Anavex Life Sciences Corp. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders
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Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 18, 2024, Anavex Life Sciences Corp. (the “Company”) held its Annual Meeting of Stockholders (the “Annual Meeting”). A total of 56,307,974 shares of the Company’s Common Stock were present or represented by proxy at the Annual Meeting, representing approximately sixty-seven percent (67%) of the outstanding Common Stock as of April 26, 2024, the record date for the Annual Meeting.
At the Annual Meeting, four (4) proposals were submitted for a vote of the Company’s stockholders and the related results are as follows:
Proposal No. 1: The election of Christopher Missling, PhD, Jiong Ma, PhD, Claus van der Velden, PhD, Athanasios Skarpelos, Steffen Thomas, PhD and Peter Donhauser, D.O. for terms until the next succeeding annual meeting of stockholders or until such directors’ successor shall have been duly elected and qualified. The stockholders holding a majority of the Common Stock having voting power present in person or represented by proxy elected the six (6) directors by the following votes:
| Name | For | Withheld | Broker Non-Votes | |||||||||
| Christopher Missling, PhD | 30,256,642 | 3,637,351 | 22,413,981 | |||||||||
| Jiong Ma, PhD | 31,613,668 | 2,280,325 | 22,413,981 | |||||||||
| Claus van der Velden, PhD | 27,960,597 | 5,933,396 | 22,413,981 | |||||||||
| Athanasios Skarpelos | 31,049,785 | 2,844,208 | 22,413,981 | |||||||||
| Steffen Thomas, PhD | 31,421,534 | 2,472,459 | 22,413,981 | |||||||||
| Peter Donhauser, D.O. | 31,243,258 | 2,650,735 | 22,413,981 | |||||||||
Proposal No. 2: The stockholders holding a majority of the Common Stock having voting power present in person or represented by proxy ratified Grant Thornton LLP as the Company’s independent registered accounting firm by the following votes:
| For | Against | Abstain | ||||||||
| 54,408,426 | 1,275,036 | 624,512 | ||||||||
Proposal No. 3: The approval of a non-binding advisory resolution approving the compensation of the Company’s named executive officers, as described in the Company’s proxy statement. The stockholders approved the non-binding advisory resolution on executive compensation by the following votes:
| For | Against | Abstain | Broker Non-Votes | |||||||||||
| 28,406,111 | 4,728,255 | 759,625 | 22,413,983 | |||||||||||
Proposal No. 4: Stockholder proposal regarding shareholder opportunity to vote on excessive golden parachutes. The stockholders did not approve the shareholder proposal by the following votes:
| For | Against | Abstain | Broker Non-Votes | |||||||||||
| 13,199,210 | 18,454,499 | 2,240,280 | 22,413,985 | |||||||||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| ANAVEX LIFE SCIENCES CORP. | |
| /s/ Christopher Missling | |
| Name: Christopher Missling, PhD | |
| Title: Chief Executive Officer | |
| Date: June 21, 2024 |