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    Air T Inc. filed SEC Form 8-K: Regulation FD Disclosure, Other Events, Financial Statements and Exhibits

    7/27/23 4:30:39 PM ET
    $AIRT
    Air Freight/Delivery Services
    Consumer Discretionary
    Get the next $AIRT alert in real time by email
    airt-20230727
    0000353184false00003531842023-07-272023-07-270000353184us-gaap:CommonStockMember2023-07-272023-07-270000353184airt:CumulativeCapitalSecuritiesMember2023-07-272023-07-27


    ______________________________________________________________________________
    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    WASHINGTON, DC 20549  
    ______________________________________________________________________________
    FORM 8-K 
    ______________________________________________________________________________

    CURRENT REPORT
    Pursuant to Section 13 or 15(d) of the
    Securities Exchange Act of 1934
    Date of report (Date of earliest event reported): July 27, 2023
    ______________________________________________________________________________
    AIR T, INC.
    (Exact Name of Registrant as Specified in Charter)  
    ______________________________________________________________________________
    Delaware 
    001-35476
     
    52-1206400
    (State or Other Jurisdiction
    of Incorporation)
     
    (Commission
    File Number)
     
    (I.R.S. Employer
    Identification No.)

    5930 Balsom Ridge Road
    Denver, North Carolina 28037
    (Address of Principal Executive Offices, and Zip Code)

    ________________(828) 464-8741__________________
    Registrant’s Telephone Number, Including Area Code

    Not applicable___
    (Former Name or Former Address, if Changed Since Last Report)
    Securities registered pursuant to Section 12(b) of the Act:
    Title of each classTrading Symbol(s)Name of each exchange on which registered
    Common StockAIRTNASDAQ Global Market
    Alpha Income Preferred Securities (also referred to as 8% Cumulative Capital Securities) (“AIP”)AIRTPNASDAQ Global Market
    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
     
    ☐Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
     
    ☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
     
    ☐Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

    ☐Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
    ☐
    Emerging growth company
    ☐If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.



    Item 7.01    Regulation FD Disclosure

    Updated Investor Presentation. The Company updated its investor presentation to potential investor groups. A copy of the updated PowerPoint Presentation to be used by the Company for such presentations is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.

    The information contained in Item 7.01 to this Current Report on Form 8-K (including Exhibits 99.1) is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise be subject to the liabilities of that section. The information in this Item 7.01 (including Exhibits 99.1) shall not be incorporated by reference into any registration statement or other document pursuant to the Securities Act of 1933, except as otherwise expressly stated in such filing.

    Item 8.01    Other Events

    For questions related to this release or other Air T matters, please use the Company’s interactive Q&A capability, through Slido.com, accessible from our website, to submit any questions. Questions submitted through Slido will be answered “live” and in writing at the Company’s Annual Meeting, and via a written response on a quarterly basis. Note that legal and pragmatic requirements restrict us from answering every question posted, yet we intend to address all reasonable and relevant questions with a written answer.

    Item 9.01    Financial Statements and Exhibits

    99.1
    PowerPoint Presentation dated July 27, 2023.





    SIGNATURES

    Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

    Date: July 27, 2023

    AIR T, INC.


    By: /s/ Brian Ochocki
    Brian Ochocki, Chief Financial Officer




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