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    Amendment: SEC Form SC 13G/A filed by Rezolve AI Limited

    10/2/24 5:28:26 PM ET
    $RZLV
    Computer Software: Programming Data Processing
    Technology
    Get the next $RZLV alert in real time by email
    SC 13G/A 1 d860489dsc13ga.htm SC 13G/A SC 13G/A

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, DC 20549

     

     

    SCHEDULE 13G

    Under the Securities Exchange Act of 1934

    (Amendment No. 1 – Exit Filing)*

     

     

    REZOLVE AI LIMITED

    (Name of Issuer)

    Ordinary Shares, par value £0.0001 per share

    (Title of Class of Securities)

    G75398 100

    (CUSIP Number)

    August 23, 2024

    (Date of Event Which Requires Filing of this Statement)

     

     

    Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

    ☐ Rule 13d-1(b)

    ☒ Rule 13d-1(c)

    ☐ Rule 13d-1(d)

     

    *    The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

    The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

     

     

     


    CUSIP No. G75398 100    SCHEDULE 13G    Page 2 of 6 Pages

     

     1   

     NAME OF REPORTING PERSONS

     

     Aston Wagner

     2  

     CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

     (a) ☐  (b) ☐

     

     3  

     SEC USE ONLY

     

     4  

     CITIZENSHIP OR PLACE OF ORGANIZATION

     

     United Kingdom

    NUMBER OF

    SHARES

    BENEFICIALLY 

    OWNED BY

    EACH

    REPORTING

    PERSON

    WITH

       5    

     SOLE VOTING POWER

     

     5,288,394

       6   

     SHARED VOTING POWER

     

     0

       7   

     SOLE DISPOSITIVE POWER

     

     5,288,394

       8   

     SHARED DISPOSITIVE POWER

     

     0

     9   

     AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

     

     5,288,394

    10  

     CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

     

     ☐

    11  

     PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

     

     3.07%

    12  

     TYPE OF REPORTING PERSON

     

     IN


    CUSIP No. G75398 100    SCHEDULE 13G    Page 3 of 6 Pages

     

    Item 1.

    (a) Name of Issuer

    Rezolve AI Limited

     

    Item 1.

    (b) Address of Issuer’s Principal Executive Offices

    3rd Floor, 80 New Bond Street

    London, WIS 1SB

    United Kingdom

     

    Item 2.

    (A) NAME OF PERSON FILING:

    Aston Wagner

    (B) ADDRESS OR PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:

    Flat 1, 15 Wedderburn Road

    London NW3 5QS

    United Kingdom

    (C) CITIZENSHIP:

    United Kingdom

     

    Item 2.

    (d) Title of Class of Securities

    Ordinary Shares, par value £0.0001 per share (the “Ordinary Shares”)

     

    Item 2.

    (e) CUSIP No.:

    G75398 100


    CUSIP No. G75398 100    SCHEDULE 13G    Page 4 of 6 Pages

     

    Item 3.

    If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

     

    (a)    ☐    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
    (b)    ☐    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
    (c)    ☐    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
    (d)    ☐    Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
    (e)    ☐    An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
    (f)    ☐    An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
    (g)    ☐    A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
    (h)    ☐    A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
    (i)    ☐    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
    (j)    ☐    A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
    (k)    ☐    A group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution:
          Not applicable.


    CUSIP No. G75398 100

       SCHEDULE 13G    Page 5 of 6 Pages

     

    Item 4.

    Ownership

    Information with respect to the Reporting Person’s ownership of the Ordinary Shares are incorporated herein by reference to Items 5 through 11 of the cover pages for the Reporting Person.

    The amount beneficially owned by the Reporting Person is determined based on 172,182,769 shares of Ordinary Shares outstanding as of September 6, 2024, as reported on the Issuer’s Registration Statement on Form F-1 filed with the U.S. Securities and Exchange Commission on September 6, 2024.

     

    Item 5.

    Ownership of Five Percent or Less of a Class

    If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☒.

     

    Item 6.

    Ownership of More Than Five Percent on Behalf of Another Person

    Not applicable.

     

    Item 7.

    Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

    Not Applicable.

     

    Item 8.

    Identification and Classification of Members of the Group

    Not Applicable.

     

    Item 9.

    Notice of Dissolution of Group

    Not Applicable.

     

    Item 10.

    Certification

    By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.


    CUSIP No. G75398 100

       SCHEDULE 13G    Page 6 of 6 Pages

    SIGNATURE

    After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

    Dated: October 2, 2024

     

    /s/ Aston Wagner

    Aston Wagner

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