Amendment: SEC Form SCHEDULE 13D/A filed by Herzfeld Credit Income Fund Inc.
$HERZ
Investment Managers
Finance
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 |
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 28)
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Herzfeld Credit Income Fund, Inc. (Name of Issuer) |
Common Stock (Title of Class of Securities) |
42804T205 (CUSIP Number) |
Thomas K. Morgan
119 Washington Ave., Suite 504
Miami Beach, FL, 33139
(305) 777-1660
119 Washington Ave., Suite 504
Miami Beach, FL, 33139
(305) 777-1660
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
03/13/2026
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other
provisions of the Act (however, see the Notes).
SCHEDULE 13D
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| CUSIP Number(s): | 42804T205 |
| 1 |
Name of reporting person
Erik M. Herzfeld, et al. | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b)
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| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
PF, OO | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
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| 6 | Citizenship or place of organization
UNITED STATES
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| Number of Shares Beneficially Owned by Each Reporting Person With: |
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| 11 | Aggregate amount beneficially owned by each reporting person
752,442.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
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| 13 | Percent of class represented by amount in Row (11)
37.57 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
IN, IA |
SCHEDULE 13D
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| Item 1. | Security and Issuer |
| (a) | Title of Class of Securities:
Common Stock |
| (b) | Name of Issuer:
Herzfeld Credit Income Fund, Inc. |
| (c) | Address of Issuer's Principal Executive Offices:
119 Washington Ave., Suite 504, Miami Beach,
FLORIDA
, 33139. |
| Item 5. | Interest in Securities of the Issuer |
| (a) | The aggregate number of shares of common stock to which this Schedule 13D relates is 752,442 shares representing 37.57% of the 2,002,996 shares outstanding as reported by the issuer as of February 23, 2025. |
| (b) | With respect to the shares of common stock owned individually, the Reporting Person beneficially owns with sole power to vote and dispose of 71,411 shares of common stock. With respect to the Accounts, the Reporting Person beneficially owns with shared power to vote and/or dispose of 681,031 shares of common stock. |
| (c) | On March 2, 2026, through open market transactions, the Advisory clients bought 14,340 shares at $15.3832. On March 3, 2026, through open market transactions, the Advisory clients bought 2,613 shares at $15.7734. On March 5, 2026, through open market transactions, the Advisory clients bought 278 shares at $15.8669 and sold 41 shares at $15.605. On March 6, 2026, through open market transactions, the Advisory clients bought 153 shares at $15.70. On March 9, 2026, through open market transactions, the Advisory clients sold 795 shares at $15.82. On March 13, 2026, through open market transactions, the Advisory clients bought 5,362 shares at $15.2522. |
| (d) | The owner of each of the Accounts individually has the right to receive and the power to direct the receipt of dividends from, or proceeds from the sale of, the shares of common stock. To date no owner of an Account holds more than 5% of the Issuer's common shares. |
| (e) | Not applicable. |
| SIGNATURE | |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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