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    Ameriprise Financial Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits

    5/2/25 4:10:25 PM ET
    $AMP
    Investment Managers
    Finance
    Get the next $AMP alert in real time by email
    false 0000820027 AMERIPRISE FINANCIAL INC 0000820027 2025-04-30 2025-04-30 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

     

    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION

    Washington, DC 20549

     

    FORM 8-K

     

    CURRENT REPORT

    Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

     

    Date of Report (Date of earliest event reported): April 30, 2025

     

    AMERIPRISE FINANCIAL, INC.
    (Exact name of registrant as specified in its charter)
     
    Delaware   001-32525   13-3180631
    (State or other jurisdiction
    of incorporation)
      (Commission
    File Number)
      (IRS Employer
    Identification No.)

     

    1099 Ameriprise Financial Center

    Minneapolis, Minnesota

      55474
    (Address of principal executive offices)   (Zip Code)

     

    Registrant’s telephone number, including area code: (612) 671-3131

     

    Former name or former address, if changed since last report: Not Applicable

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

     

    ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

     

    ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

     

    ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

     

    ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

     

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of each class   Trading
    Symbol
      Name of each exchange on which registered
    Common Stock (par value $.01 per share)   AMP   New York Stock Exchange

     

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

     

    Emerging growth company ¨

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

     

     

     

     

    Item 5.07Submission of Matters to a Vote of Security Holders.

     

    The 2025 annual meeting of the shareholders of the Company was held on April 30, 2025. At the meeting, the holders of 84,202,852 shares of common stock, which represents approximately 87.88 percent of the 95,813,956 outstanding shares entitled to vote as of the March 3, 2025, record date, were represented in person or by proxy. Detailed voting results are set forth below.

     

    Item 1 – Election of the Eight Director Nominees Named Below. The shareholders elected each director nominee for a term of one year to expire at the 2026 annual meeting of shareholders or until their successors are elected and qualified. The voting results were as follows:

     

    Name   Votes For   Votes Against   Abstentions   Broker Non-Votes  
    James M. Cracchiolo     71,356,536     7,008,183     307,775     5,530,358  
    Dianne Neal Blixt     73,632,636     4,957,944     81,914     5,530,358  
    Glynis A. Bryan     78,433,208     157,274     82,012     5,530,358  
    Amy DiGeso     73,574,586     5,018,487     79,421     5,530,358  
    Robert F. Sharpe, Jr.     73,760,103     4,830,321     82,070     5,530,358  
    Brian T. Shea     77,394,970     1,193,328     84,196     5,530,358  
    W. Edward Walter III     78,023,887     559,775     88,832     5,530,358  
    Christopher J. Williams     76,934,238     1,607,836     130,420     5,530,358  

     

     

    Item 2 – Nonbinding Advisory Vote to Approve the Compensation of Named Executive Officers. The shareholders approved, on an advisory basis, the compensation of the named executive officers.

     

    Votes For   Votes Against   Abstentions   Broker Non-Votes  
      69,497,675     8,956,663     218,156     5,530,358  

     

    Item 3 – Ratification of Audit and Risk Committee’s Appointment of the Company’s Independent Registered Public Accounting Firm for 2025. The shareholders ratified the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2025.

     

    Votes For   Votes Against   Abstentions  
      81,737,431     2,401,817     63,604  
                     

     

    Item 9.01Financial Statements and Exhibits.

     

    (d) Exhibits.

     

    Exhibit No.   Description
         
    Exhibit 104   Cover page is formatted in iXBRL (Inline eXtensible Business Reporting Language)

     

     

     

     

    SIGNATURES

     

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

     

      AMERIPRISE FINANCIAL, INC.
    (Registrant)
       
       
    Date: May 2, 2025 By: /s/ Wendy B. Mahling
      Name: Wendy B. Mahling
      Senior Vice President, Corporate Secretary & Securities and
      Title: Corporate Law

     

     

     

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