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    AXT Inc filed SEC Form 8-K: Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits

    1/9/26 8:00:32 AM ET
    $AXTI
    Semiconductors
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    Get the next $AXTI alert in real time by email
    false 0001051627 0001051627 2026-01-08 2026-01-08 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

     

     

    FORM 8-K

     

    CURRENT REPORT

     

    Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

     

    Date of Report (Date of earliest event reported): January 8, 2026

     

    AXT, INC.

    (Exact name of registrant as specified in its charter)

     

     

     

    Delaware   000-24085   94-3031310
    (State or other jurisdiction of
    incorporation)
      (Commission File Number)   (IRS Employer
    Identification No.)

     

     

     

    4281 Technology Drive

    Fremont, California 94538

    (Address of principal executive offices) (Zip Code)

     

    Registrant’s telephone number, including area code: (510) 438-4700

     

    Not Applicable

    (Former name or former address, if changed since last report)

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

     

    ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

     

    ☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

     

    ☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

     

    ☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

     

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

     

    Emerging growth company ☐

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of each class:   Trading Symbol   Name of each exchange on which registered:
    Common Stock, $0.001 par value   AXTI   The NASDAQ Stock Market LLC

     

     

     

     

     

     

    Item 2.02 Results of Operations and Financial Condition.

     

    On January 8, 2026, AXT, Inc. (the “Company”) issued a press release updating revenue expectations for the fourth quarter of 2025 and announcing its earnings release date. The press release includes a certain unaudited financial result for the fourth quarter ended December 31, 2025. A copy of the Company’s press release is attached hereto as Exhibit 99.1 and incorporated herein by reference.

     

    Item 7.01. Regulation FD Disclosure.

     

    The information in Item 2.02 of this report is incorporated by reference into this Item 7.01.

     

    The information in this report, including Exhibit 99.1, hereto discussing the Company’s results of operations and financial condition for the fourth quarter of 2025 is being “furnished” in accordance with General Instruction B.2 of Form 8-K and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, or Sections 11 and 12(a)(2) of the Securities Act of 1933, as amended. The information contained in this report and in Exhibit 99.1 is being furnished and shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), nor will it be incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing.

     

    Item 9.01. Financial Statements and Exhibits.

     

    (d) Exhibits.

      

    Exhibit No.   Description
    99.1   Press release dated January 8, 2026.
    104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

     

    1

     

     

    SIGNATURES

     

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

      AXT, INC.
         
    Date: January 9, 2026 By: /s/ Gary L. Fischer 
        Gary L. Fischer
        Chief Financial Officer and Corporate Secretary

     

    2

     

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