Amendment: Corebridge Financial Inc. filed SEC Form 8-K: Leadership Update, Financial Statements and Exhibits
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 13, 2025
(Exact name of registrant as specified in its charter)
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(State or Other Jurisdiction of Incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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(Address of principal executive offices)
Registrant’s telephone number, including area code: 1-877 -375-2422
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see
General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new
or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.02 |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
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On January 13, 2025, Corebridge Financial, Inc. (the Company) filed a Current Report on Form 8‑K (the Original 8-K) reporting the election of Keith Gubbay and Colin Parris
to the Board of Directors of the Company (the Board) effective January 13, 2025. The Company is filing this Amendment No. 1 to the Original 8-K to report Mr. Gubbay’s and Mr. Parris’ committee appointments, which had not been determined at the time
of the filing of the Original 8-K.
On February 19, 2025, the Board appointed Mr. Gubbay to the Risk Committee of the Board, effective immediately.
On February 21, 2025, the Board appointed Mr. Parris to the Audit Committee of the Board and the Nominating and Corporate Governance Committee of the Board, effective
immediately.
| Item 9.01. |
Financial Statements and Exhibits.
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| (d) |
Exhibits.
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104
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Cover Page to this Current Report on Form 8-K in Inline XBRL.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by
the undersigned thereunto duly authorized.
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Corebridge Financial, Inc.
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Date:
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February 21, 2025
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By:
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/s/ Jeannette N. Pina
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Name:
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Jeannette N. Pina
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Title:
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Deputy General Counsel
and Corporate Secretary
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