Amendment: SEC Form SC 13D/A filed by Immunome Inc.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
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SCHEDULE 13D
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Under the Securities Exchange Act of 1934
(Amendment No. 1)*
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Immunome, Inc.
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(Name of Issuer)
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Common stock, par value $0.0001 per share
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(Title of Class of Securities)
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45257U108
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(CUSIP Number)
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January 1, 2024
(Date of Event which Requires Filing of this Statement)
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CUSIP No. 45257U108
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SCHEDULE 13D
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1
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NAMES OF REPORTING PERSONS
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||||
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|||
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Arsenal Bridge Venture II, LLC
|
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|||
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|||
2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
|
||||
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(b) ☒
|
|||
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|||
3
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SEC USE ONLY
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|||||
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|||||
4
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SOURCE OF FUNDS (See Instructions)
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||||
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||||
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OO
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|||
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|||
5
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
☐
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||||
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|||
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|||
6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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||||
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|||
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Delaware |
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||||
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|||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
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SOLE VOTING POWER
|
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|||
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||||
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|||
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||||
8
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SHARED VOTING POWER
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||||
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||||
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1,471,613
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|||
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||||
9
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SOLE DISPOSITIVE POWER
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||||
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||||
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-0-
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|||
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||||
10
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SHARED DISPOSITIVE POWER
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||||
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||||
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1,471,613
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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||||
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||||
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|
1,471,613
|
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|||
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||||
12
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
☐
|
||||
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||||
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|||
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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||||
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||||
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2.4%(1)
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||||
14
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TYPE OF REPORTING PERSON (See Instructions)
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||||
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||||
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OO
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|||
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CUSIP No. 45257U108
|
|
SCHEDULE 13D
|
1
|
NAMES OF REPORTING PERSONS
|
|
||||
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|
|
|
|||
|
|
Arsenal Bridge Venture II-B, LLC
|
|
|||
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|
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|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
|
||||
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(b) ☒
|
|||
|
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|
|||
3
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SEC USE ONLY
|
|||||
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|||||
4
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SOURCE OF FUNDS (See Instructions)
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|
||||
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||||
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|
OO
|
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|||
|
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|
|||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
☐
|
||||
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|||
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|||
6
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CITIZENSHIP OR PLACE OF ORGANIZATION
|
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||||
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|||
|
Delaware |
|
||||
|
|
|
|
|||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
|
|
|||
|
|
|
||||
|
|
|
|
|||
|
|
|
||||
8
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SHARED VOTING POWER
|
|
||||
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||||
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942,768
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|||
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|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
||||
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||||
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-0-
|
|
|||
|
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
||||
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|
|
||||
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942,768
|
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|||
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11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
||||
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|
|
||||
|
|
942,768
|
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|||
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||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
☐
|
||||
|
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|
||||
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|
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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|
||||
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||||
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1.6%(1)
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|||
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||||
14
|
TYPE OF REPORTING PERSON (See Instructions)
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||||
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||||
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|
OO
|
|
|||
|
|
|
CUSIP No. 45257U108
|
|
SCHEDULE 13D
|
1
|
NAMES OF REPORTING PERSONS
|
|
||||
|
|
|
|
|||
|
|
Arsenal Bridge Advisors, LLC
|
|
|||
|
|
|
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
|
||||
|
|
|
(b) ☒
|
|||
|
|
|
|
|||
3
|
SEC USE ONLY
|
|||||
|
|
|||||
4
|
SOURCE OF FUNDS (See Instructions)
|
|
||||
|
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|
||||
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AF
|
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|||
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|||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
☐
|
||||
|
|
|
|
|||
|
|
|
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
||||
|
|
|
|
|||
|
Delaware |
|
||||
|
|
|
|
|||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
|
|
|||
|
|
|
||||
|
|
|
|
|||
|
|
|
||||
8
|
SHARED VOTING POWER
|
|
||||
|
|
|
||||
|
|
2,414,381
|
|
|||
|
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
||||
|
|
|
||||
|
|
-0-
|
|
|||
|
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
||||
|
|
|
||||
|
|
2,414,381
|
|
|||
|
|
|
|
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|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
||||
|
|
|
||||
|
|
2,414,381
|
|
|||
|
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
☐
|
||||
|
|
|
||||
|
|
|
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
||||
|
|
|
||||
|
|
4.0%(1)
|
|
|||
|
|
|
||||
14
|
TYPE OF REPORTING PERSON (See Instructions)
|
|
||||
|
|
|
||||
|
|
OO
|
|
|||
|
|
|
CUSIP No. 45257U108
|
|
SCHEDULE 13D
|
1
|
NAMES OF REPORTING PERSONS
|
|
||||
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|||
|
|
RBP Catalyst Fund, L.P.
|
|
|||
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|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
|
||||
|
|
|
(b) ☒
|
|||
|
|
|
|
|||
3
|
SEC USE ONLY
|
|||||
|
|
|||||
4
|
SOURCE OF FUNDS (See Instructions)
|
|
||||
|
|
|
||||
|
|
OO
|
|
|||
|
|
|
|
|||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
☐
|
||||
|
|
|
|
|||
|
|
|
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
||||
|
|
|
|
|||
|
Delaware |
|
||||
|
|
|
|
|||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
|
|
|||
|
|
|
||||
|
|
|
|
|||
|
|
|
||||
8
|
SHARED VOTING POWER
|
|
||||
|
|
|
||||
|
|
176,267
|
|
|||
|
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
||||
|
|
|
||||
|
|
-0-
|
|
|||
|
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
||||
|
|
|
||||
|
|
176,267
|
|
|||
|
|
|
|
|
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
||||
|
|
|
||||
|
|
176,267
|
|
|||
|
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
☐
|
||||
|
|
|
||||
|
|
|
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
||||
|
|
|
||||
|
|
0.3%(1)
|
|
|||
|
|
|
||||
14
|
TYPE OF REPORTING PERSON (See Instructions)
|
|
||||
|
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|
||||
|
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PN
|
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|||
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CUSIP No. 45257U108
|
|
SCHEDULE 13D
|
1
|
NAMES OF REPORTING PERSONS
|
|
||||
|
|
|
|
|||
|
|
Research Bridge Partners, Inc.
|
|
|||
|
|
|
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
|
||||
|
|
|
(b) ☒
|
|||
|
|
|
|
|||
3
|
SEC USE ONLY
|
|||||
|
|
|||||
4
|
SOURCE OF FUNDS (See Instructions)
|
|
||||
|
|
|
||||
|
|
OO
|
|
|||
|
|
|
|
|||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
☐
|
||||
|
|
|
|
|||
|
|
|
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
||||
|
|
|
|
|||
|
Delaware |
|
||||
|
|
|
|
|||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
|
|
|||
|
|
|
||||
|
|
|
|
|||
|
|
|
||||
8
|
SHARED VOTING POWER
|
|
||||
|
|
|
||||
|
|
297,947
|
|
|||
|
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
||||
|
|
|
||||
|
|
-0-
|
|
|||
|
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
||||
|
|
|
||||
|
|
297,947
|
|
|||
|
|
|
|
|
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
||||
|
|
|
||||
|
|
297,947
|
|
|||
|
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
☐
|
||||
|
|
|
||||
|
|
|
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
||||
|
|
|
||||
|
|
0.5%(1)
|
|
|||
|
|
|
||||
14
|
TYPE OF REPORTING PERSON (See Instructions)
|
|
||||
|
|
|
||||
|
|
CO
|
|
|||
|
|
|
CUSIP No. 45257U108
|
|
SCHEDULE 13D
|
1
|
NAMES OF REPORTING PERSONS
|
|
||||
|
|
|
|
|||
|
|
Isaac Barchas
|
|
|||
|
|
|
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
|
||||
|
|
|
(b) ☒
|
|||
|
|
|
|
|||
3
|
SEC USE ONLY
|
|||||
|
|
|||||
4
|
SOURCE OF FUNDS (See Instructions)
|
|
||||
|
|
|
||||
|
|
OO
|
|
|||
|
|
|
|
|||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
☐
|
||||
|
|
|
|
|||
|
|
|
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
||||
|
|
|
|
|||
|
United States |
|
||||
|
|
|
|
|||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
|
|
|||
|
|
|
||||
|
|
212,411
|
|
|||
|
|
|
||||
8
|
SHARED VOTING POWER
|
|
||||
|
|
|
||||
|
|
2,414,381
|
|
|||
|
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
||||
|
|
|
||||
|
|
212,411
|
|
|||
|
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
||||
|
|
|
||||
|
|
2,414,381
|
|
|||
|
|
|
|
|
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
||||
|
|
|
||||
|
|
2,626,792
|
|
|||
|
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
☐
|
||||
|
|
|
||||
|
|
|
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
||||
|
|
|
||||
|
|
4.4%(1)
|
|
|||
|
|
|
||||
14
|
TYPE OF REPORTING PERSON (See Instructions)
|
|
||||
|
|
|
||||
|
|
IN
|
|
|||
|
|
|
CUSIP No. 45257U108
|
|
SCHEDULE 13D
|
1
|
NAMES OF REPORTING PERSONS
|
|
||||
|
|
|
|
|||
|
|
James Graham
|
|
|||
|
|
|
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
|
||||
|
|
|
(b) ☒
|
|||
|
|
|
|
|||
3
|
SEC USE ONLY
|
|||||
|
|
|||||
4
|
SOURCE OF FUNDS (See Instructions)
|
|
||||
|
|
|
||||
|
|
OO
|
|
|||
|
|
|
|
|||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
☐
|
||||
|
|
|
|
|||
|
|
|
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
||||
|
|
|
|
|||
|
United States |
|
||||
|
|
|
|
|||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
|
|
|||
|
|
|
||||
|
|
-0-
|
|
|||
|
|
|
||||
8
|
SHARED VOTING POWER
|
|
||||
|
|
|
||||
|
|
2,414,381
|
|
|||
|
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
||||
|
|
|
||||
|
|
-0-
|
|
|||
|
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
||||
|
|
|
||||
|
|
2,414,381
|
|
|||
|
|
|
|
|
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
||||
|
|
|
||||
|
|
2,414,381
|
|
|||
|
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
☐
|
||||
|
|
|
||||
|
|
|
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
||||
|
|
|
||||
|
|
4.0%(1)
|
|
|||
|
|
|
||||
14
|
TYPE OF REPORTING PERSON (See Instructions)
|
|
||||
|
|
|
||||
|
|
IN
|
|
|||
|
|
|
CUSIP No. 45257U108
|
|
SCHEDULE 13D
|
1.
|
Arsenal Bridge Venture II, LLC, a Delaware limited liability company (“ABV II”),
|
2.
|
Arsenal Bridge Venture II-B, LLC, a Delaware limited liability company (“ABV II-B”),
|
3.
|
Arsenal Bridge Advisors, LLC, a Delaware limited liability company (the “Investment Adviser”)
|
4.
|
RBP Catalyst Fund, L.P., a Delaware limited partnership (“RBP Catalyst”),
|
5.
|
Research Bridge Partners, Inc., a Delaware corporation (“RBP”),
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6.
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Isaac Barchas, and
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7.
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James Graham (collectively, the “Reporting Persons”).
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SIGNATURE
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Arsenal Bridge Venture II, LLC
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By:
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ABHMC II, LLC, its Managing Member
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By:
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/s/ Isaac Barchas
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Name:
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Isaac Barchas |
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Title:
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Managing Member
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Arsenal Bridge Venture II-B, LLC
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By:
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ABHMC II, LLC, its Managing Member
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By:
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/s/ Isaac Barchas
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Name:
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Isaac Barchas | |
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Title:
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Managing Member
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Arsenal Bridge Advisors, LLC
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By:
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/s/ Isaac Barchas
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Name:
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Isaac Barchas
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Title:
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Authorized Person
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RBP Catalyst Fund, L.P.
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By:
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Research Bridge Partners, LLC, its General Partner
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By:
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/s/ Isaac Barchas
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Name:
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Isaac Barchas
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Title:
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Managing Member
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Research Bridge Partners, Inc.
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By:
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/s/ Isaac Barchas
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Name:
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Isaac Barchas
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Title:
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President & CEO
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/s/ Isaac Barchas
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Isaac Barchas
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/s/ James Graham
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James Graham
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Name
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Principal Occupation
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Lydia McClure
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Chair of the Board, President & Chief Executive Officer, Secretary
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Name
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Principal Occupation
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Lydia McClure
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Chair of the Board, President & Chief Executive Officer, Secretary
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Ann Arvin
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Medical doctor
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Matt Trembley
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Chief Executive Officer of Blackbird Labs
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Lydia Meyer-Turkson
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Head of North America Public-Private Partnership at Philips
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Isaac Barchas
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Senior Advisor to RBP
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