Auddia Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event
Reported): January 3, 2025 (
(Exact name of registrant as specified in its charter)
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
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| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
On December 30, 2024, the Company held its 2024 Annual Meeting of Stockholders.
The matters voted upon at the Annual Meeting and the results of such voting are set forth below.
Proposal 1 — Election of five directors to serve a term ending at the 2025 annual meeting, in each case until their respective successors are duly elected and qualified.
| Nominee | Votes For | Withheld | Broker Non-Votes | |||
| Jeffrey Thramann | 272,638 | 162,996 | 2,136,960 | |||
| Michael Lawless | 274,838 | 160,796 | 2,136,960 | |||
| Stephen Deitsch | 254,409 | 181,225 | 2,136,960 | |||
| Timothy Hanlon | 264,096 | 171,538 | 2,136,960 | |||
| Thomas Birch | 254,413 | 181,221 | 2,136,960 |
All five director nominees were duly elected.
Proposal 2 — Ratification of appointment of independent registered accounting firm – Haynie & Company
| Votes For | Votes Against | Abstain | Broker Non-Votes | |||||||||||
| 2,089,920 | 316,432 | 166,240 | 0 | |||||||||||
Proposal 2 was approved.
Proposal No. 3 — To grant the board of directors discretionary authority regarding a proposed reverse stock split.
| Votes For | Votes Against | Abstain | Broker Non-Votes | |||||||||||
| 1,583,844 | 827,856 | 160,894 | 0 | |||||||||||
Proposal 3 was approved.
Proposal 4 – Approval of the issuance of shares pursuant to the Company’s equity line
| Votes For | Votes Against | Abstain | Broker Non-Votes | |||||||||||
| 201,426 | 99,905 | 134,303 | 2,136,960 | |||||||||||
Proposal 4 was approved.
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Proposal 5 – Approval of the issuance of shares pursuant to the Company’s Series B convertible preferred stock and related common stock warrants
| Votes For | Votes Against | Abstain | Broker Non-Votes | |||||||||||
| 203,135 | 86,315 | 146,184 | 2,136,960 | |||||||||||
Proposal 5 was approved.
Proposal 6 – Approval of the issuance of shares in connection with the retirement and conversion of the Company’s previously outstanding secured bridge notes
| Votes For | Votes Against | Abstain | Broker Non-Votes | |||||||||||
| 205,046 | 84,562 | 146,026 | 2,136,960 | |||||||||||
Proposal 6 was approved.
Proposal 7 – Approval of an amendment to our 2020 equity incentive plan
| Votes For | Votes Against | Abstain | Broker Non-Votes | |||||||||||
| 199,552 | 106,774 | 129,308 | 2,136,960 | |||||||||||
Proposal 7 was approved.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| AUDDIA INC. | ||
January 3, 2025 |
By: | /s/ John Mahoney |
| Name: John Mahoney | ||
| Title: Chief Financial Officer | ||
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