Amendment: SEC Form SC 13E3/A filed by Ashford Inc. (Holding Company)
Washington, D.C. 20549
OF 1934
Monty J. Bennett
Deric S. Eubanks
J. Robison Hays, III
(CUSIP Number of Class of Securities)
Executive Vice President, General Counsel and Secretary
Ashford Inc.
14185 Dallas Parkway, Suite 1200
Dallas, TX 75254
(972) 490-9600
Receive Notices and Communications on Behalf of Persons Filing Statement)
Richard M. Brand
Gregory P. Patti
Erica L. Hogan
Cadwalader, Wickersham & Taft
200 Liberty Street
New York, New York 10281
(212) 504-6000
a.
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The filing of solicitation materials or an information statement subject to Regulation 14A, Regulation 14C, or Rule 13e-3(c) under the Securities Exchange Act of 1934. |
b.
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The filing of a registration statement under the Securities Act of 1933. |
c.
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A tender offer. |
d.
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None of the above. |
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(a)(i)*
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(a)(ii)*
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(a)(iii)*
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(a)(iv)*
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(a)(v)*
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(a)(vi)*
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(b)
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| | Not applicable. | |
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(c)(i)*
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| | Opinion of Oppenheimer dated March 30, 2024 (incorporated herein by reference to Annex A of the Proxy Statement filed with the SEC on June 21, 2024). | |
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(c)(ii)*
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(c)(iii)*
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(c)(iv)*
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(d)
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| | Not applicable. | |
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(f)
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| | Not applicable. | |
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(g)
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| | Not applicable. | |
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107
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| | | | ASHFORD INC. | | |||
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By:
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/s/ Alex Rose
Alex Rose
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| | | | | | | Executive Vice President, General Counsel and Secretary | |
| | | | MONTY J. BENNETT | | |||
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/s/ Monty J. Bennett
Monty J. Bennett
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| | | | Chief Executive Officer & Chairman of the Board | |
| | | | DERIC S. EUBANKS | | |||
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/s/ Deric S. Eubanks
Deric S. Eubanks
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| | | | Chief Financial Officer | |