ALT5 Sigma Corporation filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders
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Item 5.07 Submission of Matters to a Vote of Security Holders.
On October 16, 2025, at 1:00 P.M. Eastern Time, ALT5 Sigma Corporation (the “Company”) reconvened its Special Meeting of Stockholders (the “Special Meeting”) exclusively online via live webcast. The Special Meeting was previously convened and adjourned on October 10, 2025. As of August 12, 2025, the record date for the Special Meeting, there were 109,620,596 outstandings shares of the Company’s common stock and 883,667 outstanding shares of voting preferred stock. At the reconvened Special Meeting, stockholders voted on Proposal 3, to approve an amendment of the Company’s Articles of Incorporation, as amended, to increase the total number of authorized shares of common stock, from 200,000,000 shares to 2,000,000,000, as described in the Company’s Definitive Proxy Statement on Schedule 14A for the Special Meeting, filed with the U.S. Securities and Exchange Commission on September 26, 2025. The results of Proposal 3, which take into account both the shares of common stock and shares of voting preferred stock, are as follows:
(a) Proposal 3 - Approval of an amendment of the Company’s Articles of Incorporation, as amended, to increase the total number of authorized shares of common stock, from 200,000,000 shares to 2,000,000,000.
The votes with respect to the approval of an amendment of the Company’s Articles of Incorporation, as amended, to increase the total number of authorized shares of common stock, from 200,000,000 to 2,000,000,000, were as follows:
| Votes For | Votes Against | Abstentions | Broker Non-Votes | |||||||||||
| 56,829,178 | 13,099,874 | 4,646 | — | |||||||||||
Based on the results set forth above, the stockholders approved an amendment to the Company’s Articles of Incorporation, as amended, to increase the total number of authorized shares of common stock, from 200,000,000 shares to 2,000,000,000 (the “Amendment”). The Company plans to file the Amendment with the Secretary of State of Nevada.
No other matters were voted on at the reconvened Special Meeting.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| ALT5 SIGMA CORPORATION | ||
| Date: October 16, 2025 | By: | /s/ Jonathan Hugh |
| Jonathan Hugh | ||
| Chief Financial Officer | ||