Arrowhead Pharmaceuticals Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits
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Biotechnology: Pharmaceutical Preparations
Health Care
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
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(626 ) 304-3400
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Item 5.07 Submission of Matters to a Vote of Security Holders
The following proposals were submitted to the stockholders of Arrowhead Pharmaceuticals, Inc. (the “Company”) at the 2024 Annual Meeting of Stockholders held on March 14, 2024:
•To elect seven directors to serve as members of the Company’s Board of Directors until the next Annual Meeting or until their successors are elected;
•To approve, on an advisory (non-binding) basis, of the compensation of the Company’s named executive officers; and
•To ratify the selection of KPMG LLP as independent auditors of the Company for the fiscal year ended September 30, 2024.
As of January 19, 2024, the record date for the Annual Meeting, the Company had 123,838,165 shares of its common stock outstanding and entitled to vote. At the Annual Meeting 106,986,420 shares were present in person or represented by proxy and entitled to vote. Based on the votes cast in person and by proxy, each proposal passed, including the election of each director. The number of votes cast for and against and the number of abstentions and broker non-votes with respect to each matter voted upon are set forth below:
Election of Directors
| NAME | FOR | AGAINST | ABSTAIN | NON VOTES | ||||||||||
| Douglass Given | 76,397,567 | 10,968,346 | 303,938 | 19,316,569 | ||||||||||
| Michael S. Perry | 82,446,900 | 4,911,855 | 311,096 | 19,316,569 | ||||||||||
| Christopher Anzalone | 84,313,696 | 2,976,660 | 379,495 | 19,316,569 | ||||||||||
| Mauro Ferrari | 81,342,884 | 6,020,799 | 306,168 | 19,316,569 | ||||||||||
| Adeoye Olukoton | 83,526,809 | 3,815,731 | 327,311 | 19,316,569 | ||||||||||
| William Waddill | 83,279,633 | 4,079,251 | 310,967 | 19,316,569 | ||||||||||
| Victoria Vakiener | 83,354,988 | 3,975,617 | 339,246 | 19,316,569 | ||||||||||
Advisory Vote to Approve Executive Compensation
82,576,047 FOR 4,950,419 AGAINST 143,385 ABSTAIN 19,316,569 NON VOTES
Ratification of KPMG as Independent Auditors of the Company
104,057,945 FOR 2,562,563 AGAINST 365,912 ABSTAIN 0 NON VOTES
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
| Exhibit No. | Description | |||||||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | |||||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Date: March 19, 2024
| ARROWHEAD PHARMACEUTICALS, INC. | ||||||||
| By: | /s/ Kenneth Myszkowski | |||||||
| Kenneth Myszkowski | ||||||||
| Chief Financial Officer | ||||||||