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    Banc of California Inc. filed SEC Form 8-K: Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits

    1/23/25 6:15:40 AM ET
    $BANC
    Major Banks
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    Get the next $BANC alert in real time by email
    false0001169770NYSENYSE00011697702025-01-232025-01-230001169770us-gaap:CommonStockMember2025-01-232025-01-230001169770banc:DepositarySharesEachRepresentingA140thInterestInAShareOf775FixedRateResetNonCumulativePerpetualPreferredStockSeriesFMember2025-01-232025-01-23

    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    Washington, DC 20549


    FORM 8-K


    CURRENT REPORT
    Pursuant to Section  13 or 15(d) of the
    Securities Exchange Act of 1934
     
    Date of Report (Date of earliest event reported): January 23, 2025
     
    BANC OF CALIFORNIA, INC.
    (Exact name of registrant as specified in its charter)
     
    Maryland
    001-35522
    04-3639825
    (State or other jurisdiction of incorporation)
    (Commission File Number)
    (IRS Employer Identification No.)
     
    11611 San Vicente Boulevard, Suite 500

     
    Los Angeles, California

    90049
    (Address of principal executive offices)

    (Zip Code)
     
    Registrant’s telephone number, including area code: (855)  361-2262
     
    N/A
    (Former name or former address, if changed since last report)


    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.):
     
    ☐
    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
     
    ☐
    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
     
    ☐
    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
     
    ☐
    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
     
    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
     
    Emerging growth company    ☐
     
    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section  13(a) of the Exchange Act.    ☐
     
    Securities registered pursuant to Section 12(b) of the Act:
     
    Title of each class
     
    Trading
    Symbol(s)
     
    Name of each exchange
    on which registered
    Common Stock, par value $0.01 per share
     
    BANC
     
    New York Stock Exchange
    Depositary Shares, each representing a 1/40th interest in a share of 7.75% fixed rate reset non-cumulative perpetual preferred stock, Series F
       BANC/PF   New York Stock Exchange
     


    Item 2.02
    Results of Operations and Financial Condition.
     
    On January 23, 2025, Banc of California, Inc. (the “Company”) issued a press release announcing 2024 fourth quarter financial results.
     
    A copy of the press release is furnished herewith as Exhibit 99.1 and is incorporated by reference herein.
     
    Item 7.01
    Regulation FD Disclosure.
     
    The Company will host a conference call to discuss its fourth quarter results at 10:00 A.M. Pacific Time on Thursday, January 23, 2025. Interested parties may attend the conference call by dialing (888) 317-6003 and referencing event code 4964279. A live audio webcast will be available through the webcast link to be posted on the Company’s Investor Relations website at www.bancofcal.com/investor, in addition to the slide presentation for investor review prior to the call. A copy of the presentation materials is furnished herewith as Exhibit 99.2 and is incorporated by reference herein.
     
    Item 9.01
    Financial Statements and Exhibits.

     
    (d)
    Exhibits.
     
    99.1
    Banc of California, Inc. Press Release dated January 23, 2025.
       
    99.2
    Banc of California, Inc. Earnings Conference Call Presentation Materials.
       
    104
    Cover Page Interactive Data File (embedded within the Inline XBRL document)

    2

    SIGNATURES
     
    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

      BANC OF CALIFORNIA, INC.
       
    January 23, 2025
    /s/ Joseph Kauder
     
    Joseph Kauder
     
    Executive Vice President and Chief Financial Officer


    3

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