Amendment: Ultralife Corporation filed SEC Form 8-K: Financial Statements and Exhibits

Form 8-K/A date of report 10-31-24 true 0000875657 0000875657 2024-10-31 2024-10-31

 

 

 

 

 

 

 

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

 

 

 

 

 

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2). Emerging Growth Company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

This Form 8-K/A (this “Amendment”) amends the Current Report on Form 8-K of Ultralife Corporation (the “Company”) as filed with the Securities and Exchange Commission on November 6, 2024 (the “Original Form 8-K”) that reported the Company’s acquisition of Electrochem Solutions, Inc., a Massachusetts corporation (“Electrochem”) on October 31, 2024.  The Company did not file audited historical financial statements of Electrochem and unaudited pro forma financial information when the Original Form 8-K was filed under the authority granted by Item 9.01 of Form 8-K.

 

This Amendment is being filed solely to amend and supplement the Original Form 8-K to include the audited historical financial statements of Electrochem and unaudited pro forma financial information in accordance with the requirements of Item 9.01 of Form 8-K.  This Amendment affects no other changes to the Original Form 8-K.  The financial statements and unaudited pro forma financial information filed herewith should be read in conjunction with the Original Form 8-K.

 

 

(a) Financial Statements of Business Acquired

 

 

 

(b) Pro Forma Financial Information

 

Unaudited pro forma combined financial information as of September 30, 2024 and for the nine-month period then ended, and for the year ended December 31, 2023, and notes thereto, is attached hereto as Exhibit 99.4 and incorporated herein by reference.

 

(d) Exhibits

 

*Filed as Exhibit 10.1 to the Form 8-K filed October 3, 2024

**Filed as an Exhibit to the Form 8-K filed November 6, 2024

***Filed herewith

 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.