As filed with the Securities and Exchange Commission on September 3, 2025.
Registration No. 333-289741
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
AMENDMENT NO. 1
FORM S-1
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
AUTONOMIX MEDICAL, INC.
(Exact Name of Registrant as Specified in Its Charter)
Delaware |
3841 |
47-1607810 |
(State or Other Jurisdiction of Incorporation or Organization) |
(Primary Standard Industrial Classification Code Number) |
(I.R.S. Employer Identification Number) |
21 Waterway Avenue, Suite 300
The Woodlands, Texas 77380
(713) 588-6150
(Address, Including Zip Code, and Telephone Number, Including Area Code, of Registrant’s Principal Executive Offices)
Brad Hauser
Chief Executive Officer
21 Waterway Avenue, Suite 300
The Woodlands, Texas 77380
(713) 588-6150
(Name, Address, Including Zip Code, and Telephone Number, Including Area Code, of Agent For Service)
Copies to:
Cavas S. Pavri
Johnathan Duncan
ArentFox Schiff LLP
1717 K Street NW
Washington, DC 20006
Telephone: (202) 724-6847
Fax: (202) 778-6460
Approximate date of commencement of proposed sale to the public: As soon as practicable after the effective date of this Registration Statement.
If any of the securities being registered on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. ☒
If this form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act:
Large accelerated filer |
☐ |
Accelerated filer |
☐ |
Non-accelerated filer |
☒ |
Smaller reporting company |
☒ |
Emerging growth company |
☒ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
The Registrant hereby amends this Registration Statement on such date or dates as may be necessary to delay its effective date until the Registrant shall file a further amendment which specifically states that this Registration Statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933 or until the Registration Statement shall become effective on such date as the Commission, acting pursuant to said Section 8(a), may determine.
EXPLANATORY NOTE
Autonomix Medical, Inc. is filing this Amendment No. 1 (this “Amendment”) to its Registration Statement on Form S-1 (File No. 333-289741) (the “Registration Statement”) as an exhibits-only filing. Accordingly, this Amendment consists only of the facing page, this explanatory note, Item 16(a) of Part II of the Registration Statement, the signature page to the Registration Statement and the filed exhibits. The remainder of the Registration Statement is unchanged and has been omitted.
Item 16. Exhibits and Financial Statement Schedules.
(a) Exhibits:
Exhibit Index
Exhibit Number |
Description of Document |
3.1 |
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3.2 |
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3.3 |
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4.1 |
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4.2 |
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4.3 |
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4.4 |
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4.5 |
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4.6 |
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4.7 |
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4.8* |
Form of Placement Agent Warrant issued in July 2025 warrant inducement transaction |
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5.1† |
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10.1** |
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10.2** |
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10.3** |
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10.4** |
Exhibit Number |
Description of Document |
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10.5** |
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10.6 |
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10.7 |
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10.8+ |
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10.9 |
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10.10** |
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10.11** |
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10.12 |
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10.13** |
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10.14 |
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10.15 |
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10.16 |
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23.1† |
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24.1† |
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101.INS† |
Inline XBRL Instance Document |
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101.SCH† |
Inline XBRL Taxonomy Extension Schema Document |
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101.CAL† |
Inline XBRL Taxonomy Extension Calculation Linkbase Document |
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101.DEF† |
Inline XBRL Taxonomy Extension Definition Linkbase Document |
Exhibit Number |
Description of Document |
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101.LAB† |
Inline XBRL Taxonomy Extension Label Linkbase Document |
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101.PRE† |
Inline XBRL Taxonomy Extension Presentation Linkbase Document |
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104 |
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) |
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107† |
* |
Filed herewith. |
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† |
Previously Filed |
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** |
Denotes a management contract or compensatory plan or arrangement. |
+ |
Pursuant to Item 601(b)(10)(iv) of Regulation S-K promulgated by the SEC, certain portions of this exhibit have been redacted. The Company hereby agrees to furnish supplementally to the SEC, upon its request, an unredacted copy of this exhibit. |
(b) Consolidated Financial Statement Schedules: All schedules are omitted because the required information is inapplicable or the information is presented in the consolidated financial statements and the related notes.
Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Houston, Texas, on September 3, 2025.
AUTONOMIX MEDICAL, INC. (Registrant) |
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By: |
/s/ Brad Hauser |
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Brad Hauser |
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Chief Executive Officer and President |
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed below by the following persons in the capacities and on the dates indicated:
Date: September 3, 2025 |
By: |
/s/ Brad Hauser |
Brad Hauser |
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Date: September 3, 2025 |
/s/ Trent Smith |
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Trent Smith Chief Financial Officer (Principal Financial and Accounting Officer) |
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Date: September 3, 2025 |
* |
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Walter Klemp Executive Chairman of the Board of Directors |
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Date: September 3, 2025 |
* |
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Lori Bisson |
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Date: September 3, 2025 |
* |
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Jonathan Foster Director |
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Date: September 3, 2025 |
* |
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David Robins |
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Date: September 3, 2025 |
* |
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Christopher Capelli |
*By: | /s/ Trent Smith |
Trent Smith | |
Attorney-in-fact |