Amendment: SEC Form SC 13G/A filed by Harrow Inc.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 2)
Harrow, Inc.
(Name of Issuer)
Common Stock, $0.001 par value per share
(Title of Class of Securities)
415858109
(CUSIP Number)
August 12, 2024
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐ Rule 13d-1(d)
CUSIP NO. 415858109 |
13 G/A |
Page 2 of 5 Pages |
| 1. | NAME
OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Daniel L. Kaufman | ||||
| 2. | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
[X] | |||
| 3. | SEC USE ONLY
| ||||
| 4. | CITIZENSHIP
OR PLACE OF ORGANIZATION United States | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5. | SOLE
VOTING POWER 1,684,424 | |||
| 6. | SHARED
VOTING POWER 0 | ||||
| 7. | SOLE
DISPOSITIVE POWER 1,684,424 | ||||
| 8. | SHARED
DISPOSITIVE POWER 0 | ||||
| 9. | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH 1,684,424 | ||||
| 10. | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |
☐ | |||
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.75 % | ||||
| 12. | TYPE OF REPORTING PERSON IN | ||||
CUSIP NO. 415858109 |
13 G/A | Page 3 of 5 Pages |
| ITEM 1(a). | NAME
OF ISSUER: Harrow, Inc. (the “Issuer”) |
| ITEM 1(b). | ADDRESS
OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES: 102 Woodmont Blvd, Suite 610, Nashville, TN 37205 |
| ITEM 2(a). | NAME
OF PERSON FILING: Daniel L. Kaufman (the “Reporting Person”) |
|
ITEM 2(b). | ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE: |
The address of the principal business office of the Reporting Person is 2158 Park Boulevard, San Juan, Puerto Rico 00913.
| ITEM 2(c) | CITIZENSHIP: Mr. Kaufman is a U.S. citizen. |
| ITEM 2(d). | TITLE
OF CLASS OF SECURITIES: Common Stock, $0.001 par value per share (“Common Stock”) |
| ITEM 2(e). | CUSIP NUMBER: |
415858109
| ITEM 3. | If this statement is filed pursuant to sections 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: |
Not Applicable
| ITEM 4. | OWNERSHIP: |
(a) Amount Beneficially Owned: 1,684,424
(b) Percent of Class: 4.75%
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote: 1,684,424
(ii) Shared power to vote or to direct the vote:
(iii) Sole power to dispose or to direct the disposition of: 1,684,424
(iv) Shared power to dispose or to direct the disposition of:
| ITEM 5. | OWNERSHIP
OF FIVE PERCENT OR LESS OF A CLASS: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ☒. |
CUSIP NO. 415858109 |
13 G/A | Page 4 of 5 Pages |
| ITEM 6. | OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: |
Not Applicable.
| ITEM 7. | IDENTIFICATION
AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE
PARENT HOLDING COMPANY OR CONTROL PERSON: Not Applicable. |
| ITEM 8. | IDENTIFICATION
AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not Applicable. |
| ITEM 9. | NOTICE
OF DISSOLUTION OF GROUP: Not Applicable. |
| ITEM 10. | CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11. |
LIST OF EXHIBITS
| None. |
CUSIP NO. 415858109 |
13 G/A | Page 5 of 5 Pages |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: December 6, 2024
| /s/ Daniel L. Kaufman |
| Daniel L. Kaufman |
| Title: Individual Investor |