• Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
Quantisnow Logo
  • Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
Dashboard
    Quantisnow Logo

    © 2025 quantisnow.com
    Democratizing insights since 2022

    Services
    Live news feedsRSS FeedsAlerts
    Company
    AboutQuantisnow PlusContactJobs
    Legal
    Terms of usePrivacy policyCookie policy

    Amendment: SEC Form SC 13G/A filed by Red Cat Holdings Inc.

    12/6/24 4:32:04 PM ET
    $RCAT
    Computer Software: Prepackaged Software
    Technology
    Get the next $RCAT alert in real time by email
    SC 13G/A 1 RedCat13g113024.txt RED CAT 13G/A THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1 )* Red Cat Holdings, Inc. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 75644T100 (CUSIP Number) November 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule 13G is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person?s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 75644T100 (1) Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (entities only): AWM Investment Company, Inc. (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a)___ b)___ (3) SEC Use Only (4) Citizenship or Place of Organization: Delaware, United States Number of Shares Beneficially Owned by Each Reporting Person With (5) Sole Voting Power: 1,800,000** (6) Shared Voting Power: 0** (7) Sole Dispositive Power: 1,800,000** (8) Shared Dispositive Power: 0** (9) Aggregate Amount Beneficially Owned by Each Reporting Person: 1,800,000** (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions): (11) Percent of Class Represented by Amount in Row (9): 2.4%** (12) Type of Reporting Person (See Instructions): IA **AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cayman), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II), (SSFQP, Cayman, TECH and TECH II will hereafter be referred to as the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 941,183 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 273,248 Shares held by Cayman, 93,889 Shares held by TECH and 491,680 Shares held by TECH II. See Items 2 and 4 of this Schedule for additional information. Item 1(a). Name Of Issuer: Red Cat Holdings, Inc. Item 1(b). Address of Issuer?s Principal Executive Offices: 15 Avenue Munoz Rivera ? Suite 2200 San Juan, Puerto Rico 00901-2510 Item 2(a). Name of Person Filing: The person filing this report is AWM Investment Company, Inc., a Delaware corporation (AWM), which is the investment adviser to Special Situations Cayman Fund, L.P., a Cayman Islands Limited Partnership (CAYMAN), Special Situations Fund III QP, L.P., a Delaware limited partnership (SSFQP), Special Situations Technology Fund, L.P., a Delaware limited partnership (TECH) and Special Situations Technology Fund II, L.P., a Delaware limited partnership (TECH II), (CAYMAN, SSFQP, TECH and TECH II, will hereafter be referred to as the Funds). The principal business of each Fund is to invest in equity and equity-related securities and other securities of any kind or nature. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are members of: SSCayman, L.L.C., a Delaware limited liability company (SSCAY), the general partner of CAYMAN. Greenhouse and Stettner are members of MGP Advisers Limited Partnership, a Delaware limited partnership (MGP), the general partner of SSFQP and SST Advisers, L.L.C., a Delaware limited liability company (SSTA), the general partner of TECH and TECH II. Greenhouse and Stettner are also controlling principals of AWM. Item 2(b). Address of Principal Business Office or, if None, Residence: The principal business address for AWM is c/o Special Situations Funds, 527 Madison Avenue, Suite 2600, New York, NY 10022. Item 2(c). Citizenship: AWM is a Delaware Corporation. Item 2(d). Title of Class of Securities: Common Stock, $0.001 Par Value Item 2(e). CUSIP No.: 75644T100 Item 3. If This Statement Is Filed Pursuant to ??240.13d-1(b) or 240.13d-2(b) or (c), check whether the Person Filing is a: Not Applicable. Item 4. Ownership (a) Amount Beneficially Owned: 1,800,000** (b) Percent of Class: 2.4%** (c) Number of Shares as to which the person has: (i) sole power to vote or to direct the vote: 1,800,000** (ii) shared power to vote or to direct the vote: 0** (iii) sole power to dispose or to direct the disposition of: 1,800,000** (iv) shared power to dispose or to direct the disposition of: 0** ______________________________________________________________________ ** AWM is the investment adviser to each of the Funds. As the investment adviser to the Funds, AWM holds sole voting and investment power over 941,183 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 273,248 Shares held by Cayman, 93,889 Shares held by TECH and 491,680 Shares held by TECH II. Greenhouse and Stettner are members of SSCAY, the general partner of CAYMAN. Greenhouse and Stettner are members of MGP, the general partner of SSFQP and SSTA, the general partner of TECH and TECH II. Greenhouse and Stettner are also controlling principals of AWM. Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. _X_ Item 6. Ownership of More Than Five Percent on Behalf of Another Person Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person Not Applicable. Item 8. Identification and Classification of Members of the Group Not Applicable. Item 9. Notice of Dissolution of Group Not Applicable. Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: December 6, 2024 AWM INVESTMENT COMPANY, INC. By: /s/ Adam Stettner Name: Adam Stettner Title: Executive Vice President Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001) -1-
    Get the next $RCAT alert in real time by email

    Chat with this insight

    Save time and jump to the most important pieces.

    Recent Analyst Ratings for
    $RCAT

    DatePrice TargetRatingAnalyst
    3/11/2025$13.00Outperform
    Northland Capital
    6/14/2024$4.00Buy
    Ladenburg Thalmann
    More analyst ratings

    $RCAT
    Press Releases

    Fastest customizable press release news feed in the world

    See more
    • Red Cat to Report Q1 2025 Earnings and Provide Corporate Update on Wednesday, May 14, 2025

      SAN JUAN, Puerto Rico, May 08, 2025 (GLOBE NEWSWIRE) -- Red Cat (NASDAQ:RCAT) ("Red Cat" or the "Company"), a drone technology company integrating robotic hardware and software for military, government, and commercial operations, announces that financial results for the Q1 2025 period will be reported on Wednesday, May 14, 2025 at the market close. Company management will host an earnings conference call at 4:30p.m. ET on Wednesday, May 14, 2025 to review financial results and provide an update on corporate developments. Following management's formal remarks, there will be a question-and-answer session. Interested parties can listen to the conference call by dialing 1-844-413-3977 (withi

      5/8/25 8:51:22 AM ET
      $RCAT
      Computer Software: Prepackaged Software
      Technology
    • Palladyne AI and Red Cat Announce Successful Completion of Cross-Platform Collaborative Drone Flight

      New testing milestone leverages three autonomous heterogeneous drone platforms for the first time Palladyne AI Corp. (NASDAQ:PDYN) ("Palladyne AI"), a developer of artificial intelligence software for robotic platforms in the defense and commercial sectors, and Red Cat Holdings, Inc. (NASDAQ:RCAT) ("Red Cat"), a drone technology company integrating robotic hardware and software for military, government, and commercial operations, today announced a significant testing milestone in their ongoing collaboration—the completion of an autonomous, cross-platform collaborative flight involving three diverse heterogeneous drones. During this most recent testing, which leveraged Red Cat's Teal 2 and

      5/1/25 9:00:00 AM ET
      $PDYN
      $RCAT
      Computer Software: Prepackaged Software
      Technology
    • Red Cat Holdings Announces Closing of $30 Million Registered Direct Offering of Common Stock

      SAN JUAN, Puerto Rico, April 14, 2025 (GLOBE NEWSWIRE) -- Red Cat Holdings, Inc. (NASDAQ:RCAT) ("Red Cat" or "Company"), a drone technology company integrating robotic hardware and software for military, government, and commercial operations, has successfully closed the previously announced registered direct offering with certain institutional investors for the purchase and sale of 4,724,412 shares of common stock resulting in gross proceeds of approximately $30 million, before deducting placement agent fees and other offering expenses. The offering closed on April 11, 2025. "We believe this financing positions Red Cat for significant growth in the drone industry focused on aerospace and

      4/14/25 8:30:00 AM ET
      $AVAV
      $RCAT
      Aerospace
      Industrials
      Computer Software: Prepackaged Software
      Technology

    $RCAT
    Leadership Updates

    Live Leadership Updates

    See more
    • Red Cat Appoints Shawn Webb as President of FlightWave Aerospace

      SANTA MONICA, Calif., April 07, 2025 (GLOBE NEWSWIRE) -- Red Cat Holdings, Inc. (NASDAQ:RCAT) ("Red Cat" or the "Company"), a drone technology company integrating robotic hardware and software for military, government, and commercial operations, today announced the appointment of Shawn Webb as President of FlightWave Aerospace Systems Corporation ("FlightWave"), a Red Cat company, effective immediately. Webb brings more than 25 years of experience leading operational strategy and engineering across commercial and military aerospace sectors. Most recently, he served as Vice President of Operations at AeroVironment Inc., where he led the largest capacity and revenue expansion in the histo

      4/7/25 8:30:00 AM ET
      $RCAT
      Computer Software: Prepackaged Software
      Technology
    • Red Cat Announces Appointment of Christian Koji Ericson as Chief Financial Officer

      SALT LAKE CITY, March 12, 2025 (GLOBE NEWSWIRE) -- Red Cat Holdings, Inc. (NASDAQ:RCAT) ("Red Cat" or the "Company"), a drone technology company integrating robotic hardware and software for military, government, and commercial operations, today announced the appointment of Christian Koji Ericson as its new Chief Financial Officer (CFO), effective March 17, 2025. Ericson brings more than 20 years of finance and accounting experience, including 11 years with PricewaterhouseCoopers (PwC) and senior finance roles at Nu Skin Enterprises, where he served as Chief Audit Executive, VP of Business Development, and VP of Finance for its agriculture technology division. Most recently, Ericson was H

      3/12/25 10:38:23 AM ET
      $RCAT
      Computer Software: Prepackaged Software
      Technology

    $RCAT
    Insider Trading

    Insider transactions reveal critical sentiment about the company from key stakeholders. See them live in this feed.

    See more
    • SEC Form 3 filed by new insider Ericson Christian

      3 - Red Cat Holdings, Inc. (0000748268) (Issuer)

      4/1/25 5:25:20 PM ET
      $RCAT
      Computer Software: Prepackaged Software
      Technology
    • Chief Financial Officer Lunger Leah exercised 7,083 shares at a strike of $1.27 and covered exercise/tax liability with 677 shares, increasing direct ownership by 2% to 328,864 units (SEC Form 4)

      4 - Red Cat Holdings, Inc. (0000748268) (Issuer)

      1/7/25 6:15:59 PM ET
      $RCAT
      Computer Software: Prepackaged Software
      Technology
    • Director Freedman Joseph David sold $676,350 worth of shares (50,000 units at $13.53), decreasing direct ownership by 8% to 585,190 units (SEC Form 4)

      4 - Red Cat Holdings, Inc. (0000748268) (Issuer)

      12/30/24 5:52:18 PM ET
      $RCAT
      Computer Software: Prepackaged Software
      Technology

    $RCAT
    Large Ownership Changes

    This live feed shows all institutional transactions in real time.

    See more
    • Amendment: SEC Form SC 13G/A filed by Red Cat Holdings Inc.

      SC 13G/A - Red Cat Holdings, Inc. (0000748268) (Subject)

      12/6/24 4:32:04 PM ET
      $RCAT
      Computer Software: Prepackaged Software
      Technology
    • Amendment: SEC Form SC 13G/A filed by Red Cat Holdings Inc.

      SC 13G/A - Red Cat Holdings, Inc. (0000748268) (Subject)

      7/16/24 6:02:19 AM ET
      $RCAT
      Computer Software: Prepackaged Software
      Technology
    • SEC Form SC 13G filed by Red Cat Holdings Inc.

      SC 13G - Red Cat Holdings, Inc. (0000748268) (Subject)

      2/14/24 2:44:26 PM ET
      $RCAT
      Computer Software: Prepackaged Software
      Technology

    $RCAT
    SEC Filings

    See more
    • SEC Form DEFA14A filed by Red Cat Holdings Inc.

      DEFA14A - Red Cat Holdings, Inc. (0000748268) (Filer)

      4/28/25 5:16:41 PM ET
      $RCAT
      Computer Software: Prepackaged Software
      Technology
    • SEC Form DEF 14A filed by Red Cat Holdings Inc.

      DEF 14A - Red Cat Holdings, Inc. (0000748268) (Filer)

      4/28/25 5:15:48 PM ET
      $RCAT
      Computer Software: Prepackaged Software
      Technology
    • SEC Form EFFECT filed by Red Cat Holdings Inc.

      EFFECT - Red Cat Holdings, Inc. (0000748268) (Filer)

      4/24/25 12:15:19 AM ET
      $RCAT
      Computer Software: Prepackaged Software
      Technology

    $RCAT
    Analyst Ratings

    Analyst ratings in real time. Analyst ratings have a very high impact on the underlying stock. See them live in this feed.

    See more
    • Northland Capital initiated coverage on Red Cat Holdings with a new price target

      Northland Capital initiated coverage of Red Cat Holdings with a rating of Outperform and set a new price target of $13.00

      3/11/25 8:31:03 AM ET
      $RCAT
      Computer Software: Prepackaged Software
      Technology
    • Ladenburg Thalmann initiated coverage on Red Cat Holdings with a new price target

      Ladenburg Thalmann initiated coverage of Red Cat Holdings with a rating of Buy and set a new price target of $4.00

      6/14/24 7:09:11 AM ET
      $RCAT
      Computer Software: Prepackaged Software
      Technology

    $RCAT
    Financials

    Live finance-specific insights

    See more
    • Red Cat to Report Q1 2025 Earnings and Provide Corporate Update on Wednesday, May 14, 2025

      SAN JUAN, Puerto Rico, May 08, 2025 (GLOBE NEWSWIRE) -- Red Cat (NASDAQ:RCAT) ("Red Cat" or the "Company"), a drone technology company integrating robotic hardware and software for military, government, and commercial operations, announces that financial results for the Q1 2025 period will be reported on Wednesday, May 14, 2025 at the market close. Company management will host an earnings conference call at 4:30p.m. ET on Wednesday, May 14, 2025 to review financial results and provide an update on corporate developments. Following management's formal remarks, there will be a question-and-answer session. Interested parties can listen to the conference call by dialing 1-844-413-3977 (withi

      5/8/25 8:51:22 AM ET
      $RCAT
      Computer Software: Prepackaged Software
      Technology
    • Red Cat Holdings Reports Financial Results for the 2024 Transition Period (as of December 31, 2024 and the eight months then ended) and Provides Corporate Update

      SAN JUAN, Puerto Rico, March 31, 2025 (GLOBE NEWSWIRE) -- Red Cat Holdings, Inc. (NASDAQ:RCAT) ("Red Cat" or "Company"), a drone technology company integrating robotic hardware and software for military, government, and commercial operations, reports its financial results for the 2024 Transition Period (as of December 31, 2024 and the eight months then ended) and provides a corporate update. Recent Operational Highlights: Black Widow selected as the sole winner and provider of the U.S. Army's Short Range Reconnaissance (SRR) Program of Record.Closed the acquisition of FlightWave Aerospace Systems Corporation. The acquisition officially brings the Edge 130, FlightWave's Blue UAS approved

      3/31/25 4:00:00 PM ET
      $RCAT
      Computer Software: Prepackaged Software
      Technology
    • Red Cat Holdings to Report Financial Results for the 2024 Stub Period (as of December 31, 2024 and the eight months then ended) and Provide Corporate Update on Monday, March 31, 2025

      SAN JUAN, Puerto Rico, March 26, 2025 (GLOBE NEWSWIRE) -- Red Cat Holdings, Inc. (NASDAQ:RCAT) ("Red Cat" or the "Company"), a drone technology company integrating robotic hardware and software for military, government, and commercial operations, announces that financial results for the 2024 Stub Period (as of December 31, 2024 and the eight months then ended) will be reported on Monday, March 31, 2025 at the market close. Company management will host an earnings conference call at 4:30p.m. ET on Monday, March 31, 2025 to review financial results and provide an update on corporate developments. Following management's formal remarks, there will be a question-and-answer session. Interested

      3/26/25 8:30:57 AM ET
      $RCAT
      Computer Software: Prepackaged Software
      Technology

    $RCAT
    Insider Purchases

    Insider purchases reveal critical bullish sentiment about the company from key stakeholders. See them live in this feed.

    See more
    • Evans Allan Thomas bought $9,650 worth of shares (10,000 units at $0.96), increasing direct ownership by 0.70% to 1,443,945 units (SEC Form 4)

      4 - Red Cat Holdings, Inc. (0000748268) (Issuer)

      9/27/23 4:01:11 PM ET
      $RCAT
      Computer Software: Prepackaged Software
      Technology