding Limited 2024 Equity Incentive Plan (the “2024 Plan”), which has been approved and adopted by the board (the “Board”) of the Company, subject to the approval by the shareholders. The maximum number of ordinary shares available for issuance under the 2024 Plan is 16,000,000 ordinary shares.
The 2024 Plan is filed with this report as Exhibit 10.1 and is incorporated herein by reference. The foregoing description is subject to, and qualified in its entirety by, the Plan.
Item 5.07. Submission of Matters to a Vote of Security Holders.
On August 29, 2024, the Company held its 2024 annual meeting of shareholders (the “Annual Meeting”) at 1/F, AGBA Tower, 68 Johnston Road, Wan Chai, Hong Kong, to vote on the following matters:
1. Election of Directors
All of the following five nominees were elected to the Company’s Board of Directors, in accordance with the voting results listed below, to serve until the next Annual Meeting and until their successors have been duly elected and have qualified.
| Nominee | For | Withheld | Broker Non-Vote | |||||||||
| Robert E. Diamond Jr. | 63,689,528 | 20,980 | 0 | |||||||||
| Ng Wing Fai | 63,685,387 | 25,121 | 0 | |||||||||
| Brian Chan(1)(2)(3) | 63,679,859 | 30,649 | 0 | |||||||||
| Felix Yun Pun Wong (1)(2)(3) | 63,671,223 | 39,285 | 0 | |||||||||
| Thomas Ng(1)(2)(3) | 63,658,179 | 52,329 | 0 | |||||||||
| (1) | Member of the audit committee. |
| (2) | Member of the remuneration committee. |
| (3) | Member of the nomination committee. |
2. Ratification of the Company’s Independent Auditors
Shareholders ratified the appointment of WWC, P.C. as the independent auditors of the Company for the fiscal year ended December 31, 2024, in accordance with the voting results listed below.
| For | Against | Abstain | Broker Non-Vote | |||
| 63,705,662 | 2,304 | 2,542 | 0 |
3. Approval of AGBA Group Holding Limited 2024 Equity Incentive Plan.
Shareholders approved the AGBA Group Holding Limited 2024 Equity Incentive Plan (the “Plan”).
| For | Against | Abstain | Broker Non-Vote | |||
| 63,609,832 | 34,759 | 65,917 | 0 |
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Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
| Exhibit No. | Description | |
| 10.1 | AGBA Group Holding Limited Equity Incentive Plan | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
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SIGNATURE
Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| AGBA GROUP HOLDING LIMITED | |||
| By: | /s/ Shu Pei Huang, Desmond | ||
| Name: | Shu Pei Huang, Desmond | ||
| Title: | Acting Group Chief Financial Officer | ||
Dated: August 29, 2024
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