• Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
Quantisnow Logo
  • Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
Dashboard
    Quantisnow Logo

    © 2025 quantisnow.com
    Democratizing insights since 2022

    Services
    Live news feedsRSS FeedsAlerts
    Company
    AboutQuantisnow PlusContactJobs
    Legal
    Terms of usePrivacy policyCookie policy

    Amendment: SEC Form SC 13G/A filed by Kayne Anderson Energy Infrastructure Fund Inc.

    11/13/24 5:14:20 PM ET
    $KYN
    Finance/Investors Services
    Finance
    Get the next $KYN alert in real time by email
    SC 13G/A 1 kyna1.htm PRINCIPAL LIFE INSURANCE CO kyna1.htm
    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549
    SCHEDULE 13G
    Under the Securities Exchange Act of 1934
    (Amendment No. 1)*
    Kayne Anderson Energy Infrastructure Fund
    (Name of Issuer)
    Series R - Mandatory Redeemable Preferred
    Series S - Mandatory Redeemable Preferred
    Series T - Mandatory Redeemable Preferred
    Series W - Mandatory Redeemable Preferred
    (Title of Class of Securities)
    4866068*0 (Series R), 4866062@4 (Series S), 486606*32 (Series T), 486606Q*0 (Series W)
    (CUSIP Number)
    September 30, 2024
    (Date of Event which Requires Filing of this Statement)
    Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
    [X] Rule 13d-1(b)
    [   ] Rule 13d-1(c)
    [   ] Rule 13d-1(d)
    * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
    The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see Instructions).
    CUSIP No.: 4866068*0 (Series R), 4866062@4 (Series S), 486606*32 (Series T), 486606Q*0 (Series W)
           
    1
    NAME OF REPORTING PERSON
    Principal Life Insurance Company
    I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
    42-0127290
    2
    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
    (a) [   ]
    (b) [   ]
    3 SEC USE ONLY
    4
    CITIZENSHIP OR PLACE OF ORGANIZATION
    Iowa
    NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5
    SOLE VOTING POWER
    0
    6
    SHARED VOTING POWER
    766,973
    7
    SOLE DISPOSITIVE POWER
    0
    8
    SHARED DISPOSITIVE POWER
    766,973
    9
    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
    766,973
    10
    CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
    [   ]
    11
    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
    11.8%
    12
    TYPE OF REPORTING PERSON
    IC
    CUSIP No.: 4866068*0 (Series R), 4866062@4 (Series S), 486606*32 (Series T), 486606Q*0 (Series W)
           
    1
    NAME OF REPORTING PERSON
    Principal Global Investors, LLC
    I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
    42-1479618
    2
    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
    (a) [   ]
    (b) [   ]
    3 SEC USE ONLY
    4
    CITIZENSHIP OR PLACE OF ORGANIZATION
    Delaware
    NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5
    SOLE VOTING POWER
    0
    6
    SHARED VOTING POWER
    766,973
    7
    SOLE DISPOSITIVE POWER
    0
    8
    SHARED DISPOSITIVE POWER
    766,973
    9
    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
    766,973
    10
    CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
    [   ]
    11
    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
    11.8%
    12
    TYPE OF REPORTING PERSON
    IA
    CUSIP No.: 4866068*0 (Series R), 4866062@4 (Series S), 486606*32 (Series T), 486606Q*0 (Series W)
    ITEM 1(a). NAME OF ISSUER:
    Kayne Anderson Energy Infrastructure Fund
    ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
    811 Main Street, 14th Floor
    Houston, TX 77002
    ITEM 2(a). NAME OF PERSON FILING:
    This Statement is filed by Principal Global Investors, LLC (PGI) and Principal Life Insurance Company (PLIC). This Statement relates to the shares of Mandatory Redeemable Preferred Stock (the Shares) of the Issuer indirectly beneficially owned by PGI and directly beneficially owned by PLIC.
    ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
    Principal Life Insurance Company
    711 High Street
    Des Moines, IA 50392

    Principal Global Investors, LLC
    801 Grand Avenue
    Des Moines, IA 50392
    ITEM 2(c). CITIZENSHIP:
    Principal Life Insurance Company - Iowa
    Principal Global Investors, LLC - Delaware
    ITEM 2(d). TITLE OF CLASS OF SECURITIES:
    Mandatory Redeemable Preferred Stock
    ITEM 2(e). CUSIP NUMBER:
    4866068*0 (Series R), 4866062@4 (Series S), 486606*32 (Series T), 486606Q*0 (Series W)
    ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b), or 13d-2(b) or (c) CHECK WHETHER THE PERSON FILING IS A:
    (a)
    [ ]
    Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78c);
    (b)
    [ ]
    Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
    (c)
    [X]
    Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
    (d)
    [ ]
    Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);
    (e)
    [X]
    An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E);
    (f)
    [ ]
    An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F);
    (g)
    [ ]
    A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G);
    (h)
    [ ]
    A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
    (i)
    [ ]
    A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
    (j)
    [ ]
    A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J);
    (k)
    [ ]
    Group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d1(b)(1)(ii)(J), please specify the type of institution:
    ITEM 4. OWNERSHIP
    Principal Global Investors, LLC and Principal Life Insurance Company jointly own 766,973 shares.
    (a) Amount beneficially owned:
    As of September 30, 2024, PGI may be deemed to be the beneficial owner of 766,973 Shares, which are beneficially owned directly by PLIC.
    (b) Percent of class:
    As of September 30, 2024, PGI may be deemed to be the beneficial owner of 11.8% of the Shares outstanding, which are beneficially owned directly by PLIC.
    (c) Number of shares as to which the person has:
    (i) sole power to vote or to direct the vote:
    0
    (ii) shared power to vote or to direct the vote:
    766,973
    (iii) sole power to dispose or direct the disposition of:
    0
    (iv) shared power to dispose or to direct the disposition of:
    766,973
    ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
    If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ].
    ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
    See disclosure in Item 2 hereof.
    ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:
    See disclosure in Item 2 hereof.
    ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
    Not Applicable.
    ITEM 9. NOTICE OF DISSOLUTION OF GROUP:
    Not Applicable.
    ITEM 10. CERTIFICATION:
    By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
    CUSIP No.: 4866068*0 (Series R), 4866062@4 (Series S), 486606*32 (Series T), 486606Q*0 (Series W)
    SIGNATURE
    After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
    Principal Life Insurance Company
    By:
    /s/ Binay Chandgothia
    Name:
    Binay Chandgothia
    Title:
    Managing Director - Portfolio Management, PLIC
    Principal Global Investors, LLC
    By:
    /s/ Jill Hittner
    Name:
    Jill Hittner
    Title:
    Chief Financial Officer, PGI
    Attention — Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001).
    CUSIP No.: 4866068*0 (Series R), 4866062@4 (Series S), 486606*32 (Series T), 486606Q*0 (Series W)
    JOINT FILING AGREEMENT

    The undersigned hereby agree that the foregoing statement on Schedule 13G is
    filed on behalf of each of the undersigned in accordance with the provisions
    of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, and
    that all subsequent amendments to this statement on Schedule 13G may be filed
    on behalf of each of the undersigned without the necessity of filing
    additional joint filing agreements.
    Get the next $KYN alert in real time by email

    Chat with this insight

    Save time and jump to the most important pieces.

    Recent Analyst Ratings for
    $KYN

    DatePrice TargetRatingAnalyst
    More analyst ratings

    $KYN
    Insider Purchases

    Insider purchases reveal critical bullish sentiment about the company from key stakeholders. See them live in this feed.

    See more
    • CFO and Treasurer Parker Austin Colby bought $22,260 worth of shares (2,000 units at $11.13), increasing direct ownership by 45% to 6,455 units (SEC Form 4)

      4 - Kayne Anderson Energy Infrastructure Fund, Inc. (0001293613) (Issuer)

      4/8/25 1:29:05 PM ET
      $KYN
      Finance/Investors Services
      Finance
    • Executive VP & Secretary O'Neil Michael J acquired $77,614 worth of shares (6,040 units at $12.85) and bought $24,886 worth of shares (2,350 units at $10.59) (SEC Form 4)

      4 - Kayne Anderson Energy Infrastructure Fund, Inc. (0001293613) (Issuer)

      4/7/25 2:27:21 PM ET
      $KYN
      Finance/Investors Services
      Finance
    • President Baker James C bought $285,250 worth of shares (25,000 units at $11.41) and acquired $194,048 worth of shares (15,101 units at $12.85), increasing direct ownership by 6% to 761,040 units (SEC Form 4)

      4 - Kayne Anderson Energy Infrastructure Fund, Inc. (0001293613) (Issuer)

      4/7/25 2:01:06 PM ET
      $KYN
      Finance/Investors Services
      Finance

    $KYN
    SEC Filings

    See more
    • SEC Form N-30B-2 filed by Kayne Anderson Energy Infrastructure Fund Inc.

      N-30B-2 - Kayne Anderson Energy Infrastructure Fund, Inc. (0001293613) (Filer)

      4/24/25 5:09:46 PM ET
      $KYN
      Finance/Investors Services
      Finance
    • SEC Form DEF 14A filed by Kayne Anderson Energy Infrastructure Fund Inc.

      DEF 14A - Kayne Anderson Energy Infrastructure Fund, Inc. (0001293613) (Filer)

      2/26/25 4:25:12 PM ET
      $KYN
      Finance/Investors Services
      Finance
    • SEC Form N-CEN filed by Kayne Anderson Energy Infrastructure Fund Inc.

      N-CEN - Kayne Anderson Energy Infrastructure Fund, Inc. (0001293613) (Filer)

      2/12/25 5:17:06 PM ET
      $KYN
      Finance/Investors Services
      Finance

    $KYN
    Insider Trading

    Insider transactions reveal critical sentiment about the company from key stakeholders. See them live in this feed.

    See more
    • Large owner Metlife Investment Management, Llc disposed of 2,683,658 units of 3.67% Series GG Senior Unsecured Notes Due April 16 (SEC Form 4)

      4 - Kayne Anderson Energy Infrastructure Fund, Inc. (0001293613) (Issuer)

      4/18/25 3:15:26 PM ET
      $KYN
      Finance/Investors Services
      Finance
    • CFO and Treasurer Parker Austin Colby bought $22,260 worth of shares (2,000 units at $11.13), increasing direct ownership by 45% to 6,455 units (SEC Form 4)

      4 - Kayne Anderson Energy Infrastructure Fund, Inc. (0001293613) (Issuer)

      4/8/25 1:29:05 PM ET
      $KYN
      Finance/Investors Services
      Finance
    • Executive Vice President Logan Ron M Jr acquired $5,603 worth of shares (436 units at $12.85), increasing direct ownership by 0.63% to 69,483 units (SEC Form 4)

      4 - Kayne Anderson Energy Infrastructure Fund, Inc. (0001293613) (Issuer)

      4/7/25 2:33:06 PM ET
      $KYN
      Finance/Investors Services
      Finance

    $KYN
    Large Ownership Changes

    This live feed shows all institutional transactions in real time.

    See more
    • Amendment: SEC Form SC 13G/A filed by Kayne Anderson Energy Infrastructure Fund Inc.

      SC 13G/A - Kayne Anderson Energy Infrastructure Fund, Inc. (0001293613) (Subject)

      11/14/24 6:24:26 PM ET
      $KYN
      Finance/Investors Services
      Finance
    • Amendment: SEC Form SC 13G/A filed by Kayne Anderson Energy Infrastructure Fund Inc.

      SC 13G/A - Kayne Anderson Energy Infrastructure Fund, Inc. (0001293613) (Subject)

      11/13/24 5:14:20 PM ET
      $KYN
      Finance/Investors Services
      Finance
    • Amendment: SEC Form SC 13G/A filed by Kayne Anderson Energy Infrastructure Fund Inc.

      SC 13G/A - Kayne Anderson Energy Infrastructure Fund, Inc. (0001293613) (Subject)

      11/8/24 4:17:58 PM ET
      $KYN
      Finance/Investors Services
      Finance

    $KYN
    Financials

    Live finance-specific insights

    See more
    • Kayne Anderson Energy Infrastructure Fund Announces Tax Characterization of 2024 Distributions

      HOUSTON, Jan. 17, 2025 (GLOBE NEWSWIRE) -- KAYNE ANDERSON ENERGY INFRASTRUCTURE FUND ANNOUNCES TAX CHARACTERIZATION OF 2024 DISTRIBUTIONS Houston, TX – January 17, 2025 – Kayne Anderson Energy Infrastructure Fund, Inc. (the "Company") announced today the tax characterization of its 2024 distributions. KYN Common Stock DistributionTax CharacterRecord DatePayable DateAmountQualifiedDividendsNon-Dividend Distributions (ROC)1/3/20241/10/2024$0.22100%- 4/5/20244/12/2024$0.22100%- 6/28/20247/8/2024$0.22100%- 9/30/202410/7/2024$0.24100%- 11/15/202411/29/2024$0.08100%- 12/16/202412/31/2024$0.0825%75% Additional information regarding the tax characterization of the Company's 2024 distributions is

      1/17/25 4:25:00 PM ET
      $KYN
      Finance/Investors Services
      Finance
    • Kayne Anderson Energy Infrastructure Fund Completes Private Placement of $70 Million of Notes and $30 Million of Mandatory Redeemable Preferred Shares

      HOUSTON, Sept. 18, 2024 (GLOBE NEWSWIRE) -- Kayne Anderson Energy Infrastructure Fund, Inc. (the "Company") (NYSE:KYN) announced today that it completed a private placement of $70 million of senior unsecured notes ("Notes") and $30 million of mandatory redeemable preferred shares ("MRP Shares"). Net proceeds will be used to refinance existing leverage and for general corporate purposes. The table below sets forth the key terms of the Notes and MRP Shares issued. Notes / MRPSharesSeriesAmount ($ in millions)Fixed Interest /Dividend RateMaturity / MandatoryRedemption DateNotesSeries YY$305.19%September 2031NotesSeries ZZ$405.45%September 2036MRP SharesSeries X$305.49%September 2029TOTAL $10

      9/18/24 4:20:00 PM ET
      $KYN
      Finance/Investors Services
      Finance
    • Kayne Anderson Energy Infrastructure Fund Prices Private Placement of $70 Million of Notes and $30 Million of Mandatory Redeemable Preferred Shares

      HOUSTON, Aug. 13, 2024 (GLOBE NEWSWIRE) -- Kayne Anderson Energy Infrastructure Fund, Inc. (the "Company") (NYSE:KYN) announced today that it reached an agreement with institutional investors relating to a private placement of $70 million of senior unsecured notes ("Notes") and $30 million of mandatory redeemable preferred shares ("MRP Shares"). The private placement is expected to close on or about September 18, 2024. Net proceeds will be used to refinance existing leverage and for general corporate purposes. The table below sets forth the key terms of the Notes and MRP Shares to be issued. Notes / MRP SharesSeriesAmount ($ in millions)Fixed Interest / Dividend RateMaturity / Mandator

      8/13/24 6:20:00 PM ET
      $KYN
      Finance/Investors Services
      Finance

    $KYN
    Leadership Updates

    Live Leadership Updates

    See more
    • Kayne Anderson Closed-End Funds Announce Appointment of New Independent Director

      HOUSTON, June 23, 2022 (GLOBE NEWSWIRE) -- KA Fund Advisors, LLC ("Kayne Anderson"), which serves as the investment adviser to Kayne Anderson Energy Infrastructure Fund, Inc. (NYSE:KYN) and Kayne Anderson NextGen Energy & Infrastructure, Inc. (NYSE:KMF, each a "Company" and collectively, the "Companies"))) announced today the appointment of Carita Walker to serve as an independent director on each Company's Board of Directors. After the addition of Ms. Walker, the Board of Directors of each Company will increase to eight directors, seven of which are independent. Carita Walker is the Chief Legal Officer at Shell Recharge Solutions – a Shell company dedicated to unlocking the possibilities

      6/23/22 4:20:00 PM ET
      $KMF
      $KYN
      Investment Managers
      Finance
      Finance/Investors Services
    • Kayne Anderson Closed-End Funds Announce Appointment of New Independent Director

      HOUSTON, April 27, 2022 (GLOBE NEWSWIRE) -- KA Fund Advisors, LLC ("Kayne Anderson"), which serves as the adviser to Kayne Anderson Energy Infrastructure Fund, Inc. (NYSE:KYN) and Kayne Anderson NextGen Energy & Infrastructure, Inc. (NYSE:KMF, each a "Company" and collectively, the "Companies"))) announced today the appointment of Caroline Winn to serve as an independent director on each Company's Board of Directors, effective today. After the addition of Ms. Winn, the board of directors of each Company will increase to seven directors, six of which are independent. Caroline Winn is the chief executive officer for San Diego Gas & Electric (SDG&E), one of Sempra's (NYSE:SRE) regulated Cali

      4/27/22 6:45:00 PM ET
      $KMF
      $KYN
      $SRE
      Investment Managers
      Finance
      Finance/Investors Services
      Natural Gas Distribution

    $KYN
    Press Releases

    Fastest customizable press release news feed in the world

    See more
    • Kayne Anderson Energy Infrastructure Fund Provides Unaudited Balance Sheet Information and Announces Its Net Asset Value and Asset Coverage Ratios as of April 30, 2025

      HOUSTON, May 01, 2025 (GLOBE NEWSWIRE) -- Kayne Anderson Energy Infrastructure Fund, Inc. (the "Company") (NYSE:KYN) today provided a summary unaudited statement of assets and liabilities and announced its net asset value and asset coverage ratios under the Investment Company Act of 1940 (the "1940 Act") as of April 30, 2025. As of April 30, 2025, the Company's net assets were $2.3 billion, and its net asset value per share was $13.50. As of April 30, 2025, the Company's asset coverage ratio under the 1940 Act with respect to senior securities representing indebtedness was 713% and the Company's asset coverage ratio under the 1940 Act with respect to total leverage (debt and preferred sto

      5/1/25 6:30:00 PM ET
      $KYN
      Finance/Investors Services
      Finance
    • Kayne Anderson Energy Infrastructure Fund Announces Distribution of $0.08 per Share for May 2025

      HOUSTON, May 01, 2025 (GLOBE NEWSWIRE) -- Kayne Anderson Energy Infrastructure Fund, Inc. (the "Company") announced today a monthly distribution of $0.08 per share for May 2025. This distribution is payable to common stockholders on May 30, 2025 (as outlined in the table below). The Company declares distributions on a monthly basis, with its next distribution expected to be declared in early June. Payment of future distributions is subject to the approval of the Company's Board of Directors, as well as meeting the covenants on the Company's debt agreements and the terms of its preferred stock. Record Date /Ex-DatePayment DateDistribution AmountReturn of CapitalEstimate5/15/255/30/25$0.084

      5/1/25 7:50:00 AM ET
      $KYN
      Finance/Investors Services
      Finance
    • Kayne Anderson Energy Infrastructure Fund Provides Unaudited Balance Sheet Information and Announces Its Net Asset Value and Asset Coverage Ratios as of March 31, 2025

      HOUSTON, April 01, 2025 (GLOBE NEWSWIRE) -- Kayne Anderson Energy Infrastructure Fund, Inc. (the "Company") (NYSE:KYN) today provided a summary unaudited statement of assets and liabilities and announced its net asset value and asset coverage ratios under the Investment Company Act of 1940 (the "1940 Act") as of March 31, 2025. As of March 31, 2025, the Company's net assets were $2.5 billion, and its net asset value per share was $14.64. As of March 31, 2025, the Company's asset coverage ratio under the 1940 Act with respect to senior securities representing indebtedness was 639% and the Company's asset coverage ratio under the 1940 Act with respect to total leverage (debt and preferred s

      4/1/25 5:45:00 PM ET
      $KYN
      Finance/Investors Services
      Finance