Amendment: SEC Form 10-K/A filed by Rave Restaurant Group Inc.
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| Large accelerated filer ☐ | Accelerated filer ☐ | | Smaller reporting company |
| Emerging growth company | | | |
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Explanatory Note: This Amendment to the Annual Report on Form 10-K for Rave Restaurant Group, Inc. is being filed to include Exhibit 97.1, which was inadvertently left off the initial filing.
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Amended and Restated Articles of Incorporation of Rave Restaurant Group, Inc. (incorporated by reference to Exhibit 3.1 to the registrant’s Current Report on Form 8-K filed January 8, 2015).
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Amended and Restated Bylaws of Rave Restaurant Group, Inc. (incorporated by reference to Exhibit 3.2 to the registrant’s Current Report on Form 8-K filed January 8, 2015).
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4.1
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Description of Registrant's Securities. (filed as Exhibit 4.4 to Form 10-K for the fiscal year ended June 27, 2021 and incorporated herein by reference).
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2015 Long Term Incentive Plan of the Company (filed as Exhibit 10.1 to Form 8-K filed November 20, 2014 and incorporated herein by reference).*
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Form of Stock Option Grant Agreement under the Company’s 2015 Long Term Incentive Plan (filed as Exhibit 10.2 to Form 8-K filed November 20, 2014 and incorporated herein by reference).*
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Form of Restricted Stock Unit Award Agreement under the Company’s 2015 Long-Term Incentive Plan (filed as Exhibit 10.1 to Form 10-Q for the fiscal quarter ended December 27, 2015 and incorporated herein by reference).*
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Lease Agreement dated November 1, 2016, between A&H Properties Partnership and Rave Restaurant Group, Inc. (filed as Exhibit 10.4 to Form 10-K for the year ended June 30, 2019 and incorporated herein by reference).*
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First Amendment to Lease and Expansion dated July 1, 2017, between A&H Properties Partnership and Rave Restaurant Group, Inc. (filed as Exhibit 10.5 to Form 10-K for the year ended June 30, 2019 and incorporated herein by reference).*
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Second Amendment to Lease Agreement effective June 1, 2020, between A&H Properties Partnership and Rave Restaurant Group, Inc. (filed as Exhibit 10.6 to Form 10-K for the fiscal year ended June 27, 2021 and incorporated herein by reference).
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Letter agreement dated October 18, 2019, between Rave Restaurant Group, Inc. and Brandon Solano (filed as Exhibit 10.1 to Form 8-K filed October 21, 2019 and incorporated herein by reference).*
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Letter agreement dated March 25, 2024, between Rave Restaurant Group, Inc. and Jay Rooney (filed as Exhibit 10.1 to Form 8-K filed March 26, 2019 and incorporated herein by reference).*
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19.1
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Rave Restaurant Group, Inc. Insider Trading Policy (filed as the corresponding exhibit number with the registrant’s Form 10-K filed on September 25, 2025).
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21.1
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List of Subsidiaries (filed as Exhibit 21.1 to Form 10-K filed September 30, 2019 and incorporated herein by reference).*
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23.1
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Consent of Independent Registered Public Accounting Firm (filed as the corresponding exhibit number with the registrant’s Form 10-K filed on September 25, 2025).
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31.1
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Rule 13a-14(a)/15d-14(a) Certification of Principal Executive Officer (filed as the corresponding exhibit number with the registrant’s Form 10-K filed on September 25, 2025).
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31.2
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Rule 13a-14(a)/15d-14(a) Certification of Principal Financial Officer (filed as the corresponding exhibit number with the registrant’s Form 10-K filed on September 25, 2025).
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32.1
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Section 1350 Certification of Principal Executive Officer (filed as the corresponding exhibit number with the registrant’s Form 10-K filed on September 25, 2025).
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32.2
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Section 1350 Certification of Principal Financial Officer (filed as the corresponding exhibit number with the registrant’s Form 10-K filed on September 25, 2025).
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Policy Regarding Recovery of Excessive Incentive Based Compensation (filed herewith)
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101
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Interactive data files pursuant to Rule 405 of Regulation S-T (filed as the corresponding exhibit number with the registrant’s Form 10-K filed on September 25, 2025).
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| *Management contract or compensatory plan or agreement. |
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Rave Restaurant Group, Inc.
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Date: November 6, 2025
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By: /s/ Brandon L. Solano
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Brandon L. Solano
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Chief Executive Officer
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(principal executive officer)
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By: /s/ Jay D. Rooney
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Jay D. Rooney
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Chief Financial Officer
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(principal financial officer)
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s/ Brandon L. Solano
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Brandon L. Solano
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Chief Executive Officer
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(principal executive officer)
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November 6, 2025
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/s/ Jay D. Rooney
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Jay D. Rooney
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Chief Financial Officer
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(principal financial officer)
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November 6, 2025
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/s/ Mark E. Schwarz
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Mark E. Schwarz
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Director and Chairman of the Board
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November 6, 2025
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/s/ Robert B. Page
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Robert B. Page
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Director
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November 6, 2025
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/s/ William C. Hammett, Jr.
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William C. Hammett, Jr.
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Director
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November 6, 2025
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/s/ Clinton J. Coleman
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Clinton J. Coleman
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Director
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November 6, 2025
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