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    AIM ImmunoTech Inc. filed SEC Form 8-K: Other Events, Financial Statements and Exhibits

    2/5/25 8:30:24 AM ET
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    Get the next $AIM alert in real time by email
    false 0000946644 false false false false false 0000946644 2025-02-05 2025-02-05 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

     

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

    FORM 8-K

     

    CURRENT REPORT

     

    Pursuant to Section 13 OR 15(d) of The

    Securities Exchange Act of 1934

     

    Date of Report (Date of earliest event reported) February 5, 2025

     

    AIM IMMUNOTECH INC.

    (Exact name of registrant as specified in its charter)

     

    Delaware   001-27072   52-0845822
    (state or other jurisdiction   (Commission   (IRS Employer
    of incorporation)   File Number)   Identification No.)

     

    2117 SW Highway 484, Ocala FL   34473
    (Address of principal executive offices)   (Zip Code)

     

    Registrant’s telephone number, including area code: (352) 448-7797

     

     

    (Former name or former address, if changed since last report.)

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

     

    ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
       
    ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
       
    ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
       
    ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

     

    Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

     

    Emerging growth company ☐

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of each class   Trading Symbol   Name of each exchange on which registered
    Common Stock, par value $0.001 per share   AIM   NYSE American

     

     

     

     

     

     

    Item 8.01 Other Events

     

    On February 5, 2025, the Company issued a press release about Safety Committee approval to proceed with the Phase 2 portion of the Phase 1b/2 clinical trial involving Ampligen and AstraZeneca’s anti-PD-L1 immune checkpoint inhibitor Imfinzi® (durvalumab) in the treatment of late-stage pancreatic cancer. A copy of the press release is attached to this Current Report on Form 8-K as Exhibit 99.1 and is incorporated by reference herein.

     

    Cautionary Statement Regarding Forward-Looking Statements

     

    This current report, including exhibit 99.1, contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 (the “PSLRA”). Words such as “may,” “will,” “expect,” “plan,” “anticipate,” “continue,” “believe,” “potential,” “upcoming” and other variations thereon and similar expressions (as well as other words or expressions referencing future events or circumstances) are intended to identify forward-looking statements. Many of these forward-looking statements involve a number of risks and uncertainties. The Company urges investors to consider the various risk factors and cautionary statements in its filings with the Securities and Exchange Commission. You are cautioned not to place undue reliance on these forward-looking statements, which speak only as of the date of this current report. Among other things, for those statements, the Company claims the protection of the safe harbor for forward-looking statements contained in the PSLRA. The Company does not undertake to update any of these forward-looking statements to reflect events or circumstances that occur after the date hereof. 

     

    Item 9.01. Financial Statements and Exhibits.

     

    (d) Exhibits

     

    The following exhibits are filed herewith:

     

    Exhibit Number   Description
         
    99.1   Press Release dated February 5, 2025
         
    104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

     

    -2-

     

     

    SIGNATURES

     

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

      AIM ImmunoTech Inc.
       
    Date: February 5, 2025 By /s/ Thomas K. Equels
        Thomas K. Equels, CEO

     

    -3-

     

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