Amendment: SEC Form 10-K/A filed by Motorcar Parts of America Inc.
ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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(State or other jurisdiction of incorporation or organization)
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(I.R.S. Employer Identification No.)
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(Address of principal executive offices)
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Zip Code
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Title of each class
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Trading symbol(s)
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Name of each exchange on which registered
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Large accelerated filer ☐
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Non-accelerated filer ☐
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Smaller reporting company
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Emerging growth company
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PCAOB ID No. |
Item15. |
Exhibits, Financial Statement Schedule
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a. |
Documents filed as part of this report:
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Number
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Description of Exhibit
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Method of Filing
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3.1
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Certificate of Incorporation of the Company
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Incorporated by reference to Exhibit 3.1 to the Company’s Registration Statement on Form SB-2 declared effective on March 22, 1994 (the “1994 Registration Statement”).
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3.2
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Amendment to Certificate of Incorporation of the Company
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Incorporated by reference to Exhibit 3.2 to the Company’s Registration Statement on Form S-1 (No. 33-97498) declared effective on November 14, 1995 (the “1995 Registration Statement”).
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3.3
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Amendment to Certificate of Incorporation of the Company
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3.4
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Amendment to Certificate of Incorporation of the Company
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3.5
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Amendment to Certificate of Incorporation of the Company
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3.6
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Amended and Restated By-Laws of the Company
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3.7
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Certificate of Amendment of the Certificate of Incorporation of the Company
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3.8
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Amendment to the Amended and Restated By-Laws of the Company
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Number
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Description of Exhibit
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Method of Filing
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3.9
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Amendment to the Amended and Restated By-Laws of the Company
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3.10
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Third Amendment to the Amended and Restated By-Laws of the Company
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4.1
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Description of the Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
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4.2
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2004 Non-Employee Director Stock Option Plan
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4.3
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2010 Incentive Award Plan
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4.4
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Amended and Restated 2010 Incentive Award Plan
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4.5
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Second Amended and Restated 2010 Incentive Award Plan
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4.6
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2014 Non-Employee Director Incentive Award Plan
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4.7
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Third Amended and Restated 2010 Incentive Award Plan
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4.8
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Fourth Amended and Restated 2010 Incentive Award Plan
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4.9
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2022 Incentive Award Plan
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4.10
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Form of Convertible Promissory Note
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4.11
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Form of Common Stock Warrant
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4.12
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First Amended and Restated Convertible Promissory Note
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4.13
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First Amended and Restated Common Stock Warrant
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Number
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Description of Exhibit
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Method of Filing
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10.1
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Form of Indemnification Agreement for officers and directors
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10.2
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Amended and Restated Employment Agreement, dated as of December 31, 2008, by and between the Company and Selwyn Joffe
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10.3
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Employment Agreement, dated as of May 18, 2012, between Motorcar Parts of America, Inc., and Selwyn Joffe
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10.4
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Form of Stock Option Notice for use in connection with stock options granted to Selwyn Joffe pursuant to the Motorcar Parts of America, Inc. 2010 Incentive Award Plan
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10.5
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Form of Stock Option Agreement for use in connection with stock options granted to Selwyn Joffe pursuant to the Motorcar Parts of America, Inc. 2010 Incentive Award Plan
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10.6*
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Revolving Credit, Term Loan and Security Agreement, dated as of June 3, 2015, among Motorcar Parts of America, Inc., each lender from time to time party thereto, and PNC
Bank, National Association, as administrative agent
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10.7
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First Amendment to Revolving Credit, Term Loan and Security Agreement, dated as of November 5, 2015, among Motorcar Parts of America, Inc., each lender from time to time
party thereto, and PNC Bank, National Association, as administrative agent
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10.8
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Consent and Second Amendment to Revolving Credit, Term Loan and Security Agreement, dated as of May 19, 2016, among Motorcar Parts of America, Inc., each lender from
time to time party thereto, and PNC Bank, National Association, as administrative agent
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10.9
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Third Amendment to Revolving Credit, Term Loan and Security Agreement, dated as of March 24, 2017, among Motorcar Parts of America, Inc., each lender from time to time
party thereto, and PNC Bank, National Association, as administrative agent
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Number
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Description of Exhibit
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Method of Filing
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10.10
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Fourth Amendment to Revolving Credit, Term Loan and Security Agreement, dated as of April 24, 2017, among Motorcar Parts of America, Inc., each lender from time to time
party thereto and PNC Bank, National Association, as administrative agent
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10.11
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Fifth Amendment to Revolving Credit, Term Loan and Security Agreement, dated as of July 18, 2017, among Motorcar Parts of America, Inc., each lender from time to time
party thereto and PNC Bank, National Association, as administrative agent
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10.12*
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Amended and Restated Credit Facility, dated as of June 5, 2018, among Motorcar Parts of America, Inc., each lender from time to time party thereto and PNC Bank, National
Association, as administrative agent
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10.13
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First Amendment to Amended and Restated Loan Agreement, dated as of November 14, 2018, among Motorcar Parts of America, Inc., D & V Electronics Ltd., each lender
from time to time party thereto, and PNC Bank, National Association, as administrative agent
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10.14
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Amendment No. 2 to Employment Agreement, dated as of February 5, 2019, between Motorcar Parts of America, Inc., and Selwyn Joffe
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10.15
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Second Amendment to Amended and Restated Loan Agreement, dated as of June 4, 2019, among Motorcar Parts of America, Inc., D&V Electronics Ltd., Dixie Electric Ltd.,
Dixie Electric Inc., each lender from time to time party thereto, and PNC Bank, National Association, as administrative agent
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10.16
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Amendment No. 3 to Employment Agreement, dated as of March 30, 2020, between Motorcar Parts of America, Inc., and Selwyn Joffe
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10.17
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Amendment No. 4 to Employment Agreement, dated as of May 21, 2020, between Motorcar Parts of America, Inc., and Selwyn Joffe
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Number
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Description of Exhibit
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Method of Filing
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10.18
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Third Amendment to Amended and Restated Loan Agreement, dated as of May 28, 2021, among Motorcar Parts of America, Inc., D&V Electronics Ltd., Dixie Electric Ltd.,
Dixie Electric Inc., each lender from time to time party thereto, and PNC Bank, National Association, as administrative agent
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10.19
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Amendment No. 5 to Employment Agreement, dated as of June 18, 2021, between Motorcar Parts of America, Inc., and Selwyn Joffe
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10.20
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Fourth Amendment to Amended and Restated Loan Agreement, dated as of November 3, 2022, among Motorcar Parts of America, Inc., D&V Electronics Ltd., Dixie Electric Ltd., Dixie Electric
Inc., each lender from time to time party thereto, and PNC Bank, National Association, as administrative agent
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10.21
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Fifth Amendment to Amended and Restated Loan Agreement, dated as of February 3, 2023, among Motorcar Parts of America, Inc., D&V Electronics Ltd., Dixie Electric Ltd., Dixie Electric Inc.,
each lender from time to time party thereto, and PNC Bank, National Association, as administrative agent
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10.22
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Note Purchase Agreement
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10.23
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Registration Rights Agreement
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10.24
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Sixth Amendment to Amended and Restated Loan Agreement, dated as of May 28, 2021, among Motorcar Parts of America, Inc., D & V Electronics Ltd., Dixie Electric Ltd., and Dixie Electric
Inc., each lender from time to time party thereto, and PNC Bank, National Association, as administrative agent
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10.25
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Amendment No. 6 to Employment Agreement, dated March 29, 2023, between Motorcar Parts of America, Inc. and Selwyn Joffe.
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10.26
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First Amendment to Note Purchase Agreement
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10.27
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Seventh Amendment to Amended and Restated Loan Agreement, dated as of August 3, 2023, among Motorcar Parts of America, Inc., D & V Electronics Ltd., Dixie Electric Ltd., and Dixie Electric
Inc., each lender from time to time party thereto, and PNC Bank, National Association, as administrative agent
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10.28
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Second Amendment to the Note Purchase Agreement
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10.29
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Eighth Amendment to Amended and Restated Loan Agreement, dated as of December 12, 2023, among Motorcar Parts of America, Inc., D & V Electronics Ltd., Dixie Electric Ltd., and Dixie
Electric Inc., each lender from time to time party thereto, and PNC Bank, National Association, as administrative agent
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21.1
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List of Subsidiaries
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23.1
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Consent of Independent Registered Public Accounting Firm Ernst & Young LLP
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31.1
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Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes Oxley Act of 2002
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31.2
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Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes Oxley Act of 2002
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31.3
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Certification of Chief Accounting Officer pursuant to Section 302 of the Sarbanes Oxley Act of 2002
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Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes Oxley Act of 2002
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Filed herewith.
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Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes Oxley Act of 2002
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Filed herewith.
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Certification of Chief Accounting Officer pursuant to Section 302 of the Sarbanes Oxley Act of 2002
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Filed herewith.
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32.1
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Certifications of Chief Executive Officer, Chief Financial Officer and Chief Accounting Officer pursuant to Section 906 of the Sarbanes Oxley Act
of 2002
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Policy for Recovery of Erroneously Awarded Compensation
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Filed herewith.
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101.INS
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Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the
XBRL document)
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101.SCM
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Inline XBRL Taxonomy Extension Schema Document
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Filed herewith.
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101.LAB
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Inline XBRL Taxonomy Extension Label Linkbase Document
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Filed herewith.
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101.PRE
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Inline XBRL Taxonomy Extension Presentation Linkbase Document
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Filed herewith.
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104
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Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101)
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Filed herewith.
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Portions of this exhibit have been granted confidential treatment by the SEC.
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MOTORCAR PARTS OF AMERICA, INC.
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Dated: June 28, 2024
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By:
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/s/ David Lee
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David Lee
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Chief Financial Officer
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Dated: June 28, 2024
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By:
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/s/ Kamlesh Shah
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Kamlesh Shah
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Chief Accounting Officer
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/s/ Selwyn Joffe
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Chief Executive Officer and Director
(Principal Executive Officer)
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June 28, 2024
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Selwyn Joffe
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/s/ David Lee
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Chief Financial Officer
(Principal Financial Officer)
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June 28, 2024
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David Lee
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/s/ Kamlesh Shah
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Chief Accounting Officer
(Principal Accounting Officer)
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June 28, 2024
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Kamlesh Shah
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/s/ Rudolph Borneo
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Director
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June 28, 2024
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Rudolph Borneo
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/s/ David Bryan
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Director
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June 28, 2024
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David Bryan
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/s/ Joseph Ferguson
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Director
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June 28, 2024
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Joseph Ferguson
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/s/ Philip Gay
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Director
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June 28, 2024
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Philip Gay
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/s/ Jeffrey Mirvis
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Director
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June 28, 2024
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Jeffrey Mirvis
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/s/ Jamy Rankin
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Director
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June 28, 2024
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Jamy Rankin
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/s/ Douglas Trussler
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Director
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June 28, 2024
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Douglas Trussler
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/s/ Patricia Warfield
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Director
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June 28, 2024
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Patricia Warfield
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/s/ Barbara Whittaker
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Director
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June 28, 2024
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Barbara Whittaker
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