Amendment: SEC Form S-1/A filed by American Battery Technology Company
As filed with the Securities and Exchange Commission on February 6, 2025.
Registration No. 333-283807
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Pre-Effective Amendment No. 1 to
FORM S-1
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
AMERICAN BATTERY TECHNOLOGY COMPANY |
(Exact name of registrant as specified in its charter) |
Nevada | 7372 | 33-1227980 | ||
(State or jurisdiction of incorporation or organization) |
(Primary Standard Industrial Classification Code Number) | (I.R.S. Employer Identification No.) |
100 Washington Street, Suite 100 Reno, NV 89503 |
Tel: (775) 473-4744 |
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices) |
Ryan Melsert |
Chief Executive Officer |
100 Washington Street, Suite 100, |
Reno, NV 89503 |
Tel: (775) 473-4744 |
(Name, address, including zip code, and telephone number, including area code, of agent for service) |
With a copy to:
Amy Bowler
Holland & Hart LLP
555 17th Street, Suite 3200
Denver, CO 80202
(303) 295-8000
From time to time after the effective date of this registration statement
(Approximate date of commencement of proposed sale to the public)
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following: ☒
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering: ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering: ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
☐ | Large accelerated filer | ☐ | Accelerated filer |
☒ | Non-accelerated filer | ☒ | Smaller reporting company |
☐ | Emerging growth company |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
The Registrant hereby amends this Registration Statement on such date or dates as may be necessary to delay its effective date until the Registrant shall file a further amendment which specifically states that this Registration Statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933, as amended, or until the Registration Statement shall become effective on such date as the U.S. Securities and Exchange Commission, acting pursuant to said Section 8(a), may determine.
EXPLANATORY NOTE
This Amendment No. 1 to the Registration Statement on Form S-1 of American Battery Technology Company (the “Company”) (File No. 333-283807) is being filed as an exhibit-only filing solely to file the opinion of Holland & Hart LLP. Accordingly, this Amendment consists only of the facing page, this explanatory note, Item 16 of Part II of the Registration Statement, the signature pages to the Registration Statement, and the referenced exhibit. The prospectus and the balance of Part II of the Registration Statement are unchanged hereby and have been omitted.
Item 16. Exhibits
The following exhibits are included as part of this Registration Statement by reference:
Exhibit | Description | Filed Herewith | Incorporated Date |
By Form |
Reference Exhibit | |||||
3.1 | Articles of Incorporation, as amended | September 12, 2022 | 10-K | 3.1 | ||||||
3.2 | Certificate of Change | September 14, 2022 | 8-K | 3.1 | ||||||
3.3 | Certificate of Amendment | November 14, 2024 | 8-K | 3.1 | ||||||
3.4 | Amended and Restated Bylaws | September 11, 2023 | 8-K | 3.1 | ||||||
4.1+* | Form of Senior Secured Convertible Notes | |||||||||
5.1 | Opinion of Holland & Hart LLP | X | ||||||||
10.1+* | Securities Purchase Agreement | |||||||||
23.1* | Consent of Marcum LLP | |||||||||
23.2 | Consent of Holland & Hart LLP (included in Exhibit 5.1) | X | ||||||||
107* | Filing Fee Table |
+ | Portions of this exhibit have been omitted for confidentiality purposes. |
* | Previously filed. |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Reno, State of Nevada, on February 6, 2025.
AMERICAN BATTERY TECHNOLOGY COMPANY | ||
a Nevada corporation | ||
By: | /s/ Ryan Melsert | |
Ryan Melsert | ||
Chief Executive Officer, Chief Technology Officer and Director |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities held on the dates indicated.
/s/ Ryan Melsert | ||||
Ryan Melsert | Chief Executive Officer, Chief Technology Officer and Director (Principal Executive Officer) | February 6, 2025 | ||
* | ||||
Elizabeth Lowery | Director | February 6, 2025 | ||
* | ||||
Susan Yun Lee | Director | February 6, 2025 | ||
* | ||||
Richard Fezell | Chairman of the Board, Director | February 6, 2025 | ||
* | ||||
Sherif Marakby | Director | February 6, 2025 | ||
/s/ Paul McGarry | ||||
Paul McGarry | Interim Chief Financial Officer (Principal Accounting Officer and Principal Financial Officer) | February 6, 2025 |
*By: | /s/ Ryan Melsert | |
Ryan Melsert | ||
Attorney-In-Fact |