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    Angion Biomedica Corp. filed SEC Form 8-K: Other Events, Financial Statements and Exhibits

    1/16/24 7:59:58 AM ET
    $ANGN
    Biotechnology: Pharmaceutical Preparations
    Health Care
    Get the next $ANGN alert in real time by email
    angn-20240116
    0001601485false00016014852023-08-102023-08-10


    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549
    FORM 8-K
    CURRENT REPORT
    Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
    Date of Report (date of earliest event reported): January 16, 2024
    Elicio Therapeutics, Inc.
    (Exact name of registrant as specified in its charter)
    Delaware
    001-39990
    11-3430072
    (State or other jurisdiction of incorporation or organization)
    (Commission File Number)
    (IRS Employer Identification No.)
    451 D Street, 5th Floor
    Boston, Massachusetts 02210
    (Address of principal executive offices, including zip code )
    (857) 209-0050
    Registrant's telephone number, including area code
    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

    ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

    ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

    ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

    ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

    Securities registered pursuant to Section 12(b) of the Act:
    (Title of each class)(Trading Symbol)(Name of exchange on which registered)
    Common Stock, $0.01 par value per shareELTXThe Nasdaq Global Select Market
    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
    Emerging growth company ☒
    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o



    Item 8.01 Other Events.

    At-the-Market Equity Offering Program Update

    On May 16, 2022, Elicio Therapeutics, Inc. (the “Company”) entered into an At-The-Market Equity Offering Sales Agreement (the “Agreement”) with Stifel, Nicolaus & Company, Incorporated (“Stifel”) and Virtu Americas LLC (“Virtu” and together with Stifel, the “Agents”) as sales agents and/or principal, pursuant to which the Company may issue and sell shares of its common stock having an aggregate offering price of up to $21.0 million from time to time through the Agents on terms set forth in the Agreement. Since the quarter ended September 30, 2023, the Company has issued and sold 584,170 shares of its common stock under the “at-the-market” equity offering program for net sale proceeds of approximately $4.89 million, after deducting sales commissions.


    Item 9.01. Financial Statements and Exhibits.

    (d) Exhibits.

    Exhibit
    Number
    Exhibit
    Description
    104Cover Page Interactive Data File (embedded within the Inline XBRL document)
    SIGNATURES
    Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
    Elicio Therapeutics, Inc.
    By:/s/ ROBERT CONNELLY
    Date: January 16, 2024
    Robert Connelly
    President and Chief Executive Officer
    (Principal Executive Officer)

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