Amendment: SEC Form SCHEDULE 13G/A filed by Contineum Therapeutics Inc.
$CTNM
Biotechnology: Pharmaceutical Preparations
Health Care
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 |
SCHEDULE 13G
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UNDER THE SECURITIES EXCHANGE ACT OF 1934
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(Amendment No. 1)
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Contineum Therapeutics, Inc. (Name of Issuer) |
Class A Common Stock (Title of Class of Securities) |
21217B100 (CUSIP Number) |
12/31/2024 (Date of Event Which Requires Filing of this Statement) |
| Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
 Rule 13d-1(b)
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| Rule 13d-1(c)
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 Rule 13d-1(d)
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SCHEDULE 13G
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| CUSIP No. | 21217B100 |
| 1 | Names of Reporting Persons
Sectoral Asset Management Inc | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
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| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
CANADA (FEDERAL LEVEL)
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| Number of Shares Beneficially Owned by Each Reporting Person With: |
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| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
800,787.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
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| 11 | Percent of class represented by amount in row (9)
4.2 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
IA |
SCHEDULE 13G
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| CUSIP No. | 21217B100 |
| 1 | Names of Reporting Persons
Jerome G. Pfund | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
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| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
SWITZERLAND
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| Number of Shares Beneficially Owned by Each Reporting Person With: |
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| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
950,786.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
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| 11 | Percent of class represented by amount in row (9)
4.99 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
HC |
SCHEDULE 13G
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| Item 1. | ||
| (a) | Name of issuer:
Contineum Therapeutics, Inc. | |
| (b) | Address of issuer's principal executive offices:
10578 Science Center Drive, Suite 200 San Diego, CA, 92121 | |
| Item 2. | ||
| (a) | Name of person filing:
Jerome G. Pfund
Sectoral Asset Management Inc. | |
| (b) | Address or principal business office or, if none, residence:
The principal business address of each of the Reporting Persons is
1610-1010 Sherbrooke St. West, Montreal QC, H3A 2R7 Canada | |
| (c) | Citizenship:
Jerome G. Pfund is a Swiss citizen
Sectoral Asset Management Inc. is a Canadian corporation | |
| (d) | Title of class of securities:
Class A Common Stock | |
| (e) | CUSIP No.:
21217B100 | |
| Item 3. | If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | |
| (a) | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
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| (b) | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
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| (c) | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
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| (d) | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
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| (e) | An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
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| (f) | An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
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| (g) | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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| (h) | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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| (i) | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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| (j) | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J),
please specify the type of institution: | |
| (k) | Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
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| Item 4. | Ownership | |
| (a) | Amount beneficially owned:
Jerome G. Pfund: 950,786 shares
Sectoral Asset Management Inc.: 800,787 shares | |
| (b) | Percent of class:
Jerome G. Pfund: 4.99 %
Sectoral Asset Management Inc.: 4.2 | |
| (c) | Number of shares as to which the person has:
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| (i) Sole power to vote or to direct the vote:
Jerome G. Pfund: 950,786shares
Sectoral Asset Management Inc.: 800,787 shares
Jerome G. Pfund in his capacity as the sole control person of Sectoral Asset Management Inc. and Sectoral Asset Management Limited has the sole right to vote the number of shares of Class A Common Stock of the Issuer set forth in this filing. Sectoral Asset Management Inc. has been included as a separate Reporting Person solely for administrative purposes to facilitate the filing process. | ||
| (ii) Shared power to vote or to direct the vote:
Not applicable | ||
| (iii) Sole power to dispose or to direct the disposition of:
Jerome G. Pfund: 950,786 shares
Sectoral Asset Management Inc.: 800,787 shares
Jerome G. Pfund in his capacity as the sole control person of Sectoral Asset Management Inc. and Sectoral Asset Management Limited has the sole right to dispose of the number of shares of Class A Common Stock of the Issuer set forth in this filing. Sectoral Asset Management Inc. has been included as a separate Reporting Person solely for administrative purposes to facilitate the filing process. | ||
| (iv) Shared power to dispose or to direct the disposition of:
Not applicable | ||
| Item 5. | Ownership of 5 Percent or Less of a Class. | |
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Ownership of 5 percent or less of a class
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| Item 6. | Ownership of more than 5 Percent on Behalf of Another Person. | |
If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than 5 percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required.
Various persons, as investment advisory clients of Sectoral Asset Management Inc. and Sectoral Asset Management Limited, have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Class A Common Stock of the Issuer. However, no one such person's interest in the Class A Common Stock of the Issuer is more than five percent of the total outstanding common stock of the Issuer. | ||
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. | |
Not Applicable
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| Item 8. | Identification and Classification of Members of the Group. | |
Not Applicable
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| Item 9. | Notice of Dissolution of Group. | |
Not Applicable
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| Item 10. | Certifications: |
Not Applicable
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| SIGNATURE | |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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