1 |
NAME OF REPORTING PERSON
The Bank of Nova Scotia
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3 | SEC USE ONLY | ||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Canada
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 |
SOLE VOTING POWER
686,641
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6 |
SHARED VOTING POWER
0
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7 |
SOLE DISPOSITIVE POWER
686,641
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8 |
SHARED DISPOSITIVE POWER
0
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9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
686,641
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10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
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11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.4%
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12 |
TYPE OF REPORTING PERSON
FI
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Amendment to correct Reporting Persons beneficial ownership relating to this issuer for year-end 2022.
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ITEM 1(a). |
NAME OF ISSUER:
ABG ACQUISITION CORP I
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ITEM 1(b). |
ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
Ally Bridge Group, NY, 430 Park Avenue, 12th Floor, New York, NY, 10022
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ITEM 2(a). |
NAME OF PERSON FILING:
The Bank of Nova Scotia
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ITEM 2(b). |
ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
40 Temperance Street, Toronto, Ontario, M5H 0B4
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ITEM 2(c). |
CITIZENSHIP:
Canada
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ITEM 2(d). |
TITLE OF CLASS OF SECURITIES:
Class A Ordinary Shares, par value $0.0001 per share
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ITEM 2(e). |
CUSIP NUMBER:
G00496102
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ITEM 3. | IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b), or 13d-2(b) or (c) CHECK WHETHER THE PERSON FILING IS A: | |
(a)
[ ] |
Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78c); | |
(b)
[ ] |
Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); | |
(c)
[ ] |
Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); | |
(d)
[ ] |
Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8); | |
(e)
[ ] |
An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); | |
(f)
[ ] |
An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); | |
(g)
[ ] |
A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); | |
(h)
[ ] |
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
(i)
[ ] |
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
(j)
[X] |
A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J); | |
(k)
[ ] |
Group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d1(b)(1)(ii)(J), please specify the type of institution:
g
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ITEM 4. | OWNERSHIP | |
(a) Amount beneficially owned: | ||
686,641 | ||
(b) Percent of class: | ||
4.4% | ||
(c) Number of shares as to which the person has: | ||
(i) sole power to vote or to direct the vote: | ||
The Bank of Nova Scotia : 686,641 | ||
(ii) shared power to vote or to direct the vote: | ||
The Bank of Nova Scotia : 0 | ||
(iii) sole power to dispose or direct the disposition of: | ||
The Bank of Nova Scotia : 686,641 | ||
(iv) shared power to dispose or to direct the disposition of: | ||
The Bank of Nova Scotia : 0 | ||
ITEM 5. |
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following
[ ].
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ITEM 6. |
OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
The Reporting Persons clients have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the securities. This is because the Reporting Person is receiving such securities as collateral from such clients.
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ITEM 7. |
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:
n/a
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ITEM 8. |
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
n/a
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ITEM 9. |
NOTICE OF DISSOLUTION OF GROUP:
n/a
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ITEM 10. |
CERTIFICATION:
By signing below I certify that, to the best of my knowledge and belief, the foreign regulatory scheme applicable to insert particular category of institutional investor is substantially comparable to the regulatory scheme applicable to the functionally equivalent U.S. institution(s). I also undertake to furnish to the Commission staff, upon request, information that would otherwise be disclosed in a Schedule 13D.
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July 30 2024 |
The Bank of Nova Scotia
By:
/s/ George Jones
Name:
George Jones
Title:
Senior Vice President, Compliance GBM and Treasury
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