Bausch Health Companies Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders
$BHC
Biotechnology: Pharmaceutical Preparations
Health Care
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of report (Date of earliest event reported)
(Exact name of registrant as specified in its charter)
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| (State or other jurisdiction of incorporation) | (Commission file number) | (IRS Employer Identification No.) | |||||||||||||||
(Address of Principal Executive Offices) (Zip Code)
(514 ) 744-6792
(Registrant's telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Act:
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07. Submission of Matters to a Vote of Security Holders.
On May 14, 2024, Bausch Health Companies Inc. (the “Company”) held its Annual Meeting of Shareholders (the “Annual Meeting”). At the Annual Meeting, the shareholders of the Company voted on the following four proposals, each of which is described in detail in the Company’s Management Proxy Circular and Proxy Statement. The results of each matter voted upon are as follows:
Proposal No. 1: Election of Directors. The shareholders elected the following individuals to the Company’s Board of Directors, to serve until the close of the Company’s 2025 Annual Meeting of Shareholders, their successors are duly elected or appointed, or such director’s earlier resignation or removal:
| Name | For | Withheld | Broker Non-Votes | |||||||||||||||||
| Thomas J. Appio | 181,373,219 | 10,918,741 | 70,931,303 | |||||||||||||||||
| Christian A. Garcia | 181,143,285 | 11,148,675 | 70,931,303 | |||||||||||||||||
| Brett M. Icahn | 170,144,670 | 22,147,290 | 70,931,303 | |||||||||||||||||
| Sarah B. Kavanagh | 180,316,464 | 11,975,496 | 70,931,303 | |||||||||||||||||
| Frank D. Lee | 173,147,642 | 19,144,318 | 70,931,303 | |||||||||||||||||
| Steven D. Miller | 177,700,669 | 14,591,291 | 70,931,303 | |||||||||||||||||
| Richard C. Mulligan, Ph.D. | 175,256,854 | 17,035,106 | 70,931,303 | |||||||||||||||||
| John A. Paulson | 179,422,691 | 12,869,269 | 70,931,303 | |||||||||||||||||
| Robert N. Power | 173,228,670 | 19,063,290 | 70,931,303 | |||||||||||||||||
| Amy B. Wechsler, M.D. | 181,626,477 | 10,665,483 | 70,931,303 | |||||||||||||||||
Proposal No. 2: Advisory Vote on Executive Compensation. The shareholders approved, on a non-binding advisory basis, the compensation of the Company’s Named Executive Officers as disclosed in the Compensation Discussion and Analysis section, executive compensation tables and accompanying narrative discussions contained in the Management Proxy Circular and Proxy Statement.
| For | Against | Abstain | Broker Non-Votes | |||||||||||||||||
| I 78,660,733 | 5,195,531 | 8,435,696 | 70,931,303 | |||||||||||||||||
Proposal No. 3: Approval of an Amendment to the Company’s 2014 Ominbus Incentive Plan. The shareholders approved the amendment to the Company’s 2014 Omnibus Incentive Plan (the “2014 Plan”) to increase the number of Common Shares authorized under the 2014 Plan.
| For | Against | Abstain | Broker Non-Votes | |||||||||||||||||
| 174,942,970 | 8,899,830 | 8,449,160 | 70,931,303 | |||||||||||||||||
Proposal No. 4: Appointment of the Independent Registered Public Accounting Firm. The shareholders appointed PricewaterhouseCoopers LLP as the auditors for the Company to hold office until the close of the 2024 Annual Meeting of Shareholders and authorized the Company’s Board of Directors to fix the auditors’ remuneration.
| For | Withheld | |||||||
| 252,834,132 | 10,389,131 | |||||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: May 15, 2024
| BAUSCH HEALTH COMPANIES INC. | |||||
| By: | /s/ Seana Carson | ||||
Seana Carson | |||||
| Executive Vice President, General Counsel | |||||