Amendment: SEC Form SCHEDULE 13G/A filed by Graphex Group Limited
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 |
SCHEDULE 13G
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UNDER THE SECURITIES EXCHANGE ACT OF 1934
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(Amendment No. 2)
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Graphex Group Ltd (Name of Issuer) |
American Depositary Shares, each representing 20 ordinary shares at par value of HK $0.01 (Title of Class of Securities) |
38867H104 (CUSIP Number) |
12/31/2024 (Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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SCHEDULE 13G
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CUSIP No. | 38867H104 |
1 | Names of Reporting Persons
Boothbay Fund Management, LLC | ||||||||
2 | Check the appropriate box if a member of a Group (see instructions)
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3 | Sec Use Only | ||||||||
4 | Citizenship or Place of Organization
DELAWARE
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Number of Shares Beneficially Owned by Each Reporting Person With: |
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9 | Aggregate Amount Beneficially Owned by Each Reporting Person
2,085,945.00 | ||||||||
10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
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11 | Percent of class represented by amount in row (9)
3.6 % | ||||||||
12 | Type of Reporting Person (See Instructions)
IA, OO |
SCHEDULE 13G
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CUSIP No. | 38867H104 |
1 | Names of Reporting Persons
Boothbay Absolute Return Strategies, LP | ||||||||
2 | Check the appropriate box if a member of a Group (see instructions)
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3 | Sec Use Only | ||||||||
4 | Citizenship or Place of Organization
DELAWARE
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Number of Shares Beneficially Owned by Each Reporting Person With: |
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9 | Aggregate Amount Beneficially Owned by Each Reporting Person
2,085,945.00 | ||||||||
10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
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11 | Percent of class represented by amount in row (9)
3.6 % | ||||||||
12 | Type of Reporting Person (See Instructions)
PN |
SCHEDULE 13G
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CUSIP No. | 38867H104 |
1 | Names of Reporting Persons
Ari Glass | ||||||||
2 | Check the appropriate box if a member of a Group (see instructions)
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3 | Sec Use Only | ||||||||
4 | Citizenship or Place of Organization
UNITED STATES
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Number of Shares Beneficially Owned by Each Reporting Person With: |
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9 | Aggregate Amount Beneficially Owned by Each Reporting Person
2,085,945.00 | ||||||||
10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
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11 | Percent of class represented by amount in row (9)
3.6 % | ||||||||
12 | Type of Reporting Person (See Instructions)
HC, IN |
SCHEDULE 13G
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Item 1. | ||
(a) | Name of issuer:
Graphex Group Ltd | |
(b) | Address of issuer's principal executive offices:
11/F COFCO Tower 262 Gloucester Road Causeway Bay Hong Kong | |
Item 2. | ||
(a) | Name of person filing:
Boothbay Fund Management, LLC*
Boothbay Absolute Return Strategies, LP*
Ari Glass* | |
(b) | Address or principal business office or, if none, residence:
140 East 45th Street, 16th Floor
New York, NY 10017 | |
(c) | Citizenship:
Boothbay Fund Management, LLC - Delaware
Boothbay Absolute Return Strategies, LP - Delaware
Ari Glass - United States | |
(d) | Title of class of securities:
American Depositary Shares, each representing 20 ordinary shares at par value of HK $0.01 | |
(e) | CUSIP No.:
38867H104 | |
Item 3. | If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | |
(a) | ![]() | |
(b) | ![]() | |
(c) | ![]() | |
(d) | ![]() | |
(e) | ![]() | |
(f) | ![]() | |
(g) | ![]() | |
(h) | ![]() | |
(i) | ![]() | |
(j) | ![]() please specify the type of institution: | |
(k) | ![]() | |
Item 4. | Ownership | |
(a) | Amount beneficially owned:
Boothbay Fund Management, LLC - 2,085,945*
Boothbay Absolute Return Strategies, LP - 2,085,945*
Ari Glass - 2,085,945*
*Each American Depositary Shares (the "Shares") of Graphex Group Ltd. reported herein are held by one or more private funds (the "Funds"), which are managed by Boothbay Fund Management, LLC, a Delaware limited liability company (the "Adviser"). Ari Glass is the Managing Member of the Adviser. The Adviser has delegated to certain subadvisors (collectively, "Subadvisors") the authority to act on behalf of the Funds, including the sole authority to vote and direct the disposition of certain Shares held by the Funds, and such Shares may be reported in regulatory filings made by such Subadvisors.
However, this report is being made to the extent that, for the purposes of Reg. Section 240.13d-3, the reporting persons herein are deemed to beneficially own the Shares reported herein. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g) or 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Adviser, the Funds, Ari Glass or any other person has beneficial ownership of any securities reported herein and, notwithstanding the inclusion of any security in this report, the Adviser, the Funds, and Ari Glass expressly disclaim beneficial ownership of any security reported herein, except to the extent of the Adviser's, the Funds', or Ari Glass's pecuniary interest therein (if any), with respect to the Shares which the Adviser has delegated sole investment and voting discretion to a Subadvisor and does not presently have the right to terminate such delegation within sixty days. | |
(b) | Percent of class:
Boothbay Fund Management, LLC - 3.6%*
Boothbay Absolute Return Strategies, LP - 3.6%*
Ari Glass - 3.6%* | |
(c) | Number of shares as to which the person has:
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(i) Sole power to vote or to direct the vote:
Boothbay Fund Management, LLC - 0
Boothbay Absolute Return Strategies, LP - 0
Ari Glass - 0 | ||
(ii) Shared power to vote or to direct the vote:
Boothbay Fund Management, LLC - 2,085,945*
Boothbay Absolute Return Strategies, LP - 2,085,945*
Ari Glass - 2,085,945* | ||
(iii) Sole power to dispose or to direct the disposition of:
Boothbay Fund Management, LLC - 0
Boothbay Absolute Return Strategies, LP - 0
Ari Glass - 0 | ||
(iv) Shared power to dispose or to direct the disposition of:
Boothbay Fund Management, LLC - 2,085,945*
Boothbay Absolute Return Strategies, LP - 2,085,945*
Ari Glass - 2,085,945* | ||
Item 5. | Ownership of 5 Percent or Less of a Class. | |
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Item 6. | Ownership of more than 5 Percent on Behalf of Another Person. | |
Not Applicable
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Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. | |
Not Applicable
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Item 8. | Identification and Classification of Members of the Group. | |
Not Applicable
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Item 9. | Notice of Dissolution of Group. | |
Not Applicable
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Item 10. | Certifications: |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ?? 240.14a-11. |
SIGNATURE | |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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