Amendment: SEC Form SC 13D/A filed by Invesco Trust for Investment Grade New York Municipals

 

 

Name		Position with Bank of America Corporation		Principal Occupation
Brian T. Moynihan		Chairman of the Board, Chief Executive Officer and Director		Chairman of the Board and Chief Executive Officer of Bank of America Corporation
Paul M. Donofrio		Vice Chair		Vice Chair of Bank of America Corporation
Thong M. Nguyen		Vice Chair, Head of Global Strategy & Enterprise Platforms		Vice Chair, Head of Global Strategy & Enterprise Platforms of Bank of America Corporation
Bruce R. Thompson		Vice Chair, Head of Enterprise Credit		Vice Chair, Head of Enterprise Credit of Bank of America Corporation
Dean C. Athanasia		President, Regional Banking		President, Regional Banking of Bank of America Corporation
James P. DeMare		President, Global Markets		President, Global Markets of Bank of America Corporation
Kathleen A. Knox		President, The Private Bank		President, The Private Bank of Bank of America Corporation
Matthew M. Koder		President, Global Corporate and Investment Banking		President, Global Corporate and Investment Banking of Bank of America Corporation
Bernard A. Mensah		President, International; CEO, Merrill Lynch International		President, International of Bank of America Corporation and CEO, Merrill Lynch International
Lindsay DeNardo Hans		President, Co-Head Merrill Wealth Management		President, Co-Head Merrill Wealth Management of Bank of America Corporation
Eric Schimpf		President, Co-Head Merrill Wealth Management		President, Co-Head Merrill Wealth Management of Bank of America Corporation
Aditya Bhasin		Chief Technology and Information Officer		Chief Technology and Information Officer of Bank of America Corporation
D. Steve Boland		Chief Administrative Officer		Chief Administrative Officer of Bank of America Corporation
Alastair Borthwick		Chief Financial Officer		Chief Financial Officer of Bank of America Corporation

Sheri Bronstein		Chief Human Resources Officer		Chief Human Resources Officer of Bank of America Corporation
Geoffrey Greener		Chief Risk Officer		Chief Risk Officer of Bank of America Corporation
Thomas M. Scrivener		Chief Operations Executive		Chief Operations Executive of Bank of America Corporation
Lauren A. Mogensen		Global General Counsel		Global General Counsel of Bank of America Corporation
Lionel L. Nowell, III		Lead Independent Director		Lead Independent Director, Bank of America Corporation; Former Senior Vice President and Treasurer, PepsiCo, Inc.
Sharon L. Allen		Director		Former Chairman, Deloitte LLP
Jose E. Almeida		Director		Chairman, President and Chief Executive Officer of Baxter International Inc.
Pierre J.P. de Weck1		Director		Former Chairman and Global Head of Private Wealth Management, Deutsche Bank AG
Arnold W. Donald		Director		Former President and Chief Executive Officer, Carnival Corporation & Carnival plc
Linda P. Hudson		Director		Former Executive Officer, The Cardea Group, LLC and Former President and Chief Executive Officer of BAE Systems, Inc.
Monica C. Lozano		Director		Lead Independent Director, Target Corporation; Former Chief Executive Officer, Former College Futures Foundation and Former Chairman, US Hispanic Media Inc.
Denise L. Ramos		Director		Former Chief Executive Officer and President of ITT Inc.
Clayton S. Rose		Director		Baker Foundation Professor of Management Practice at Harvard Business School
Michael D. White		Director		Former Chairman, President, and Chief Executive Officer of DIRECTV
Thomas D. Woods2		Director		Former Vice Chairman and Senior Executive Vice President of Canadian Imperial Bank of Commerce; Former Chairman, Hydro One Limited
Maria T. Zuber		Director		Vice President for Research and E.A., Griswold Professor of Geophysics, MIT

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Name		Position with Banc of America Preferred Funding Corporation		Principal Occupation
John J. Lawlor		Director and President		Managing Director, Municipal Markets and Public Sector Banking Executive of BofA Securities, Inc. and Bank of America, National Association
James Duffy		Managing Director		Director; MBAM BFO, The CFO Group of Bank of America, National Association
Michael I. Jentis		Managing Director		Managing Director, Head of Sales – Public Finance of BofA Securities, Inc. and Bank of America, National Association
Mona Payton		Managing Director		Managing Director, Municipal Markets Executive for Short-Term Trading of BofA Securities, Inc. and Bank of America, National Association
Edward J. Sisk		Director and Managing Director		Managing Director, Public Finance Executive of BofA Securities, Inc. and Bank of America, National Association
John B. Sprung		Director		Corporate Director
David A. Stephens		Director and Managing Director		Managing Director, Executive for Public Finance and Public Sector Credit Products of BofA Securities, Inc. and Bank of America, National Association

SCHEDULE OF LITIGATION

Bank of America Corporation and certain of its affiliates, including BofA Securities, Inc. (“BofA Securities,” successor in interest to Merrill Lynch, Pierce, Fenner & Smith Incorporated) and Bank of America, N.A., have been involved in a number of civil proceedings and regulatory actions which concern matters arising in connection with the conduct of its business. Certain of such proceedings have resulted in findings of violations of federal or state securities laws. Such proceedings are reported and summarized in the BofA Securities Form BD as filed with the SEC, which descriptions are hereby incorporated by reference.