Amendment: SEC Form SC 13G/A filed by Aspen Aerogels Inc.
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NAMES OF REPORTING PERSONS
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George Kaiser Family Foundation
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☒
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Oklahoma, United States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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3,167,322
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6
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SHARED VOTING POWER
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0
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7
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SOLE DISPOSITIVE POWER
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3,167,322
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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3,167,322
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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4.11%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO – not for profit
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1
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NAMES OF REPORTING PERSONS
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GKFF Ventures I, LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☒
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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3,167,322
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6
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SHARED VOTING POWER
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0
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7
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SOLE DISPOSITIVE POWER
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3,167,322
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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3,167,322
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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4.11%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO – limited liability company
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1
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NAMES OF REPORTING PERSONS
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Kenneth J. Levit
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☒
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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3,167,322
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6
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SHARED VOTING POWER
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0
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7
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SOLE DISPOSITIVE POWER
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3,167,322
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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3,167,322
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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4.11%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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Item 1 (a). |
Name of Issuer: Aspen Aerogels, Inc.
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Item 1 (b). |
Address of Issuer’s Principal Executive Offices:
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Item 2 (a).
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Name of Person Filing: This schedule 13G with respect to the Common Stock is filed by the George Kaiser Family Foundation (“GKFF”), the sole member of Ventures,
GKFF Ventures I, LLC (“Ventures”), and Mr. Kenneth J. Levit. The named individual is the officer of Ventures (the “Officer”) and by virtue of such position may be deemed to have beneficial ownership of the Common Stock held by Ventures.
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Item 2 (b). |
Address of Principal Business Office or, if none, Residence:
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Item 2 (c).
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Citizenship: GKFF was organized, associated or formed under the laws of the State of Oklahoma. Ventures was organized, associated, or formed under the laws of the State of Oklahoma. The Officer
is a citizen of the United States of America.
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Item 2 (d).
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Title of Class of Securities: Common Stock, par value $0.00001 per share
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Item 2 (e).
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CUSIP No: 04523Y105
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Item 3. |
If this Statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a:
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a.
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☐ Broker or dealer registered under Section 15 of the Act;
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☐ Bank as defined in Section 3(a)(6) of the Act;
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☐ Insurance company as defined in Section 3(a)(19) of the Act;
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☐ Investment company registered under Section 8 of the Investment Company Act of 1940;
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☐ An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
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☐ An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
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☐ A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
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☐ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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☐ A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940;
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☐ A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J);
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☐ Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____
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Item 4. |
Ownership
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A. |
GKFF
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(a) |
Amount Beneficially Owned: 3,167,322 shares
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(b) |
Percent of Class: 4.11%
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(c) |
Number of Shares as to which Such Person has:
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(i)
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sole power to vote or to direct the vote 3,167,322 shares
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(ii) |
shared power to vote or to direct the vote -0- shares
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(iii) |
sole power to dispose or to direct the disposition of 3,167,322 shares
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(iv) |
shared power to dispose or to direct the disposition of -0- shares
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B. |
Ventures
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(a) |
Amount Beneficially Owned: 3,167,322 shares
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(b) |
Percent of Class: 4.11%
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(c) |
Number of Shares as to which Such Person has:
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(i)
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sole power to vote or to direct the vote 3,167,322 shares
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(ii) |
shared power to vote or to direct the vote -0- shares
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(iii) |
sole power to dispose or to direct the disposition of 3,167,322 shares
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(iv) |
shared power to dispose or to direct the disposition of -0- shares
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C. |
Kenneth J. Levit
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(a) |
Amount Beneficially Owned: 3,167,322 shares
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(b) |
Percent of Class: 4.11%
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(c) |
Number of Shares as to which Such Person has:
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(i) |
sole power to vote or to direct the vote 3,167,322 shares
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(ii) |
shared power to vote or to direct the vote -0- shares
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(iii) |
sole power to dispose or to direct the disposition of 3,167,322 shares
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(iv) |
shared power to dispose or to direct the disposition of -0- shares
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Item 5. |
Ownership of Five Percent or Less of a Class
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Item 6. |
Ownership of More Than Five Percent on Behalf of Another Person
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
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Item 8. |
Identification and Classification of Members of the Group
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Item 9. |
Notice of Dissolution of Group
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Item 10. |
Certification
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Date: October 22, 2024 | ||
George Kaiser Family Foundation
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By:
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/s/ Kenneth J. Levit
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Kenneth J. Levit
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Executive Director
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GKFF Ventures I, LLC
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By:
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/s/ Kenneth J. Levit
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Kenneth J. Levit
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President
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By:
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/s/ Kenneth J. Levit
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Kenneth J. Levit, Individually
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