Amendment: New insider Holder Alison claimed ownership of 80,581 shares (SEC Form 3)
$DNUT
Food Chains
Consumer Staples
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 01/06/2025 |
3. Issuer Name and Ticker or Trading Symbol
Krispy Kreme, Inc. [ DNUT ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) 01/23/2025 |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Common Stock(1) | 80,581 | D(2) | |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Explanation of Responses: |
| 1. This Amendment is being filed to attach the POA which was inadvertently omitted from the original filing. |
| 2. Direct: 34,279. Unvested comprised of RSUs awarded: Apr 1, 2021 vesting 6,654 Oct 1, 2025; May 17, 2021 vesting 8,874 Nov 17, 2025; Apr 4, 2022 vesting 4,140 Apr 4, 2025, 1,380 Apr 4, 2026, 1,381 Apr 4, 2027; May 9, 2023 vesting 12,245 May 9, 2026, 1,645 May 9, 2027, 1,644 May 9, 2028; Apr 11, 2024 vesting 5,004 Apr 11, 2027, 1,668 Apr 11, 2028, 1,667 Apr 11, 2029. |
| Remarks: |
| Exhibit List - Exhibit 24.1 - Power of Attorney. |
| /s/ Lisa Brown, Attorney-in-Fact | 02/27/2025 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||