Apple Inc. filed SEC Form 8-K: Regulation FD Disclosure, Financial Statements and Exhibits
$AAPL
Computer Manufacturing
Technology
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
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Identification No.) |
(Address of principal executive offices) (Zip Code)
(408 ) 996-1010
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(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading
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Name of each exchange on which registered
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Indicate by check mark whether the Registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the Registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
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Item 7.01
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Regulation FD Disclosure.
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On April 23, 2024, the U.S. District Court for the Northern District of California (the “District Court”) issued an order granting preliminary approval of the proposed settlement of
the consolidated derivative lawsuits captioned In re Apple Inc. Stockholder Derivative Litigation, Case No. 4:19-cv-05153-YGR (N.D. Cal.) and In re Apple Inc. Stockholder Derivative Litigation, Lead Case No. 19CV355213 (Cal. Super. Ct., Santa Clara County), and other potential related derivative claims.
As required by the District Court’s order, copies of (i) the Notice of Pendency and Proposed Settlement of Shareholder Derivative Actions, and (ii) the Amended Stipulation and
Agreement of Compromise, Settlement, and Release (and the exhibits attached thereto) are attached hereto as Exhibits 99.1 and 99.2, respectively. The information contained in this Current Report, including Exhibits 99.1 and 99.2, shall not be
deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be
expressly set forth by specific reference in such a filing.
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Item 9.01
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Financial Statements and Exhibits.
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(d) Exhibits.
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Exhibit
Number
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Exhibit Description
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99.1
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99.2
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104
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Inline XBRL for the cover page of this Current Report on Form 8-K.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly
authorized.
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Date:
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May 3, 2024
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Apple Inc.
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By:
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/s/ Katherine Adams
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Katherine Adams
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Senior Vice President,
General Counsel and Secretary
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