Aptose Biosciences Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders
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Item 5.07. Submission of Matters to a Vote of Security Holders.
On September 5, 2024, Aptose Biosciences Inc., or the “Corporation,” held a Special Meeting of Shareholders. At the meeting, shareholders voted in favor of all items of business, as indicated below:
Proposal No. 1-Authorization Of The Issuance Of Warrant Shares Underlying Certain Warrants
The Corporation’s shareholders voted to authorize, for purposes of complying with Nasdaq Listing Rule 5635(d), the issuance of Warrant Shares in an amount equal to or in excess of 20% of the Shares outstanding immediately prior the issuance of such warrants issued pursuant to that certain securities purchase agreement dated as of May 30, 2024 by and among the Corporation and certain institutional and accredited investors in connection with the Corporation’s registered direct offering and private placement which closed on June 3, 2024.
| Votes For | % Votes For | Vote Against | % Votes Against | Abstain | Broker Non- Votes |
| 5,769,105 | 95.32% | 267,013 | 4.41% | 16,342 | 0 |
Proposal No. 2-Meeting Adjournment
The Corporation’s shareholders voted to approve a resolution permitting the adjournment of the meeting, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes to approve Proposal No. 1.
| Votes For | % Votes For | Vote Against | % Votes Against | Abstain | Broker Non- Votes |
| 5,873,779 | 97.05% | 138,958 | 2.30% | 39,722 | 1 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Aptose Biosciences Inc. | ||
| Date: September 6, 2024 | By: | /s/ William G. Rice, Ph.D. |
| William G. Rice, Ph.D. | ||
| Chairman, President, and Chief Executive Officer | ||