• Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
Quantisnow Logo
  • Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
PublishDashboard
    Quantisnow Logo

    © 2025 quantisnow.com
    Democratizing insights since 2022

    Services
    Live news feedsRSS FeedsAlertsPublish with Us
    Company
    AboutQuantisnow PlusContactJobsAI employees
    Legal
    Terms of usePrivacy policyCookie policy

    B. Riley Securities Expands Fixed Income Division with Two Key Managing Director Hires, Ji Pak and Mary Jo Collins

    4/26/22 8:05:00 AM ET
    $RILY
    Investment Managers
    Finance
    Get the next $RILY alert in real time by email

    LOS ANGELES, April 26, 2022 /PRNewswire/ -- B. Riley Securities, a leading full-service investment bank and subsidiary of B. Riley Financial (NASDAQ:RILY) ("B. Riley"), today announced the appointments of Ji Pak and Mary Jo Collins to the fixed income division. Ji Pak will join as Managing Director, Financials, while Mary Jo Collins will join as Managing Director.

    RILY) logo (PRNewsfoto/B. Riley Financial)" alt="B. Riley Financial, Inc. (NASDAQ:RILY) logo (PRNewsfoto/B. Riley Financial)">

    Bryant Riley, Chairman and Co-Chief Executive Officer of B. Riley Financial, commented: "We are continuing to build and expand our fixed income division in a deliberate, strategic and exciting manner. Both Ji and Mary Jo are great additions to the team that will play key roles in continuing to position the firm as an elite entity throughout the industry, and more importantly, a significant asset to B. Riley's clients."

    Ji Pak brings nearly 15 years of trading experience and a successful track record of building out and enhancing Hybrid/Preferred trading platforms for leading firms. He will play a key role at B. Riley, as the acting head of trading and salesperson to premier clients in the space. Prior to B. Riley, Ji was Head of Hybrid/Preferred Trading at Cantor Fitzgerald, a position he held previously with JPMorgan, Jefferies, RBC, MUFG and Seaport. Ji attended West Virginia University and received his degree from George Washington University, with a major in Finance.

    "B Riley's leading role in $25 par baby bond origination is the perfect fit to be a top player in the Hybrid/Preferred market. I'm excited to develop this business and for the buildout," said Mr. Pak.

    Mary Jo Collins began her career at Merrill Lynch where her roles included Senior Institutional Trader in Preferred Stocks, Fixed Income Trading Manager for the firm's Retail Trading Group, and held a senior role leading product sales, service, execution and supply management activities for the firm's Municipal Bond business. After Merrill Lynch, she moved to fixed income sales at Deutsche Bank, Sandler O'Neill, Royal Bank of Canada, and most recently, Imperial Capital, with a focus on both preferred stocks and hybrid securities, as well as investment grade corporate bonds. Mary Jo holds a BS degree from Douglas College, Rutgers University and a MA from Teachers College, Columbia University. She is an Independent Trustee for Direxion Funds and a Trustee for the Village of Flower Hill on Long Island.

    "B. Riley's leadership in the financial services industry is further solidified by the addition of a suite of fixed income product offerings under the experienced guidance of Tim Sullivan. It's very exciting to be part of that dynamic growth," said Ms. Collins.

    B. Riley has strategically expanded its fixed income division to continue its growth nationwide, specifically with the appointment of Tim Sullivan. Tim was previously announced as the Head of Fixed Income and officially started in his new role on February 1.

    B. Riley offers an extensive suite of primary and secondary market solutions, including a market-leading senior notes offering franchise and specialization in corporate debt, preferred stock offerings, term loans and private placements. The firm's fixed income sales and trading professionals provide issuers with high-quality distribution through its network of over 1,000 institutional investors.

    For more information about B. Riley Securities' fixed income opportunities and capabilities, contact [email protected] or visit www.brileysecurities.com.

    About B. Riley Securities

    B. Riley Securities provides a full suite of investment banking, corporate finance, advisory, research, and sales and trading services. Investment banking services include initial, secondary and follow-on offerings, institutional private placements, merger and acquisition (M&A) advisory, SPACs, corporate restructuring and recapitalization. B. Riley is nationally recognized and highly ranked for its proprietary small-cap equity research. The firm is a wholly owned subsidiary of B. Riley Financial.

    B. Riley Financial provides collaborative solutions tailored to fit the capital raising and business advisory needs of its clients and partners. B. Riley operates through several subsidiaries that offer a diverse range of complementary end-to-end capabilities spanning investment banking and institutional brokerage, private wealth and investment management, financial consulting, corporate restructuring, operations management, risk and compliance, due diligence, forensic accounting, litigation support, appraisal and valuation, auction and liquidation services. For more information, please visit www.brileyfin.com.

    Contacts

    Investors

    Mike Frank

    [email protected]

    (212) 409-2424

    Media

    Andrew Jennings

    [email protected]

     

    Cision View original content to download multimedia:https://www.prnewswire.com/news-releases/b-riley-securities-expands-fixed-income-division-with-two-key-managing-director-hires-ji-pak-and-mary-jo-collins-301532403.html

    SOURCE B. Riley Financial

    Get the next $RILY alert in real time by email

    Chat with this insight

    Save time and jump to the most important pieces.

    Recent Analyst Ratings for
    $RILY

    DatePrice TargetRatingAnalyst
    More analyst ratings

    $RILY
    Large Ownership Changes

    This live feed shows all institutional transactions in real time.

    See more
    • Amendment: SEC Form SC 13D/A filed by B. Riley Financial Inc.

      SC 13D/A - B. Riley Financial, Inc. (0001464790) (Filed by)

      11/14/24 5:30:03 PM ET
      $RILY
      Investment Managers
      Finance
    • Amendment: SEC Form SC 13D/A filed by B. Riley Financial Inc.

      SC 13D/A - B. Riley Financial, Inc. (0001464790) (Subject)

      10/30/24 5:10:03 PM ET
      $RILY
      Investment Managers
      Finance
    • Amendment: SEC Form SC 13D/A filed by B. Riley Financial Inc.

      SC 13D/A - B. Riley Financial, Inc. (0001464790) (Filed by)

      10/1/24 9:30:01 PM ET
      $RILY
      Investment Managers
      Finance

    $RILY
    Financials

    Live finance-specific insights

    See more
    • B. Riley Financial Releases Preliminary Estimates of Unaudited Fourth Quarter 2024 Financial Results

      Net Income Available to Common Shareholders Expected to be in Range of $48 million to $68 million, or $1.57 to $2.22 Per Diluted Net Income per Common Share LOS ANGELES, March 3, 2025 /PRNewswire/ -- B. Riley Financial, Inc. (NASDAQ:RILY) ("B. Riley" or the "Company"), a diversified financial services company, today released preliminary estimates of financial results for the three-month period ending December 31, 2024. The estimated financial results provide a range that are unaudited and subject to completion of the ongoing audit of the Company's annual financial statements. Bryant Riley, Chairman and Co-Chief Executive Officer of B. Riley Financial, commented: "This quarter reflects a dem

      3/3/25 4:05:00 PM ET
      $RILY
      Investment Managers
      Finance
    • B. Riley Financial Announces $160 Million Debt Financing Provided by Oaktree

      Retires Nomura Senior Secured Credit Facility Makes Strategic Investment and Loan in Joint Venture Overseeing JOANN's Liquidation LOS ANGELES, Feb. 27, 2025 /PRNewswire/ -- B. Riley Financial, Inc. (NASDAQ:RILY) ("B. Riley" or the "Company"), a diversified financial services company, today announced that it has entered into a new $160 million senior secured debt facility ("Term Loan Facility") provided by funds managed by Oaktree Capital Management, L.P. ("Oaktree"). B. Riley used approximately $118 million to retire the outstanding debt under its Nomura Senior Secured Credit Agreement and the rest for working capital, including up to $35 million in respect of its portion of the loan and i

      2/27/25 7:00:00 AM ET
      $RILY
      Investment Managers
      Finance
    • B. Riley Financial to Report Preliminary Fourth Quarter 2024 Results and Host Update Call for Investors on Monday, March 3rd

      Expects to Regain Compliance with Nasdaq Listing Rule 5250(c)(1) Following Filing of 10-Q for Quarter Ended September 30, 2024 LOS ANGELES, Feb. 24, 2025 /PRNewswire/ -- B. Riley Financial, Inc. (NASDAQ:RILY) ("B. Riley" or the "Company"), a diversified financial services company, today announced it will release preliminary financial results for the fourth quarter ended December 31, 2024 after market close on Monday, March 3, 2025. B. Riley Financial will host a conference call followed by a question-and-answer session with analyst and investors at 4:30 p.m. ET (1:30 p.m. PT) on the same day. Investors may access the live audio webcast and archived recording at https://ir.brileyfin.com/even

      2/24/25 6:00:00 AM ET
      $RILY
      Investment Managers
      Finance

    $RILY
    SEC Filings

    See more

    $RILY
    Insider Purchases

    Insider purchases reveal critical bullish sentiment about the company from key stakeholders. See them live in this feed.

    See more
    • B. Riley Financial Inc. filed SEC Form 8-K: Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Unregistered Sales of Equity Securities, Regulation FD Disclosure, Financial Statements and Exhibits

      8-K - B. Riley Financial, Inc. (0001464790) (Filer)

      5/28/25 5:15:07 PM ET
      $RILY
      Investment Managers
      Finance
    • B. Riley Financial Inc. filed SEC Form 8-K: Unregistered Sales of Equity Securities, Leadership Update, Regulation FD Disclosure, Financial Statements and Exhibits

      8-K - B. Riley Financial, Inc. (0001464790) (Filer)

      5/22/25 5:15:07 PM ET
      $RILY
      Investment Managers
      Finance
    • SEC Form SCHEDULE 13G filed by B. Riley Financial Inc.

      SCHEDULE 13G - B. Riley Financial, Inc. (0001464790) (Subject)

      5/14/25 5:10:03 PM ET
      $RILY
      Investment Managers
      Finance
    • Kelleher Thomas J /Adv bought $404,392 worth of shares (20,000 units at $20.22) and gifted 4,986 shares (SEC Form 4)

      4 - B. Riley Financial, Inc. (0001464790) (Issuer)

      12/19/23 5:00:09 PM ET
      $RILY
      Investment Managers
      Finance
    • D Agostino Robert P bought $106,143 worth of shares (5,000 units at $21.23), increasing direct ownership by 3% to 160,570 units (SEC Form 4)

      4 - B. Riley Financial, Inc. (0001464790) (Issuer)

      11/17/23 11:34:16 AM ET
      $RILY
      Investment Managers
      Finance
    • Paulson Randall E bought $212,292 worth of shares (10,000 units at $21.23), increasing direct ownership by 3% to 318,979 units (SEC Form 4)

      4 - B. Riley Financial, Inc. (0001464790) (Issuer)

      11/17/23 11:33:35 AM ET
      $RILY
      Investment Managers
      Finance

    $RILY
    Leadership Updates

    Live Leadership Updates

    See more
    • B. Riley Financial Announces CFO Transition

      Scott Yessner to Assume Chief Financial Officer Role, Succeeding Phillip Ahn LOS ANGELES, May 19, 2025 /PRNewswire/ -- B. Riley Financial, Inc. (NASDAQ:RILY) ("B. Riley" or the "Company"), a diversified financial services company, today announced that Scott Yessner has been appointed Chief Financial Officer, effective June 3, 2025. Mr. Yessner, who has served as a strategic advisor for B. Riley Financial for the past two months, will succeed Phillip Ahn, who is departing to pursue another opportunity. Mr. Yessner brings to B. Riley significant experience and a proven track record as the Chief Financial Officer of public and private companies, with a particular focus on leading corporate tra

      5/19/25 7:00:00 AM ET
      $RILY
      Investment Managers
      Finance
    • B. Riley Securities Advances Capital Structure Advisory Efforts with New Senior Hire

      Brendon Philipps joins B. Riley Securities from Guggenheim to Lead the Firm's Capital Structure Advisory and Liability Management Efforts LOS ANGELES, Sept. 23, 2024 /PRNewswire/ -- B. Riley Securities, a leading middle market investment bank and subsidiary of B. Riley Financial (NASDAQ:RILY), today announced the addition of Brendon Philipps as a Managing Director where he will lead the firm's Capital Structure Advisory and Liability Management efforts. "We are excited to welcome Brendon and his expertise to our team," said Andy Moore, CEO of B. Riley Securities. "Companies across the middle market are looking for help navigating a complex capital environment where the pace of restructuring

      9/23/24 8:00:00 AM ET
      $RILY
      Investment Managers
      Finance
    • Palantir Technologies, Dell Technologies, and Erie Indemnity Set to Join S&P 500; Others to Join S&P MidCap 400 and S&P SmallCap 600

      NEW YORK, Sept. 6, 2024 /PRNewswire/ -- S&P Dow Jones Indices ("S&P DJI") will make the following changes to the S&P 500, S&P MidCap 400, and S&P SmallCap 600 indices effective prior to the open of trading on Monday, September 23, to coincide with the quarterly rebalance. The changes ensure each index is more representative of its market capitalization range. All companies being added to the S&P 500 are more representative of the large-cap market space, all companies being added to the S&P MidCap 400 are more representative of the mid-cap market space, and all companies being added to the S&P SmallCap 600 are more representative of the small-cap market space. The companies being removed from

      9/6/24 6:43:00 PM ET
      $AAL
      $ADMA
      $ADNT
      $AMCX
      Air Freight/Delivery Services
      Consumer Discretionary
      Biotechnology: Biological Products (No Diagnostic Substances)
      Health Care

    $RILY
    Insider Trading

    Insider transactions reveal critical sentiment about the company from key stakeholders. See them live in this feed.

    See more
    • Co-CEO Kelleher Thomas J /Adv returned $183,493 worth of shares to the company (44,109 units at $4.16), decreasing direct ownership by 29% to 107,011 units (SEC Form 4)

      4 - B. Riley Financial, Inc. (0001464790) (Issuer)

      3/18/25 9:30:11 PM ET
      $RILY
      Investment Managers
      Finance
    • Chairman and Co-CEO Riley Bryant R returned $183,493 worth of shares to the company (44,109 units at $4.16), decreasing direct ownership by 0.64% to 6,800,817 units (SEC Form 4)

      4 - B. Riley Financial, Inc. (0001464790) (Issuer)

      3/18/25 9:30:13 PM ET
      $RILY
      Investment Managers
      Finance
    • SVP, Chief Accounting Officer Weitzman Howard returned $39,753 worth of shares to the company (9,556 units at $4.16), decreasing direct ownership by 14% to 59,486 units (SEC Form 4)

      4 - B. Riley Financial, Inc. (0001464790) (Issuer)

      3/18/25 9:30:05 PM ET
      $RILY
      Investment Managers
      Finance

    $RILY
    Press Releases

    Fastest customizable press release news feed in the world

    See more
    • B. Riley Financial Announces Notification of Delinquency with Nasdaq

      LOS ANGELES, May 28, 2025 /PRNewswire/ -- B. Riley Financial, Inc. (Nasdaq: RILY) ("BRF" or the "Company") today announced it received an expected delinquency notification letter from Nasdaq on May 21, 2025, which indicated that the Company was not in compliance with Nasdaq Listing Rule 5250(c)(1) as a result of the delayed filing of the Company's Quarterly Report on Form 10-Q for the period ended March 31, 2025. The Nasdaq Listing Rule requires listed companies to timely file all required periodic financial reports with the Securities and Exchange Commission (the "SEC"). This notification has no immediate effect on the listing of the Company's securities on Nasdaq. Nasdaq has informed the

      5/28/25 5:00:00 PM ET
      $RILY
      Investment Managers
      Finance
    • B. Riley Financial Announces Private Bond Exchange to Reduce Debt by Approximately $46 Million

      Exchange Eliminates More than $100 Million in 2026 Maturities LOS ANGELES, May 21, 2025 /PRNewswire/ -- B. Riley Financial, Inc. (NASDAQ:RILY) ("BRF" or the "Company"), a diversified financial services company, today announced it has entered into a privately negotiated exchange agreement (the "Agreement") with an institutional investor, which will reduce the Company's total outstanding debt by approximately $46 million. Pursuant to the Agreement and subject to the completion of certain closing procedures, the investor has agreed to exchange approximately $139 million in outstanding Senior Notes, consisting of $30 million in March 2026 notes, $75 million in December 2026 notes and $35 millio

      5/21/25 8:00:00 AM ET
      $RILY
      Investment Managers
      Finance
    • B. Riley Financial Announces CFO Transition

      Scott Yessner to Assume Chief Financial Officer Role, Succeeding Phillip Ahn LOS ANGELES, May 19, 2025 /PRNewswire/ -- B. Riley Financial, Inc. (NASDAQ:RILY) ("B. Riley" or the "Company"), a diversified financial services company, today announced that Scott Yessner has been appointed Chief Financial Officer, effective June 3, 2025. Mr. Yessner, who has served as a strategic advisor for B. Riley Financial for the past two months, will succeed Phillip Ahn, who is departing to pursue another opportunity. Mr. Yessner brings to B. Riley significant experience and a proven track record as the Chief Financial Officer of public and private companies, with a particular focus on leading corporate tra

      5/19/25 7:00:00 AM ET
      $RILY
      Investment Managers
      Finance