Amendment: New insider Casey Robert Donald Iii claimed ownership of 33,537 shares (SEC Form 3)
$APPF
Computer Software: Prepackaged Software
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| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 04/03/2025 |
3. Issuer Name and Ticker or Trading Symbol
APPFOLIO INC [ APPF ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) 04/10/2025 |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Class A Common Stock | 22,670(1) | D | |
| Class A Common Stock | 8,867 | I | By Robert D. Casey III Revocable Trust(2) |
| Class A Common Stock | 1,200 | I | By Robert D. Casey Descendants Trust(3) |
| Class A Common Stock | 500 | I | By Robert and Jeanne Casey Descendants Trust(4) |
| Class A Common Stock | 300 | I | By Edward and Mary Brown Descendants Trust(5) |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Explanation of Responses: |
| 1. The Reporting Person holds 21,370 shares of Class A Common Stock in a Roth IRA and 1,300 shares of Class A Common Stock in an IRA. |
| 2. Represents shares of Class A Common Stock held by the Robert D. Casey III Revocable Trust, dated December 20, 2021, of which the Reporting Person is the trustee. |
| 3. Represents shares held by the Robert D. Casey Descendants Trust, dated May 10, 2021. The Reporting Person is (i) an investment advisor to such trust and in that capacity may be deemed to have voting and dispositive power over shares held therein, and (ii) the settlor of such trust. |
| 4. Represents shares held by the Robert and Jeanne Casey Descendants Trust, dated August 17, 2021. The Reporting Person is (i) an investment advisor to such trust and in that capacity may be deemed to have voting and dispositive power over shares held therein, and (ii) the settlor of such trust. |
| 5. Represents shares held by the Edward and Mary Brown Descendants Trust dated August 17, 2021. The Reporting Person is (i) an investment advisor to such trust and in that capacity may be deemed to have voting and dispositive power over shares held therein, and (ii) the settlor of such trust. |
| Remarks: |
| This Form 3/A amends the Form 3 filed on April 10, 2025, which reported Mr. Casey's initial holdings using the Issuer's CIK number while pending receipt of Mr. Casey's new filer CIK codes. This Form 3/A has been filed using Mr. Casey's CIK codes and reflects him as the Reporting Owner. No changes have been made or are being reported with respect to Mr. Casey's beneficial ownership of Issuer securities. |
| /s/ Evan Pickering as Attorney-in-Fact for Robert Donald Casey III | 04/21/2025 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||