Amendment: SEC Form S-3/A filed by Bullfrog AI Holdings Inc.
As filed with the Securities and Exchange Commission on August 15, 2024.
Registration No. 333-281341
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-3
(Amendment No. 1)
REGISTRATION
STATEMENT UNDER
THE SECURITIES ACT OF 1933
BULLFROG AI HOLDINGS, INC.
(Exact name of registrant as specified in its charter)
Nevada | 84-4786155 | |
(State
or Other Jurisdiction of Incorporation or Organization) |
(I.R.S.
Employer Identification Number) |
325 Ellington Blvd., Unit 317
Gaithersburg, MD 20878
(240) 658-6710
(Address, including zip code, and telephone number, including area code of registrant’s principal executive offices)
Vininder Singh
Chief Executive Officer
Bullfrog AI Holdings, Inc.
325 Ellington Blvd., Unit 317
Gaithersburg, MD 20878
(240) 658-6710
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
Arthur S. Marcus, Esq.
Sichenzia Ross Ference Carmel LLP
1185 Avenue of the Americas, 31st Floor
New York, New York 10036
(212) 930-9700
Approximate date of commencement of proposed sale to the public: From time to time after the effective date of this registration statement.
If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box: ☐
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plants, check the following box: ☒
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box. ☐
If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box. ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer | ☐ | Accelerated filer | ☐ |
Non-accelerated filer | ☒ | Smaller reporting company | ☒ |
Emerging growth company | ☒ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of Securities Act. ☐
The registrant hereby amends this Registration Statement on such date or dates as may be necessary to delay its effective date until the registrant shall file a further amendment which specifically states that this Registration Statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933 or until the Registration Statement shall become effective on such date as the Commission, acting pursuant to said Section 8(a), may determine.
EXPLANATORY NOTE
This Amendment to the Registration Statement on Form S-3 (File No. 333-281341) is filed solely to amend Item 16 of Part II thereof and to file a modified auditor’s consent as Exhibit 23.1. This Amendment does not modify any other provision of the preliminary prospectus contained in Part I, or Part II. Accordingly, the preliminary prospectus has been omitted.
1 |
Item 16. Exhibits.
* | To be filed by amendment or by a Current Report on Form 8-K and incorporated by reference herein. |
** | Previously filed |
II-1 |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the amendment to Form S-3 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Gaithersburg, State of Maryland, on August 15, 2024.
Bullfrog AI Holdings, Inc. | ||
By: | /s/ Vininder Singh | |
Vininder Singh | ||
Its: | Chief Executive Officer | |
(Principal Executive Officer) | ||
By: | /s/ Dane Saglio | |
Dane Saglio | ||
Its: | Chief Financial Officer | |
(Principal Financial and Accounting Officer) |
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed below by the following persons in the capacities and on the dates indicated.
/s/ Vininder Singh | August 15, 2024 | |
Vininder Singh | ||
Chief Executive Officer and Director (Principal Executive Officer) | ||
/s/ Dane Saglio | August 15, 2024 | |
Dane Saglio | ||
Chief Financial Officer (Principal Financial and Accounting Officer) |
||
/s/ * | August 15, 2024 | |
R. Donald Elsey | ||
Director | ||
/s/ * | August 15, 2024 | |
William Enright | ||
Director | ||
/s/ * | August 15, 2024 | |
Jason D. Hanson | ||
Director | ||
* /s/ Vininder Singh | ||
Vininder Singh | ||
Attorney-in-Fact |
II-2 |