As filed with the Securities and Exchange Commission on June 18, 2025
Registration No. 333-287867
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Amendment No. 1 to
FORM S-1
REGISTRATION STATEMENT
Under
The Securities Act of 1933
NUBURU, INC.
(Exact name of Registrant as specified in its charter)
Delaware |
3690 |
85-1288435 |
(State or other jurisdiction of |
(Primary Standard Industrial |
(I.R.S. Employer |
7442 S Tucson Way, Suite 130
Centennial, CO 80112
Telephone: (720) 767-1400
(Address, including zip code, and telephone number, including area code, of Registrant’s principal executive offices)
Alessandro Zamboni
Executive Chairman
7442 S Tucson Way, Suite 130
Centennial, CO 80112
Telephone: (720) 767-1400
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
Amy Bowler
Holland & Hart LLP
555 17th Street, Suite 3200
Denver, CO 80202-3921
Tel: (303) 295-8000
Approximate date of commencement of proposed sale to the public: From time to time after the effective date of this Registration Statement.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. ☒
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
Indicate by check mark whether the Registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer”, “accelerated filer”, “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer |
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Accelerated filer |
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Non-accelerated filer |
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Smaller reporting company |
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Emerging growth company |
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If an emerging growth company, indicate by check mark if the Registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided to Section 7(a)(2)(B) of the Securities Act. ☐
The Registrant hereby amends this registration statement on such date or dates as may be necessary to delay its effective date until the Registrant shall file a further amendment which specifically states that this registration statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933, as amended, or until the registration statement shall become effective on such date as the Securities and Exchange Commission, acting pursuant to said Section 8(a), may determine.
EXPLANATORY NOTE
This Amendment No. 1 to the Registration Statement on Form S-1 of Nuburu, Inc. (the “Company”) (File No. 333-287867) is being filed as an exhibit-only filing solely to file the opinion and consent of Holland & Hart LLP as Exhibit 5.1. Accordingly, this Amendment consists only of the facing page, this explanatory note, Item 16 of Part II of the Registration Statement, the signature pages to the Registration Statement, and the referenced exhibit. The prospectus and the balance of Part II of the Registration Statement are unchanged hereby and have been omitted.
Item 16. Exhibits and Financial Statement Schedules
(a) Exhibits
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Incorporated by Reference |
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Exhibit No. |
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Description |
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Form |
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File No. |
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Exhibit No. |
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Filing Date |
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2.1† |
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8-K |
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001-39489 |
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2.1 |
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August 8, 2022 |
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3.1 |
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8-K |
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001-39489 |
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3.2 |
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September 9, 2020 |
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3.2 |
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Amended and Restated Certificate of Incorporation of the Company. |
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8-K |
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001-39489 |
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3.1 |
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February 6, 2023 |
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3.3 |
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8-K |
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001-39489 |
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3.3 |
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February 6, 2023 |
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3.4 |
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Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Company. |
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8-K |
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001-39489 |
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3.1 |
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June 13, 2024 |
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3.5 |
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Amendment to the Amended and Restated By Laws of the Company, dated November 12, 2024. |
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8-K |
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001-39489 |
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3.1 |
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November 12, 2024 |
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4.1 |
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8-K |
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001-39489 |
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4.1 |
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February 6, 2023 |
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4.2 |
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8-K |
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001-39489 |
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4.2 |
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February 6, 2023 |
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4.3 |
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S-1 |
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333-248113 |
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4.3 |
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August 26, 2020 |
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4.4 |
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8-K |
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001-39489 |
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4.1 |
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September 9, 2020 |
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4.5 |
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10-K |
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001-39489 |
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4.5 |
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April 15, 2024 |
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5.1* |
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10.1 |
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8-K |
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001-39489 |
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10.2 |
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September 9, 2020 |
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10.2 |
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8-K |
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001-39489 |
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10.14 |
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February 6, 2023 |
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10.3 |
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8-K |
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001-39489 |
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10.1 |
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March 10, 2023 |
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10.4 |
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8-K |
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001-39489 |
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10.4 |
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August 8, 2022 |
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10.5 |
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8-K |
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001-39489 |
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10.3 |
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November 22, 2022 |
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10.6 |
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8-K |
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001-39489 |
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10.1 |
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November 29, 2022 |
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10.7 |
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8-K |
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001-39489 |
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10.2 |
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March 10, 2023 |
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10.8# |
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8-K |
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001-39489 |
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10.20 |
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February 6, 2023 |
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10.9# |
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Nuburu, Inc. 2022 Employee Stock Purchase Plan and forms of agreement thereunder. |
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8-K |
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001-39489 |
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10.21 |
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February 6, 2023 |
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10.10# |
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8-K |
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001-39489 |
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10.22 |
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February 6, 2023 |
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10.11#† |
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S-4/A |
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333-267403 |
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10.18 |
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November 29, 2022 |
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10.12# |
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Employment Agreement, effective December 2, 2022, by and between Brian Knaley and Legacy Nuburu. |
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S-4/A |
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333-267403 |
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10.19 |
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November 29, 2022 |
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10.13#† |
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S-4/A |
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333-267403 |
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10.20 |
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November 29, 2022 |
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10.14# |
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S-4/A |
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333-267403 |
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10.22 |
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November 29, 2022 |
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10.15# |
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8-K |
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001-39489 |
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10.27 |
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February 6, 2023 |
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10.16 |
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8-K |
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001-39489 |
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4.1 |
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June 13, 2023 |
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10.17 |
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8-K |
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001-39489 |
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4.2 |
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June 13, 2023 |
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10.18 |
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8-K |
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001-39489 |
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10.1 |
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June 13, 2023 |
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10.19 |
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8-K |
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001-39489 |
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10.2 |
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June 13, 2023 |
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10.20 |
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10-Q |
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001-39489 |
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10.4 |
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November 9, 2023 |
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10.21 |
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10-K |
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001-39489 |
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10.39 |
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April 15, 2024 |
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10.22 |
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10-K |
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001-39489 |
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10.40 |
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April 15, 2024 |
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10.39 |
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Securities Purchase Agreement, dated October 1, 2024, between Nuburu, Inc. and Liqueous LP |
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10-Q |
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001-39489 |
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10.8 |
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November 14, 2024 |
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10.40 |
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Registration Rights Agreement, dated October 1, 2024, between Nuburu, Inc. and Liqueous LP |
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10-Q |
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001-39489 |
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10.9 |
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November 14, 2024 |
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10.41 |
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10-Q |
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001-39489 |
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10.1 |
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May 20, 2025 |
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10.42 |
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10-Q |
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001-39489 |
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10.2 |
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May 20, 2025 |
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10.43 |
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10-Q |
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001-39489 |
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10.3 |
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May 20, 2025 |
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10.44 |
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10-Q |
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001-39489 |
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10.4 |
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May 20, 2025 |
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10.45 |
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10-Q |
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001-39489 |
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10.5 |
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May 20, 2025 |
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10.46 |
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Subordinated Convertible Note, dated March 3, 2025, between the Company and Indigo Capital LP |
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10-Q |
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001-39489 |
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10.6 |
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May 20, 2025 |
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10.47 |
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10-Q |
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001-39489 |
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10.7 |
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May 20, 2025 |
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10.48 |
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On Demand Facility Agreement, dated March 18, 2025, between the Company and Supply@ME Capital plc |
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10-Q |
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001-39489 |
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10.8 |
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May 20, 2025 |
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10.49 |
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Standby Equity Purchase Agreement, dated May 30, 2025, between the Company and YA II PN, LTD. |
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DEF 14A |
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001-39489 |
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Appendix F |
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June 10, 2025 |
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19.1 |
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10-K |
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001-39489 |
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19.1 |
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April 15, 2025 |
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21.1 |
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8-K |
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001-39489 |
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21.1 |
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February 6, 2023 |
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23.1** |
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Consent of WithumSmith+Brown, PC, Independent Registered Public Accounting Firm for the Company. |
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23.2* |
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Consent of Holland & Hart LLP (included in Exhibit 5.1). |
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24.1 |
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Powers of Attorney (included on the signature page of the initial filing of this registration statement). |
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97 |
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10-K |
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001-39489 |
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97 |
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April 15, 2025 |
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107** |
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† Certain of the exhibits and schedules to these exhibits have been omitted in accordance with Regulation S-K Item 601(a)(5). The registrant agrees to furnish a copy of all omitted exhibits and schedules to the SEC upon its request.
# Indicates management contract or compensatory plan or arrangement.
* Filed herewith.
** Previously filed.
Signatures
Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Centennial, State of Colorado, on June 18, 2025.
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NUBURU, INC. |
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By: |
/s/ Alessandro Zamboni |
Name: |
Alessandro Zamboni |
Title: |
Executive Chairman |
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated:
Name |
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Position |
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Date |
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/s/ Alessandro Zamboni |
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Executive Chairman |
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June 18, 2025 |
Alessandro Zamboni |
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(Principal Executive Officer and Principal Financial and Accounting Officer) |
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* |
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Director |
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June 18, 2025 |
Matteo Ricchebuono |
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* |
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Director |
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June 18, 2025 |
Shawn Taylor |
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* |
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Director |
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June 18, 2025 |
Dario Barisoni |
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