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    Amendment: SEC Form SC 13D/A filed by Carrier Global Corporation

    11/13/24 1:43:31 PM ET
    $CARR
    Industrial Machinery/Components
    Industrials
    Get the next $CARR alert in real time by email
    SC 13D/A 1 dp220653_sc13da-2.htm FORM SC 13D/A

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

    SCHEDULE 13D/A

    Under the Securities Exchange Act of 1934

    (Amendment No. 2)

     
    Carrier Global Corporation
    (Name of Issuer)
     
    Common Stock, par value $0.01 per share
    (Title of Class of Securities)
     
    14448C104
    (CUSIP Number)
     

    Viessmann Generations Group GmbH & Co. KG

    Im Birkenried 1

    35088 Battenberg (Eder)

    Germany

    +49 (0) 6452 9296 000

     

    With a copy to:

    Leo Borchardt

    Davis Polk & Wardwell London LLP

    5 Aldermanbury Square

    London NW5 3LH

    United Kingdom
    Telephone: +44 20 7418 1334

    (Name, Address and Telephone Number of Person Authorized to

    Receive Notices and Communications)

     
    November 12, 2024
    (Date of Event which Requires Filing of this Statement)
     

    If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-l(f) or 240.13d-l(g), check the following box. o

    Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7(b) for other parties to whom copies are to be sent.

     
    *The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
     
    The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 
     

     

     

    CUSIP No. 14448C104

     

     1

    Name of Reporting Person

    Viessmann Generations Group GmbH & Co. KG (previously known as Viessmann Group GmbH & Co. KG)

     

     
    2

    Check the Appropriate Box if a Member of a Group

    (a) o

    (b) o

    3

    SEC Use Only

     

     
    4

    Source of Funds

    OO

     

     
    5

    Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

     

    o

    6

    Citizenship or Place of Organization

     Germany

     

    NUMBER OF

    SHARES

    BENEFICIALLY

    OWNED BY

    EACH

    REPORTING

    PERSON

    WITH

    7

    Sole Voting Power

    0

     

    8

    Shared Voting Power

    58,608,959 (See item 5)

     

    9 

    Sole Dispositive Power

    0

     

    10

    Shared Dispositive Power

    58,608,959 (See item 5)

     

    11

    Aggregate Amount Beneficially Owned by Each Reporting Person

    58,608,959 (See item 5)

     

     
    12

    Check if the Aggregate Amount in Row (11) Excludes Certain Shares  

     

    o
    13

    Percent of Class Represented by Amount in Row (11)

    6.53% (See item 5)

     

     
    14

    Type of Reporting Person (See Instructions)

    PN

     

     

     

    1 

     

    CUSIP No. 14448C104

     

     1

    Names of Reporting Person

    Viessmann Komplementär B.V.

     

     
    2

    Check the Appropriate Box if a Member of a Group

    (a) o

    (b) o

    3

    SEC Use Only

     

     
    4

    Source of Funds

    OO

     

     
    5

    Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

     

    o
    6

    Citizenship or Place of Organization

    The Netherlands

     

     

    NUMBER OF

    SHARES

    BENEFICIALLY

    OWNED BY

    EACH

    REPORTING

    PERSON

    WITH

    7

    Sole Voting Power

    0

     

    8

    Shared Voting Power

    58,608,959 (See item 5)

     

    9 

    Sole Dispositive Power

    0

     

    10

    Shared Dispositive Power

    58,608,959 (See item 5)

     

    11

    Aggregate Amount Beneficially Owned by Each Reporting Person

    58,608,959 (See item 5)

     

     
    12

    Check if the Aggregate Amount in Row (11) Excludes Certain Shares

     

    o
    13

    Percent of Class Represented by Amount in Row (11)

    6.53% (See item 5)

     

     
    14

    Type of Reporting Person (See Instructions)

    CO

     

     

     

    2 

     

    CUSIP No. 14448C104

     

     1

    Names of Reporting Person

    Viessmann Beteiligungs AG

     

     
    2

    Check the Appropriate Box if a Member of a Group

    (a) o

    (b) o

    3

    SEC Use Only

     

     
    4

    Source of Funds

    OO

     

     
    5

    Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

     

    o
    6

    Citizenship or Place of Organization

    Switzerland

     

     

    NUMBER OF

    SHARES

    BENEFICIALLY

    OWNED BY

    EACH

    REPORTING

    PERSON

    WITH

    7

    Sole Voting Power

    0

     

    8

    Shared Voting Power

    0 (See item 5)

     

    9 

    Sole Dispositive Power

    0

     

    10

    Shared Dispositive Power

    0 (See item 5)

     

    11

    Aggregate Amount Beneficially Owned by Each Reporting Person

    0 (See item 5)

     

     
    12

    Check if the Aggregate Amount in Row (11) Excludes Certain Shares

     

    o
    13

    Percent of Class Represented by Amount in Row (11)

    0% (See item 5)

     

     
    14

    Type of Reporting Person (See Instructions)

    CO

     

     

     

     

     

    3 

     

    CUSIP No. 14448C104

     

     1

    Names of Reporting Person

    Viessmann Zweite Beteiligungs B.V.

     

     
    2

    Check the Appropriate Box if a Member of a Group

    (a) o

    (b) o

    3

    SEC Use Only

     

     
    4

    Source of Funds

    OO

     

     
    5

    Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

     

    o
    6

    Citizenship or Place of Organization

    The Netherlands

     

     

    NUMBER OF

    SHARES

    BENEFICIALLY

    OWNED BY

    EACH

    REPORTING

    PERSON

    WITH

    7

    Sole Voting Power

    0

     

    8

    Shared Voting Power

    58,608,959 (See item 5)

     

    9 

    Sole Dispositive Power

    0

     

    10

    Shared Dispositive Power

    58,608,959 (See item 5)

     

    11

    Aggregate Amount Beneficially Owned by Each Reporting Person

    58,608,959 (See item 5)

     

     
    12

    Check if the Aggregate Amount in Row (11) Excludes Certain Shares

     

    o
    13

    Percent of Class Represented by Amount in Row (11)

    6.53% (See item 5)

     

     
    14

    Type of Reporting Person (See Instructions)

    CO

     

     

     

    4 

     

    CUSIP No. 14448C104

     

     1

    Names of Reporting Person

    Maximilian Viessmann

     

     
    2

    Check the Appropriate Box if a Member of a Group

    (a) o

    (b) o

    3

    SEC Use Only

     

     
    4

    Source of Funds

    OO

     

     
    5

    Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

     

    o
    6

    Citizenship or Place of Organization

    Germany

     

     

    NUMBER OF

    SHARES

    BENEFICIALLY

    OWNED BY

    EACH

    REPORTING

    PERSON

    WITH

    7

    Sole Voting Power

    0

     

    8

    Shared Voting Power

    58,608,959 (See item 5)

     

    9 

    Sole Dispositive Power

    0

     

    10

    Shared Dispositive Power

    58,608,959 (See item 5)

     

    11

    Aggregate Amount Beneficially Owned by Each Reporting Person

    58,608,959 (See item 5)

     

     
    12

    Check if the Aggregate Amount in Row (11) Excludes Certain Shares

     

    o
    13

    Percent of Class Represented by Amount in Row (11)

    6.53% (See item 5)

     

     
    14

    Type of Reporting Person (See Instructions)

    IN

     

     

     

     

    5 

     

    CUSIP No. 14448C104

     

     1

    Names of Reporting Person

    Viessmann Traeger HoldCo GmbH (previously known as Johanna 391 Vermögensverwaltungs GmbH)

     

     
    2

    Check the Appropriate Box if a Member of a Group

    (a) o

    (b) o

    3

    SEC Use Only

     

     
    4

    Source of Funds

    OO

     

     
    5

    Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

     

    o
    6

    Citizenship or Place of Organization

    Germany

     

     

    NUMBER OF

    SHARES

    BENEFICIALLY

    OWNED BY

    EACH

    REPORTING

    PERSON

    WITH

    7

    Sole Voting Power

    0

     

    8

    Shared Voting Power

    41,026,271 (See item 5)

     

    9 

    Sole Dispositive Power

    0

     

    10

    Shared Dispositive Power

    41,026,271 (See item 5)

     

    11

    Aggregate Amount Beneficially Owned by Each Reporting Person

    41,026,271 (See item 5)

     

     
    12

    Check if the Aggregate Amount in Row (11) Excludes Certain Shares

     

    o
    13

    Percent of Class Represented by Amount in Row (11)

    4.57% (See item 5)

     

     
    14

    Type of Reporting Person (See Instructions)

    OO

     

     

     

    6 

     

    Explanatory Note

     

    This Amendment No. 2 (this “Amendment”) amends and supplements the Schedule 13D originally filed with the Securities and Exchange Commission (the “SEC”) on January 9, 2024 (the “Original Schedule 13D”), as amended by Amendment No. 1 as filed on March 21, 2024 (the “Amendment No. 1”) (as so amended, the “Schedule 13D”) by (i) Viessmann Generations Group GmbH & Co. KG (previously known as Viessmann Group GmbH & Co. KG), a limited partnership (Kommanditgesellschaft) organized under the laws of Germany (“Viessmann Group KG”), (ii) its sole general partner, Viessmann Komplementär B.V., a limited liability company (besloten venootschap met beperkte aansprakelijkheid) organized under the laws of the Netherlands (“Viessmann GP”), (iii) its then-managing limited partner, Viessmann Beteiligungs AG, a corporation (Aktiengesellschaft) organized under the laws of Switzerland (“Viessmann Old LP”), (iv) Maximilian Viessmann, as a director and the controlling stockholder of each of Viessmann GP and Viessmann Old LP, and (v) Viessmann Traeger HoldCo GmbH (previously known as Johanna 391 Vermögensverwaltungs GmbH), a limited liability company (Gesellschaft mit beschränkter Haftung) organized under the laws of Germany and a direct wholly owned subsidiary of Viessmann Group KG (“Viessmann HoldCo”). This Amendment serves as the initial Schedule 13D filing for Viessmann Zweite Beteiligungs B.V., a limited liability company (besloten venootschap met beperkte aansprakelijkheid) organized under the laws of the Netherlands (“Viessmann New LP”) which, following an internal reorganization, has succeeded Viessmann Old LP—as the managing limited partner of Viessmann Group KG.

     

    The purpose of this Amendment is to report that, as a result of an internal reorganization and pursuant to that certain Contribution Agreement dated November 12, 2024 by and between Viessmann Group KG and Viessmann HoldCo (the “Contribution Agreement”), Viessmann Group KG transferred an additional 2,930,448 shares of Common Stock to Viessmann HoldCo in the form of a contribution to the capital of Viessmann HoldCo. The internal reorganization resulted in no change to the aggregate number of shares of Common Stock beneficially owned by the Reporting Persons.

     

    Except as specifically provided herein, this Amendment does not modify any of the information previously reported on the Schedule 13D. All disclosure in respect of items contained in the Schedule 13D where no new information is provided for such item in this Amendment is incorporated herein by reference. Capitalized terms not otherwise defined in this Amendment shall have the same meanings ascribed thereto in the Schedule 13D.

     

    Item 2. Identity and Background

     

    Item 2 of the Schedule 13D is hereby amended and restated as follows:  

     

    This Schedule 13D is being filed by Viessmann Group KG, Viessmann GP, Viessmann Old LP, Viessman New LP, Maximilian Viessmann and Viessmann HoldCo. Each of the foregoing is referred to herein as a “Reporting Person” and collectively as the “Reporting Persons.”

     

    The principal business address for Viessmann Group KG, Viessmann GP, Viessmann Old LP, Viessmann New LP and Maximilian Viessmann is Im Birkenried 1, 35088 Battenberg (Eder), Germany. The principal business address for Viessmann HoldCo is Luisenstraße 14, 80333 München, Germany.

     

    Viessmann Group KG is an independent family holding company and a global group that invests in a diversified range of businesses on behalf of the Viessmann family. Viessmann GP is the sole general partner of Viessmann Group KG. Viessmann New LP has succeeded Viessmann Old LP as the managing limited partner of Viessmann Group KG. Maximilian Viessmann is a director, the President and Chief Executive Officer and the controlling stockholder of each of Viessmann GP, Viessmann Old LP and Viessmann New LP. Viessmann HoldCo is a direct wholly owned subsidiary of Viessmann Group KG. As such, Mr. Viessmann is in a position indirectly to determine the investment and voting decisions made by each of Viessmann GP, Viessmann Old LP, Viessmann New LP, Viessmann Group KG and Viessmann HoldCo. Mr. Viessmann’s present principal occupation is as Chief Executive Officer of Viessmann Group KG.

     

    7 

     

    In accordance with the provisions of General Instruction C to Schedule 13D, information concerning the name, business address, citizenship and present principal occupation or employment (and the name, principal business and address of any corporation or other organization in which such employment is conducted) of each director and executive officer of Viessmann HoldCo, Viessmann Group KG, Viessmann GP, Viessmann Old LP and Viessmann New LP (collectively, the “Covered Persons”), as required by Item 2 of Schedule 13D, is set forth in Schedule I hereto and is incorporated by reference herein. Each of the Covered Persons other than Mr. Viessmann expressly disclaims beneficial ownership of any shares of Common Stock held by any of the Reporting Persons.

     

    During the last five years the Reporting Persons have not and, to the knowledge of the Reporting Persons, without independent verification, none of the Covered Persons identified on Schedule I hereto has been (i) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

     

    The Reporting Persons have executed a joint filing agreement, dated November 13, 2024, with respect to the joint filing of the Schedule 13D and any amendment or amendments hereto, the full text of which is filed as Exhibit 99.1 hereto and incorporated herein by reference. 

     

    Item 3. Source and Amount of Funds or Other Consideration.

     

    Item 3 of the Schedule 13D is hereby amended and supplemented by adding the following paragraph at the end thereof:

     

    On November 12, 2024, Viessmann Group KG and Viessmann Holdco entered into the Contribution Agreement, pursuant to which Viessmann Group KG transferred an additional 2,930,448 shares of Common Stock to Viessmann HoldCo in the form of a contribution to the capital of Viessmann HoldCo.

     

    Item 5: Interest in Securities of the Issuer

     

    Item 5(a)-(b) of the Schedule 13D is hereby amended and restated in its entirety as follows:

     

    (a)-(b) As of November 13, 2024, the Reporting Persons may be deemed to have beneficially owned an aggregate of 58,608,959 shares of Common Stock, representing approximately 6.53% of the total outstanding shares of Common Stock (such percentage is calculated based on 897,227,361 shares of Common Stock outstanding as of October 15, 2024 according to the Issuer’s quarterly report on Form 10-Q for the three and nine months ended September 30, 2024 filed with the SEC on October 25, 2024). As of November 13, 2024, Viessmann Group KG was the record and beneficial owner of 17,582,688 shares of Common Stock and Viessmann HoldCo was the record and beneficial owner of 41,026,271 shares of Common Stock. Following an internal reorganization, Viessmann New LP has succeeded Viessmann Old LP as the managing limited partner of Viessmann Group KG. Each of Viessmann GP, as the sole general partner of Viessmann Group KG, Viessmann New LP, as the new managing limited partner of Viessmann Group KG, and Mr. Viessmann, as the director and controlling stockholder of each of Viessmann GP and Viessmann New LP, may be deemed to be the beneficial owner of the shares of Common Stock held by each of Viessmann Group KG and Viessmann HoldCo. In addition, Viessmann Group KG, as the sole stockholder of Viessmann HoldCo, may be deemed to be the beneficial owner of the shares of Common Stock held by Viessmann HoldCo. Following the internal reorganization, Viessmann Old LP is no longer deemed to be the beneficial owner of the shares of Common Stock held by each of Viessmann Group KG and Viessmann HoldCo.

     

    As of November 13, 2024, none of the Covered Persons identified on Schedule I hereto beneficially owned any shares of Common Stock. Each of the Covered Persons other than Mr. Viessmann expressly disclaims beneficial ownership of any shares of Common Stock held by any of the Reporting Persons.

     

    Item 6: Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer

     

    Item 6 of the Schedule 13D is hereby amended and supplemented by adding the following paragraph at the end thereof:

     

    8 

     

    Contribution Agreement

     

    On November 12, 2024, Viessmann Group KG and Viessmann HoldCo entered into the Contribution Agreement, pursuant to which Viessmann Group KG transferred an additional 2,930,448 shares of Common Stock to Viessmann HoldCo in the form of a contribution to the capital of Viessmann HoldCo.

     

    Item 7: Material to be Filed as Exhibits

     

    Item 7 of the Schedule 13D is hereby amended and restated in its entirety as follows:

     

    Exhibit 99.1 Joint Filing Agreement, dated as of November 13, 2024, by and among Viessmann Traeger HoldCo GmbH (previously known as Johanna 391 Vermögensverwaltungs GmbH), Viessmann Generations Group GmbH & Co. KG (previously known as Viessmann Group GmbH & Co. KG), Viessmann Komplementär B.V., Viessmann Beteiligungs AG, Viessmann Zweite Beteiligungs B.V. and Maximilian Viessmann.
    Exhibit 99.2 Share Purchase Agreement, dated as of April 25, 2023, by and among Carrier Global Corporation, Blitz F23-620 GmbH (subsequently renamed Johann Purchaser GmbH) and Viessmann Group GmbH & Co. KG (incorporated by reference to Exhibit 99.2 to the Original Schedule 13D).
    Exhibit 99.3 Post-Closing Amendment to Share Purchase Agreement, dated as of January 2, 2024, by and among Carrier Global Corporation, Johann Purchaser GmbH and Viessmann Group GmbH & Co. KG. (incorporated by reference to Exhibit 99.3 to the Original Schedule 13D).
    Exhibit 99.4 Investor Rights Agreement, dated as of January 2, 2024, by and among Carrier Global Corporation and Viessmann Group GmbH & Co. KG (incorporated by reference to Exhibit 99.4 to the Original Schedule 13D).
    Exhibit 99.5 License Agreement, dated as of January 2, 2024, by and among Carrier Global Corporation, Viessmann Group GmbH & Co. KG and Carrier Innovative Technologies GmbH (incorporated by reference to Exhibit 99.5 to the Original Schedule 13D).
    Exhibit 99.6 Transitional Services Agreement, dated as of January 2, 2024, by and among Carrier Global Corporation, Viessmann Climate Solutions SE and Viessmann Group GmbH & Co. KG. (incorporated by reference to Exhibit 99.6 to the Original Schedule 13D).
    Exhibit 99.7 Limited Power of Attorney of Maximilian Viessmann, dated as of November 13, 2024.
    Exhibit 99.8 Contribution Agreement, dated as of March 21, 2024, by and among Viessmann Group GmbH & Co. KG and Johanna 391 Vermögensverwaltungs GmbH (subsequently renamed to Viessmann Traeger HoldCo GmbH) (incorporated by reference to Exhibit 99.8 to the Amendment No. 1).
    Exhibit 99.9 Contribution Agreement, dated as of November 12, 2024, by and among Viessmann Generations Group GmbH & Co. KG and Viessmann Traeger HoldCo GmbH.

       

     

    9 

     

    SIGNATURE

     

    After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

     

    Date: November 13, 2024

     

      VIESSMANN GENERATIONS GROUP GMBH & CO. KG  
         
      By: Viessmann Komplementär B.V.,
    its sole general partner
     
         
         
      By: /s/ Maximilian Viessmann  
        Name:   Maximilian Viessmann    
        Title:     President and Chief Executive Officer   
         
           
      VIESSMANN KOMPLEMENTÄR B.V.  
         
         
      By: /s/ Maximilian Viessmann  
        Name: Maximilian Viessmann  
        Title:    President and Chief Executive Officer   
           
         

      VIESSMANN BETEILIGUNGS AG  
         
         
      By: /s/ Maximilian Viessmann  
        Name: Maximilian Viessmann  
        Title:    President and Chief Executive Officer   
           

          

      VIESSMANN ZWEITE BETEILIGUNGS B.V.  
         
         
      By: /s/ Maximilian Viessmann  
        Name: Maximilian Viessmann  
        Title:    President and Chief Executive Officer   

     

        /s/ Maximilian Viessmann  

     

     

    MAXIMILIAN VIESSMANN

     

    VIESSMANN TRAEGER HOLDCO GMBH 

     
         
           
      By: /s/ Maximilian Viessmann  
        Name:  Maximilian Viessmann    
        Title:   Managing Directortna  

     

     

     

     

    EXHIBIT INDEX

     

    Exhibit 99.1 Joint Filing Agreement, dated as of November 13, 2024, by and among Viessmann Traeger HoldCo GmbH (previously known as Johanna 391 Vermögensverwaltungs GmbH), Viessmann Generations Group GmbH & Co. KG (previously known as Viessmann Group GmbH & Co. KG), Viessmann Komplementär B.V., Viessmann Beteiligungs AG, Viessmann Zweite Beteiligungs B.V. and Maximilian Viessmann.
    Exhibit 99.2 Share Purchase Agreement, dated as of April 25, 2023, by and among Carrier Global Corporation, Blitz F23-620 GmbH (subsequently renamed Johann Purchaser GmbH) and Viessmann Group GmbH & Co. KG (incorporated by reference to Exhibit 99.2 to the Original Schedule 13D).
    Exhibit 99.3 Post-Closing Amendment to Share Purchase Agreement, dated as of January 2, 2024, by and among Carrier Global Corporation, Johann Purchaser GmbH and Viessmann Group GmbH & Co. KG. (incorporated by reference to Exhibit 99.3 to the Original Schedule 13D).
    Exhibit 99.4 Investor Rights Agreement, dated as of January 2, 2024, by and among Carrier Global Corporation and Viessmann Group GmbH & Co. KG (incorporated by reference to Exhibit 99.4 to the Original Schedule 13D).
    Exhibit 99.5 License Agreement, dated as of January 2, 2024, by and among Carrier Global Corporation, Viessmann Group GmbH & Co. KG and Carrier Innovative Technologies GmbH (incorporated by reference to Exhibit 99.5 to the Original Schedule 13D).
    Exhibit 99.6 Transitional Services Agreement, dated as of January 2, 2024, by and among Carrier Global Corporation, Viessmann Climate Solutions SE and Viessmann Group GmbH & Co. KG. (incorporated by reference to Exhibit 99.6 to the Original Schedule 13D).
    Exhibit 99.7 Limited Power of Attorney of Maximilian Viessmann, dated as of November 13, 2024.
    Exhibit 99.8 Contribution Agreement, dated as of March 21, 2024, by and among Viessmann Group GmbH & Co. KG and Johanna 391 Vermögensverwaltungs GmbH (subsequently renamed to Viessmann Traeger HoldCo GmbH) (incorporated by reference to Exhibit 99.8 to the Amendment No. 1).
    Exhibit 99.9 Contribution Agreement, dated as of November 12, 2024, by and among Viessmann Generations Group GmbH & Co. KG and Viessmann Traeger HoldCo GmbH.

      

     

     

     

    SCHEDULE I

     

    In accordance with the provisions of General Instruction C to Schedule 13D, the name of each director and executive officer of each of Viessmann Generations Group GmbH & Co. KG (previously known as Viessmann Group GmbH & Co. KG), Viessmann Komplementär B.V., Viessmann Zweite Beteiligungs B.V., and Viessmann Traeger HoldCo GmbH (previously known as Johanna 391 Vermögensverwaltungs GmbH), together with their citizenship and present principal occupation or employment (and the name, principal business and address of any corporation or other organization in which such employment is conducted), is set forth below.

     

    The principal business address for each person listed below is Im Birkenried 1, 35088 Battenberg (Eder), Germany, unless otherwise indicated.

     

    VIESSMANN GENERATIONS GROUP GMBH & CO. KG

     

    Viessmann Generations Group GmbH & Co. KG is managed by Viessmann Komplementär B.V., its sole managing partner. The name of each director and executive officer of Viessmann Komplementär B.V. is set out below.

     

    VIESSMANN KOMPLEMENTÄR B.V.

     

    Name

    Citizenship

    Present Principal Occupation or Employment and Principal Address of Corporation in which Employment is Conducted

    Maximilian Viessmann Germany President and Chief Executive Officer, Viessmann Group
    Frauke von Polier Germany Chief People Officer, Viessmann Group
    Boris Scukanec Hopinski Croatia Chief Operating Officer, Viessmann Group
    Prof. Dr. Martin Viessmann Germany Professional board member
    Prof. Dr. Thomas Rödder Germany Tax Advisor and Partner, Flick Gocke Schaumburg, Bonn, Fritz-Schäffer-Straße 1, 53113 Bonn, Germany
    Dr. Albert Christmann Germany Chairman and General Partner, Dr. August Oetker KG, ⁠⁠Friedrich-List-Str. 5, ⁠33617 Bielefeld, Germany
    Madeleine Jahr Germany Managing Director, Houlihan Lokey, Marienturm,  Taunusanlage 9-10, 60329 Frankfurt am Main, Germany
    Dr. Dieter Heuskel Germany Professional board member
    Peter Berthold Leibinger Germany Professional board member

       

     

    VIESSMANN BETEILIGUNGS AG

     

    Name

    Citizenship

    Present Principal Occupation or Employment and Principal Address of Corporation in which Employment is Conducted 

    Maximilian Viessmann Germany President and Chief Executive Officer, Viessmann Group
    Frauke von Polier Germany Chief People Officer, Viessmann Group
    Boris Scukanec Hopinski Croatia Chief Operating Officer, Viessmann Group
    Prof. Dr. Martin Viessmann Germany Professional board member
    Prof. Dr. Thomas Rödder Germany Tax Advisor and Partner, Flick Gocke Schaumburg, Bonn, Fritz-Schäffer-Straße 1, 53113 Bonn, Germany
    Dr. Albert Christmann Germany Chairman and General Partner, Dr. August Oetker KG, ⁠⁠Friedrich-List-Str. 5, ⁠33617 Bielefeld, Germany
    Madeleine Jahr Germany Managing Director, Houlihan Lokey, Marienturm,  Taunusanlage 9-10, 60329 Frankfurt am Main, Germany
    Dr. Dieter Heuskel Germany Professional board member
    Dr. Christophe Sarasin Switzerland Partner, Fromer Rechtsanwälte, St. Jakobs-Strasse 7, 4052 Basel, Switzerland

      

     

     

     

    VIESSMANN ZWEITE BETEILIGUNGS B.V.

     

    Name

    Citizenship

    Present Principal Occupation or Employment and Principal Address of Corporation in which Employment is Conducted 

    Maximilian Viessmann Germany President and Chief Executive Officer, Viessmann Group

       

     

    Viessmann Traeger HoldCo GmbH

     

    Name

    Citizenship

    Present Principal Occupation or Employment and Principal Address of Corporation in which Employment is Conducted

    Maximilian Viessmann Germany President and Chief Executive Officer, Viessmann Group
    Dr. Hans-Jörg Hart Germany Managing Director, Viessmann Traeger HoldCo GmbH
    Boris Scukanec Hopinski Croatia Chief Operating Officer, Viessmann Group

       

     

     

     

     

     

     

     

     

     

     

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